| Showcase Ventures Fund I LP → | Issuer | – | – | CIK 2138889 |
| SHP Wealth Management → | 13F manager | – | – | CIK 1807060 |
| SHREVEPORT OPPORTUNITY 120 DST → | Issuer | – | – | CIK 2138194 |
| SHRIER WEALTH MANAGEMENT, LLC → | 13F manager | – | – | CIK 2075389 |
| SHRUG, LLC → | RIA / FO | – | – | CRD 313323 |
| SHUFRO ROSE & CO LLC → | 13F manager | – | – | CIK 908195 |
| Shulman DeMeo Asset Management LLC → | 13F manager | – | – | CIK 1767070 |
| Shultz Ronald Craig → | 13F manager | – | – | CIK 0002063900 |
| Shum Financial Group, Inc. → | 13F manager | – | – | CIK 2044675 |
| SHUTTLEWORTH & Co → | 13F manager | – | – | CIK 2096913 |
| SHV MANAGEMENT, LLC → | RIA / FO | – | LONG BEACH, CA | CRD 172512 |
| SI INVESTMENT MANAGEMENT, L.P. → | RIA / FO | – | – | CRD 334818 |
| SI0626 a Series of CGF2021 LLC → | Issuer | – | – | CIK 2140282 |
| SiameseAI Inc. → | Issuer | – | – | CIK 2140408 |
| SIBILLA CAPITAL MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 162720 |
| Sicart Associates LLC → | 13F manager | – | – | CIK 1696494 |
| SIDAMLAK INVESTMENTS LLC → | RIA / FO | – | – | CRD 325512 |
| SIDE DOOR VENTURES → | RIA / FO | – | FERNANDINA BEACH, FL | CRD 333188 |
| SIDELINE GROUP → | RIA / FO | – | NEW YORK, NY | CRD 337813 |
| SIDERA I SPV a Series of CGF2021 LLC → | Issuer | – | – | CIK 2137609 |
| SIDEREAL CAPITAL GROUP → | RIA / FO | – | SUMMIT, NJ | CRD 320766 |
| SIDKA, LLC → | RIA / FO | – | – | CRD 323581 |
| Sidoxia Capital Management, LLC → | 13F manager | – | – | CIK 2132534 |
| Siebert Kevin Christopher → | 13F manager | – | – | CIK 0001634069 |
| SIEGEL JEFFREY → | 13F manager | – | – | CIK 0000923401 |
| SIEGEL TODD E → | 13F manager | – | – | CIK 0001031593 |
| SIEMENS AG → | 13F manager | – | – | CIK 940418 |
| Siemens Fonds Invest GmbH → | 13F manager | – | – | CIK 1856637 |
| SIEMENS PENSION TRUST E V → | 13F manager | – | – | CIK 1209767 |
| Siena Capital Partners GP, LLC → | 13F manager | – | – | CIK 1694886 |
| Sienna Gestion → | 13F manager | – | – | CIK 2021242 |
| Sierra Capital LLC → | 13F manager | – | – | CIK 1787274 |
| Sierra Legacy Group → | 13F manager | – | – | CIK 2056766 |
| SIERRA OCEAN, LLC → | 13F manager | – | – | CIK 2051715 |
| SIERRA SUMMIT ADVISORS LLC → | 13F manager | – | – | CIK 2012614 |
| SIERRA VENTURES MANAGEMENT III, L.L.C. → | RIA / FO | – | SAN MATEO, CA | CRD 163849 |
| SIG BROKERAGE, LP → | 13F manager | – | – | CIK 1094429 |
| SIG CAPITAL, LLC → | RIA / FO | – | BIRMINGHAM, AL | CRD 340668 |
| SIG North Trading, ULC → | 13F manager | – | – | CIK 1868643 |
| SigFig Wealth Management, LLC → | 13F manager | – | – | CIK 1696957 |
| Sightline Wealth Advisors, LLC → | 13F manager | – | – | CIK 1841979 |
| SIGMA INVESTMENT COUNSELORS INC → | 13F manager | – | – | CIK 1085163 |
| SIGMA MANAGEMENT 6, LLC → | RIA / FO | – | CAMPBELL, CA | CRD 160560 |
| Sigma Planning Corp → | 13F manager | – | – | CIK 1449126 |
| SIGMA PRIME VENTURES, LLC → | RIA / FO | – | CAMPBELL, CA | CRD 164249 |
| SIGMOID MANAGEMENT → | RIA / FO | – | NEW YORK, NY | CRD 327127 |
| Signal Advisors Wealth, LLC → | 13F manager | – | – | CIK 2010926 |
| SIGNAL CAPITAL PARTNERS LIMITED → | RIA / FO | – | LONDON | CRD 289876 |
| SIGNAL HARMONIC PARTNERS LLP → | RIA / FO | – | LONDON | CRD 335922 |
| Signal Peak Fund I, a Series of Embedding Opportunity Funds, LLC → | Issuer | – | – | CIK 2138426 |
| SIGNAL POINT CAPITAL MANAGEMENT, LLC → | RIA / FO | – | DALLAS, TX | CRD 298718 |
| SIGNAL TREE FINANCIAL PARTNERS LLC → | 13F manager | – | – | CIK 2069337 |
| Signature Equity Partners, LLC → | 13F manager | – | – | CIK 2109813 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC → | 13F manager | – | – | CIK 1079935 |
| Signature Resources Capital Management, LLC → | 13F manager | – | – | CIK 1940917 |
| Signature Wealth Management Group → | 13F manager | – | – | CIK 1736666 |
| Signature Wealth Management Partners, LLC → | 13F manager | – | – | CIK 1824694 |
| SIGNATUREFD, LLC → | 13F manager | – | – | CIK 1456048 |
| SIGNET FINANCIAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 1600307 |
| SIGNET HEALTHCARE MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 284087 |
| Signet Investment Advisory Group, Inc. → | 13F manager | – | – | CIK 1766328 |
| Signet Private Wealth LLC → | 13F manager | – | – | CIK 2096298 |
| SIGNIA VENTURE PARTNERS → | RIA / FO | – | – | CRD 168538 |
| Significant Wealth Partners LLC → | 13F manager | – | – | CIK 1964680 |
| SIH Partners, LLLP → | 13F manager | – | – | CIK 1996244 |
| SILAS CAPITAL LLC → | RIA / FO | – | NEW YORK, NY | CRD 315161 |
| Silchester International Investors LLP → | 13F manager | – | – | CIK 1506409 |
| SILENT VENTURES MANAGEMENT, LLC → | RIA / FO | – | – | CRD 326901 |
| SILICON ROAD VENTURES → | RIA / FO | – | ATLANTA, GA | CRD 313184 |
| Silicon Valley Capital Partners → | 13F manager | – | – | CIK 1673633 |
| SILO FINANCIAL LLC → | RIA / FO | – | – | CRD 324307 |
| Silphium Asset Management Ltd → | 13F manager | – | – | CIK 1758440 |
| SILQ CAPITAL CO., LTD. → | RIA / FO | – | CHIYODA | CRD 336283 |
| SILTSTONE CAPITAL, LLC → | RIA / FO | – | HOUSTON, TX | CRD 305786 |
| Silvant Capital Management LLC → | 13F manager | – | – | CIK 1738728 |
| Silver Coast Investments LLC → | 13F manager | – | – | CIK 2012033 |
| Silver Grove Financial Group, Inc. → | 13F manager | – | – | CIK 2111172 |
| Silver Heights Capital Management Inc → | 13F manager | – | – | CIK 1705712 |
| Silver Lake Advisory, LLC → | 13F manager | – | – | CIK 1596055 |
| Silver Lake Group, L.L.C. → | 13F manager | – | – | CIK 1418226 |
| Silver Oak Advisory Group, Inc. → | 13F manager | – | – | CIK 1906937 |
| SILVER OAK SECURITIES, INCORPORATED → | 13F manager | – | – | CIK 1080576 |
| SILVER OAK WEALTH ADVISORS SERVICES, LLC → | 13F manager | – | – | CIK 2060368 |
| Silver Point Capital L.P. → | 13F manager | – | – | CIK 1332784 |
| Silver Point Tactical Credit Opportunities Fund (Offshore), ILP → | Issuer | – | – | CIK 2140000 |
| Silver Rock Financial LP → | 13F manager | – | – | CIK 1674784 |
| SILVERARC CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 1816307 |
| SILVERBACK ASSET MANAGEMENT LLC → | 13F manager | – | – | CIK 1278960 |
| Silverberg Bernstein Capital Management LLC → | 13F manager | – | – | CIK 2007880 |
| SILVERCIRCLE ADVISORS LLC → | RIA / FO | – | – | CRD 329722 |
| SILVERCREEK MANAGEMENT INC. → | RIA / FO | – | TORONTO | CRD 166302 |
| SILVERCREST ASSET MANAGEMENT GROUP LLC → | 13F manager | – | – | CIK 1232395 |
| SILVERFLEET CAPITAL PARTNERS, LLP → | RIA / FO | – | LONDON | CRD 162000 |
| SILVERLAKE WEALTH MANAGEMENT LLC → | 13F manager | – | – | CIK 1966026 |
| Silverleafe Capital Partners, LLC → | 13F manager | – | – | CIK 1535611 |
| SilverOak Wealth Management LLC → | 13F manager | – | – | CIK 1764766 |
| SILVERPEAK STRATEGIC CAPITAL LLC → | RIA / FO | – | DENVER, CO | CRD 341408 |
| Silversmith Partners I GP, LLC → | 13F manager | – | – | CIK 1866164 |
| SilverStone 2026 Secondary Aggregator V, L.P. → | Issuer | – | – | CIK 2139922 |
| SilverStone Secondary Transaction Vehicle A, L.P. → | Issuer | – | – | CIK 2140228 |