| Shaolin Capital Management LLC → | 13F manager | – | – | CIK 1766806 |
| SHAPERS → | RIA / FO | – | – | CRD 336435 |
| SHAPIRO CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 1177244 |
| SHAPIRO MARK S → | 13F manager | – | – | CIK 0001345978 |
| Sharabba Daniel C → | 13F manager | – | – | CIK 0001995070 |
| Share Andrew L. → | 13F manager | – | – | CIK 1693672 |
| ShareBear Burst X, a series of ShareBear Ventures, LP → | Issuer | – | – | CIK 2137614 |
| SHAREBUILDER 401K → | RIA / FO | – | SEATTLE, WA | CRD 300537 |
| Shared Vision Wealth Group LLC → | 13F manager | – | – | CIK 2008178 |
| SHARENETT INVESTMENT ADVISORS, LLC → | RIA / FO | – | NEW YORK, NY | CRD 307176 |
| SHARIAPORTFOLIO, INC. → | 13F manager | – | – | CIK 1998574 |
| Sharkey, Howes & Javer → | 13F manager | – | – | CIK 1642246 |
| Sharma Mani → | 13F manager | – | – | CIK 0002122411 |
| Sharp Capital Gestora de Recursos Ltda. → | 13F manager | – | – | CIK 1818890 |
| Sharp Michael J. → | 13F manager | – | – | CIK 0001506427 |
| Sharp Shalini → | 13F manager | – | – | CIK 0001377202 |
| Sharp Wealth Advisory, LLC → | 13F manager | – | – | CIK 1733194 |
| SHARPEPOINT LLC → | 13F manager | – | – | CIK 2046822 |
| Sharper & Granite LLC → | 13F manager | – | – | CIK 1959415 |
| SHASTA VENTURES → | RIA / FO | – | – | CRD 162676 |
| SHATTUCK MAYO A III → | 13F manager | – | – | CIK 0001087426 |
| ShawSpring Partners LLC → | 13F manager | – | – | CIK 1766908 |
| Shay Capital LLC → | 13F manager | – | – | CIK 1723643 |
| SHAYNE & JACOBS, LLC → | 13F manager | – | – | CIK 1484085 |
| SHCP, LLC → | 13F manager | – | – | CIK 2055834 |
| SHD MANAGEMENT, LLC → | RIA / FO | – | DALLAS, TX | CRD 170651 |
| SHEAHAN MARK W → | 13F manager | – | – | CIK 0001190815 |
| Shearwater Capital LLC → | 13F manager | – | – | CIK 1905665 |
| Shechina Ventures Fund LLC - Series XIPO → | Issuer | – | – | CIK 2141610 |
| SHECHINA VENTURES LLC → | RIA / FO | – | – | CRD 331989 |
| SHEETS SMITH WEALTH MANAGEMENT → | 13F manager | – | – | CIK 1157436 |
| Sheinwald Nigel → | 13F manager | – | – | CIK 0001642391 |
| Shellback Capital, LP → | 13F manager | – | – | CIK 1591744 |
| Shelter Ins Retirement Plan → | 13F manager | – | – | CIK 1455290 |
| Shelter Mutual Insurance Co → | 13F manager | – | – | CIK 1455288 |
| Shelter Rock Management, LLC → | 13F manager | – | – | CIK 2109305 |
| SHELTON CAPITAL MANAGEMENT → | 13F manager | – | – | CIK 1002784 |
| SHELTON WEALTH MANAGEMENT, LLC → | 13F manager | – | – | CIK 1903883 |
| SHEN NEIL NANPENG → | 13F manager | – | – | CIK 1279329 |
| SHENANDOAH ENERGY MANAGEMENT, LLC → | RIA / FO | – | HIGHLANDS RANCH, CO | CRD 332901 |
| Shengqi Capital (Hong Kong) Ltd → | 13F manager | – | – | CIK 2040405 |
| SHENKMAN CAPITAL MANAGEMENT INC → | 13F manager | – | – | CIK 1275228 |
| SHENZHEN BRIGHT PRIVATE EQUITY INVESTMENT MANAGEMENT LIMITED → | RIA / FO | – | SHENZHEN, GUANGDONG | CRD 319292 |
| Shepherd Financial Partners LLC → | 13F manager | – | – | CIK 1696628 |
| SHEPHERD KAPLAN KROCHUK, LLC → | 13F manager | – | – | CIK 1218583 |
| SHEPHERD MICHAEL → | 13F manager | – | – | CIK 0001680502 |
| Shepherd Street Advisors LLC → | 13F manager | – | – | CIK 2110060 |
| SHEPHERD WEALTH MANAGEMENT Ltd LIABILITY Co → | 13F manager | – | – | CIK 2016209 |
| Sherborne Investors Management LP → | 13F manager | – | – | CIK 1406672 |
| Sheresky Michael → | 13F manager | – | – | CIK 0001395208 |
| Sheridan Capital Management, LLC → | 13F manager | – | – | CIK 1926753 |
| Sheriff Alan → | 13F manager | – | – | CIK 0001823076 |
| SHERMAN A HAAG → | 13F manager | – | – | CIK 0001283832 |
| Sherman Asset Management, Inc. → | 13F manager | – | – | CIK 1736535 |
| SHERMAN PORFOLIOS, LLC → | 13F manager | – | – | CIK 2096483 |
| SHERMAN STREET CAPITAL LLC → | RIA / FO | – | NEW YORK, NY | CRD 341170 |
| Sherman Wealth Management LLC → | 13F manager | – | – | CIK 2096110 |
| SHEROW MANAGEMENT, LLC → | RIA / FO | – | – | CRD 169199 |
| SHERPA HEALTHCARE FUND I GP, LTD. → | RIA / FO | – | GRAND CAYMAN | CRD 308599 |
| SHERPA HEALTHCARE FUND II GP, LTD. → | RIA / FO | – | GRAND CAYMAN | CRD 315996 |
| SHERPA HEALTHCARE PARTNERS CO., LTD. → | RIA / FO | – | GRAND CAYMAN | CRD 306831 |
| Sherrill & Hutchins Financial Advisory, Inc → | 13F manager | – | – | CIK 2005607 |
| Sherrill Richard → | 13F manager | – | – | CIK 0001963990 |
| Sherry Group, Inc. → | 13F manager | – | – | CIK 2107738 |
| SHERWIN STEPHEN A → | 13F manager | – | – | CIK 0001079462 |
| Sherwood Financial Partners, LLC → | 13F manager | – | – | CIK 2056427 |
| SHI SANCHEZ CAPITAL MANAGEMENT LLC → | RIA / FO | – | NEWPORT BEACH, CA | CRD 342381 |
| SHIELD AI A SERIES OF VUVP FUND LLC → | Issuer | – | – | CIK 2140937 |
| SHIELD CAPITAL, LLC → | RIA / FO | – | BURLINGAME, CA | CRD 317447 |
| SHIFFMAN GARY A → | 13F manager | – | – | CIK 0001171077 |
| SHIFT 54 TSI V a Series of CGF2021 LLC → | Issuer | – | – | CIK 2137218 |
| SHIKIAR ASSET MANAGEMENT INC → | 13F manager | – | – | CIK 1058022 |
| SHINE CAPITAL → | RIA / FO | – | NEW YORK, NY | CRD 311659 |
| Shine Sarah → | 13F manager | – | – | CIK 0002049845 |
| Shinfalls Commodities Fund LP → | Issuer | – | – | CIK 2136914 |
| SHINKA CAPITAL MANAGEMENT LIMITED → | RIA / FO | – | HONG KONG | CRD 334322 |
| Shinn John → | 13F manager | – | – | CIK 0001847137 |
| SHINNECOCK FINANCING, LLC → | Issuer | – | – | CIK 2139746 |
| SHIPROCK CAPITAL MANAGEMENT LIMITED → | RIA / FO | – | LONDON | CRD 330086 |
| Shira Ridge Wealth Management → | 13F manager | – | – | CIK 1961210 |
| Shirley Brian → | 13F manager | – | – | CIK 0001353179 |
| Shivaram Sachin M → | 13F manager | – | – | CIK 0001952838 |
| SHIVE DUNIA A → | 13F manager | – | – | CIK 0001182313 |
| SHL CAPITAL → | RIA / FO | – | – | CRD 310333 |
| Shoker Investment Counsel, Inc. → | 13F manager | – | – | CIK 1599623 |
| Shooting Star Partners, LLC → | Issuer | – | – | CIK 2138254 |
| Shoppes of Midtown Mobile LLC → | Issuer | – | – | CIK 2140137 |
| Shoppes San Felipe, LLC → | Issuer | – | – | CIK 2138880 |
| Shoptaw Robert L → | 13F manager | – | – | CIK 0001375586 |
| Shore Point Advisors, LLC → | 13F manager | – | – | CIK 1907092 |
| SHOREBIRD CAPITAL, LP → | RIA / FO | – | SAN ANTONIO, TX | CRD 285437 |
| ShoreBridge Point72 Turion, LLC → | Issuer | – | – | CIK 2141746 |
| ShoreBridge Point72 Turion, Ltd. → | Issuer | – | – | CIK 2141741 |
| ShoreHaven Wealth Partners, LLC → | 13F manager | – | – | CIK 1844922 |
| SHORELINE STRATEGIC CAPITAL II LLC → | Issuer | – | – | CIK 2141187 |
| Shores at Spirit Lake, LLC → | Issuer | – | – | CIK 2141536 |
| SHOREWIND CAPITAL LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 317255 |
| SHORT CLIFFS CAPITAL LLC → | RIA / FO | – | SHORT HILLS, NJ | CRD 339581 |
| Shotwell Gwynne → | 13F manager | – | – | CIK 0001768956 |
| Shotwell Rutter Baer Inc → | 13F manager | – | – | CIK 2008310 |