| RUTH ASSET MANAGEMENT CO LLC → | RIA / FO | – | – | CRD 163970 |
| RUTLAND PARTNERS LLP → | RIA / FO | – | LONDON | CRD 161728 |
| Rutledge Napoleon B JR → | 13F manager | – | – | CIK 0001848123 |
| RV Capital AG → | 13F manager | – | – | CIK 1766596 |
| Rvp 0526 a Series of CGF2021 LLC → | Issuer | – | – | CIK 2138181 |
| RVP MANAGEMENT, LLC → | RIA / FO | – | CAMBRIDGE, MA | CRD 309936 |
| RVW Wealth, LLC → | 13F manager | – | – | CIK 1756543 |
| RW Investment Management LLC → | 13F manager | – | – | CIK 1631627 |
| RWA WEALTH PARTNERS, LLC → | 13F manager | – | – | CIK 1544576 |
| RWC ASSET ADVISORS (US) LLC → | 13F manager | – | – | CIK 1638081 |
| RWC Asset Management LLP → | 13F manager | – | – | CIK 1520478 |
| RWQ Financial Management Services, Inc. → | 13F manager | – | – | CIK 1846544 |
| RWWM, Inc. → | 13F manager | – | – | CIK 1507683 |
| RYAN & FRIENDS GP, LTD. → | RIA / FO | – | HONG KONG | CRD 315992 |
| RYAN BERMAN BRIDGET → | 13F manager | – | – | CIK 0001366740 |
| RYAN FUTURE TECHNOLOGY INC → | RIA / FO | – | DENVER, CO | CRD 340725 |
| Ryan Investment Management, Inc. → | 13F manager | – | – | CIK 2074440 |
| RYAN KIMBERLY K → | 13F manager | – | – | CIK 0001256332 |
| Rydar Equities, Inc. → | 13F manager | – | – | CIK 2065487 |
| Rye Brook Capital LLC → | 13F manager | – | – | CIK 1844147 |
| RYO GLOBAL MARKETS LIMITED → | RIA / FO | – | NEW YORK, NY | CRD 338021 |
| Ryu Jaewon → | 13F manager | – | – | CIK 0001869233 |
| S AND F INVESTMENT ADVISORS LIMITED → | RIA / FO | – | LONDON | CRD 312824 |
| S CAPITAL 2 VC MANAGEMENT LTD → | RIA / FO | – | HERZLIYA | CRD 308993 |
| S CAPITAL 3 VC MANAGEMENT LTD. → | RIA / FO | – | HERZLIYA | CRD 322099 |
| S CAPITAL 4 VC MANAGEMENT LTD → | RIA / FO | – | HERZLIYA | CRD 341230 |
| S CAPITAL VC MANAGEMENT LTD. → | RIA / FO | – | HERZLIYA | CRD 296465 |
| S Harris Financial Group, LLC → | 13F manager | – | – | CIK 2112907 |
| S SQUARED TECHNOLOGY, LLC → | 13F manager | – | – | CIK 1322924 |
| S-Bank Fund Management Ltd → | 13F manager | – | – | CIK 2036461 |
| S. R. Schill & Associates → | 13F manager | – | – | CIK 1616004 |
| S.A. Mason LLC → | 13F manager | – | – | CIK 1800911 |
| S.E.E.D. Planning Group LLC → | 13F manager | – | – | CIK 1765515 |
| S&A Financial Services, Inc. → | 13F manager | – | – | CIK 2140428 |
| S&CO INC → | 13F manager | – | – | CIK 1082461 |
| S&G Foundation → | 13F manager | – | – | CIK 1874163 |
| S&T BANK/PA → | 13F manager | – | – | CIK 1010911 |
| S2 & Family Friends LLC → | Issuer | – | – | CIK 2137155 |
| S28 CAPITAL LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 281047 |
| S2F CAPITAL MANAGEMENT → | RIA / FO | – | CHARLESTON, SC | CRD 314582 |
| S4N Holdings, LLC → | Issuer | – | – | CIK 2139321 |
| SA Investment Partnership IX LLC → | Issuer | – | – | CIK 2136483 |
| Saadeh-Jajeh Diana → | 13F manager | – | – | CIK 0001817439 |
| Saak Aaron W → | 13F manager | – | – | CIK 0001930489 |
| SAAS VENTURES, L.L.C. → | RIA / FO | – | – | CRD 289393 |
| SAASTR FUND MANAGEMENT, L.L.C. → | RIA / FO | – | – | CRD 284854 |
| Saba Capital Management, L.P. → | 13F manager | – | – | CIK 1510281 |
| SABANERA PRIVATE EQUITY MANAGER LLC → | RIA / FO | – | DORADO, PR | CRD 332175 |
| SABBY MANAGEMENT, LLC → | RIA / FO | – | – | CRD 162659 |
| SABBY MANAGEMENT, LLC → | 13F manager | – | – | CIK 1535610 |
| Saber Capital Managment, LLC → | 13F manager | – | – | CIK 1911378 |
| SABERTOOTH CAPITAL → | RIA / FO | – | ATLANTA, GA | CRD 339778 |
| SABI FUND I GP LLC → | RIA / FO | – | – | CRD 326511 |
| Sable David M. → | 13F manager | – | – | CIK 0001578181 |
| Sachdev Ravi → | 13F manager | – | – | CIK 0001445581 |
| Sachem Head Capital Management LP → | 13F manager | – | – | CIK 1582090 |
| SACHEM HILL LLC → | 13F manager | – | – | CIK 1994333 |
| Sachetta, LLC → | 13F manager | – | – | CIK 2010574 |
| SACHS CAPITAL PARTNERS, LLC → | RIA / FO | – | – | CRD 321106 |
| SaddleRock Capital Management LLC → | 13F manager | – | – | CIK 2018754 |
| SAFANAD INDUSTRY CAPITAL INTERNET INFRASTRUCTURE MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 291959 |
| SAFAR PARTNERS LLC → | RIA / FO | – | CAMBRIDGE, MA | CRD 305059 |
| Safe Harbor Family Capital, LLC → | 13F manager | – | – | CIK 2065810 |
| Safe Harbor Fiduciary, LLC → | 13F manager | – | – | CIK 2036114 |
| Safeguard Investment Advisory Group, LLC → | 13F manager | – | – | CIK 1846711 |
| Safir Wealth Advisors, LLC → | 13F manager | – | – | CIK 1830103 |
| Safran Andrew → | 13F manager | – | – | CIK 0002137144 |
| SAGA VENTURES MANAGEMENT, LLC → | RIA / FO | – | AUSTIN, TX | CRD 330717 |
| Sagace Wealth Management LLC → | 13F manager | – | – | CIK 2027449 |
| SAGARD PRIVATE EQUITY PARTNERS → | RIA / FO | – | PARIS | CRD 162504 |
| Sage Advisory Services, Ltd.Co. → | 13F manager | – | – | CIK 1534378 |
| Sage Capital Advisors,llc → | 13F manager | – | – | CIK 1714107 |
| SAGE CAPITAL LLC → | RIA / FO | – | SAINT LOUIS, MO | CRD 288430 |
| Sage Capital Management, LLC → | 13F manager | – | – | CIK 2030667 |
| SAGE FINANCIAL GROUP INC → | 13F manager | – | – | CIK 882119 |
| Sage Financial Management Group, Inc. → | 13F manager | – | – | CIK 1762086 |
| SAGE HOSPITALITY INVESTMENT ADVISOR LLC → | RIA / FO | – | DENVER, CO | CRD 324131 |
| Sage Investment Advisers LLC → | 13F manager | – | – | CIK 1925418 |
| Sage Investment Counsel LLC → | 13F manager | – | – | CIK 2055178 |
| Sage Mountain Advisors LLC → | 13F manager | – | – | CIK 1832274 |
| SAGE PARTNERS LIMITED → | RIA / FO | – | HONG KONG | CRD 309639 |
| SAGE PRIVATE WEALTH GROUP, LLC → | 13F manager | – | – | CIK 1845635 |
| SAGE RHINO CAPITAL LLC → | 13F manager | – | – | CIK 1771605 |
| SAGE ROAD CAPITAL → | RIA / FO | – | HOUSTON, TX | CRD 164952 |
| Sagefield Capital LP → | 13F manager | – | – | CIK 1771179 |
| SageGuard Financial Group, LLC → | 13F manager | – | – | CIK 1861378 |
| SageOak Financial, LLC → | 13F manager | – | – | CIK 2055829 |
| SAGEONE INVESTMENT MANAGERS LLP → | RIA / FO | – | PUNE | CRD 285454 |
| SAGEPOINT CAPITAL PARTNERS LLC → | RIA / FO | – | FRANKLIN, TN | CRD 339742 |
| SAGESPRING WEALTH PARTNERS, LLC → | 13F manager | – | – | CIK 2056425 |
| SAGESTREET → | RIA / FO | – | HOUSTON, TX | CRD 289255 |
| Sagewood Asset Management LP → | 13F manager | – | – | CIK 1693636 |
| Sageworth Trust Co → | 13F manager | – | – | CIK 1482688 |
| Sageworth Trust Co of South Dakota → | 13F manager | – | – | CIK 1871593 |
| SAGIL CAPITAL → | RIA / FO | – | LONDON | CRD 160550 |
| Sagil Capital LLP → | 13F manager | – | – | CIK 1747744 |
| SAGONA CAPITAL, INC. → | RIA / FO | – | PHILADELPHIA, PA | CRD 291790 |
| Sagr Saleh Nehad Saleh → | 13F manager | – | – | CIK 0002074420 |
| SailingStone Capital Partners LLC → | 13F manager | – | – | CIK 1608904 |
| Saiph Capital, LLC → | 13F manager | – | – | CIK 2052658 |