| Rand Alison S. → | 13F manager | – | – | CIK 0001487407 |
| Randall & Associates Wealth Management → | 13F manager | – | – | CIK 2011901 |
| Randell Industrial, LLC → | Issuer | – | – | CIK 2140302 |
| RANDLE STUART A → | 13F manager | – | – | CIK 0001256144 |
| Randolph Co Inc → | 13F manager | – | – | CIK 1475150 |
| Ranganathan Madhu → | 13F manager | – | – | CIK 0001346240 |
| RANGE EQUITY MANAGEMENT → | RIA / FO | – | BEVERLY HILLS, CA | CRD 339343 |
| Range Financial Group LLC → | 13F manager | – | – | CIK 1928635 |
| Range Rock Capital, LLC → | 13F manager | – | – | CIK 2055383 |
| Rangeley Capital, LLC → | 13F manager | – | – | CIK 1517796 |
| Ranger Investment Management, L.P. → | 13F manager | – | – | CIK 1319691 |
| RANGEWATER INVESTMENT MANAGEMENT, LLC → | RIA / FO | – | ATLANTA, GA | CRD 326456 |
| RANKIN ALFRED M ET AL → | 13F manager | – | – | CIK 0000904532 |
| Rankin Devina A → | 13F manager | – | – | CIK 0001557267 |
| Ranmore Fund Management Ltd → | 13F manager | – | – | CIK 2055400 |
| Rao Meera → | 13F manager | – | – | CIK 0001480603 |
| RAPIDBIT LTD → | RIA / FO | – | SAN FRANCISCO, CA | CRD 335966 |
| Rapino Michael → | 13F manager | – | – | CIK 0001337041 |
| Rapori Inc. → | Issuer | – | – | CIK 2141889 |
| RAPTOR CAPITAL MANAGEMENT LP → | RIA / FO | – | BOSTON, MA | CRD 161118 |
| RAR Acquisitions LLC → | Issuer | – | – | CIK 2139893 |
| Rare Wolf Capital LLC → | 13F manager | – | – | CIK 2105393 |
| Rareview Capital LLC → | 13F manager | – | – | CIK 2044533 |
| Rasamny Robert → | 13F manager | – | – | CIK 0001977936 |
| RASKIND PETER E → | 13F manager | – | – | CIK 0001181669 |
| RASPINO LOUIS → | 13F manager | – | – | CIK 0001236474 |
| RASTETTER WILLIAM H → | 13F manager | – | – | CIK 0001205903 |
| Ratan Capital Management LP → | 13F manager | – | – | CIK 1566887 |
| Rathbones Group PLC → | 13F manager | – | – | CIK 1351991 |
| Rather & Kittrell, Inc. → | 13F manager | – | – | CIK 1582112 |
| RATIO VENTURES ASIA LP → | RIA / FO | – | – | CRD 325006 |
| RATIONAL ADVISORS, INC. → | 13F manager | – | – | CIK 1143565 |
| RATIONAL INVESTMENT GROUP, LLC → | RIA / FO | – | BROOKLINE, MA | CRD 286048 |
| RATIONALWAVE ASSOCIATES CORP. → | RIA / FO | – | SCARSDALE, NY | CRD 160515 |
| Raub Brock Capital Management LP → | 13F manager | – | – | CIK 1554656 |
| Rauxmont Capital I a Series of SLRTE I LLC → | Issuer | – | – | CIK 2139602 |
| Ravee Optics, Inc. → | Issuer | – | – | CIK 2137396 |
| RAVELIN CAPITAL, LLC → | RIA / FO | – | – | CRD 328288 |
| Ravenstone Capital Management Inc. → | 13F manager | – | – | CIK 2086041 |
| Ravenswood Partners LP → | 13F manager | – | – | CIK 2015178 |
| Ravichandran Vidya → | 13F manager | – | – | CIK 0001973823 |
| Raw Honey Project LLC → | Issuer | – | – | CIK 2141378 |
| Rayburn West Financial Services LLC → | 13F manager | – | – | CIK 2107467 |
| RAYMOND JAMES FINANCIAL INC → | 13F manager | – | – | CIK 720005 |
| RAYMUND STEVEN A → | 13F manager | – | – | CIK 0001196754 |
| RAZEX INC. → | Issuer | – | – | CIK 2137864 |
| RAZOR APTOS LLC → | RIA / FO | – | DUBAI | CRD 332107 |
| RAZOR GP 2 LLC → | RIA / FO | – | DUBAI | CRD 332108 |
| RAZOR'S EDGE GP IV, LLC → | RIA / FO | – | RESTON, VA | CRD 333731 |
| RAZOR'S EDGE VENTURES II, LLC → | RIA / FO | – | RESTON, VA | CRD 297288 |
| RAZOR'S EDGE VENTURES III, LLC → | RIA / FO | – | RESTON, VA | CRD 319605 |
| RB Capital Management, LLC → | 13F manager | – | – | CIK 1695582 |
| RBA Wealth Management, LLC → | 13F manager | – | – | CIK 1776296 |
| rBar, LLC → | Issuer | – | – | CIK 2137026 |
| RBF Capital, LLC → | 13F manager | – | – | CIK 1134621 |
| RBH INFINITY EXCHANGE LTD → | RIA / FO | – | DENVER, CO | CRD 341352 |
| RBI ADVISORS LLC → | RIA / FO | – | MIAMI, FL | CRD 336632 |
| RBO & CO LLC → | 13F manager | – | – | CIK 1162827 |
| RBS COLLECTIVE INVESTMENT FUNDS LIMITED → | RIA / FO | – | EDINBURGH | CRD 163176 |
| RBV Frontier AI 1, a series of Red Beard Ventures Master Syndicate, LP → | Issuer | – | – | CIK 2139677 |
| RBV Frontier I, a Series of A Master Series, LLC → | Issuer | – | – | CIK 2139126 |
| RBV Frontier II, a Series of a Master Series, LLC → | Issuer | – | – | CIK 2141743 |
| RCF Private Equity Fund II L.P. → | Issuer | – | – | CIK 2139040 |
| RCH CAPITAL, LLC → | RIA / FO | – | ST. PETERSBURG, FL | CRD 162853 |
| RCJ MANAGEMENT, LLC → | RIA / FO | – | NORWALK, CT | CRD 170169 |
| RCLCO FUND ADVISORS, LLC → | RIA / FO | – | LOS ANGELES, CA | CRD 167905 |
| RCMA CAPITAL LLP → | RIA / FO | – | LONDON, LONDON | CRD 292140 |
| RCS Financial Planning, LLC → | 13F manager | – | – | CIK 1963347 |
| RCV GLOBAL LLC → | RIA / FO | – | – | CRD 331970 |
| RCW Management, LLC → | 13F manager | – | – | CIK 2104402 |
| RD Finance Ltd → | 13F manager | – | – | CIK 2057936 |
| RD Lewis Holdings, Inc. → | 13F manager | – | – | CIK 2046179 |
| RDA Financial Network → | 13F manager | – | – | CIK 1774086 |
| RDB HOLDINGS INC. → | RIA / FO | – | ARLINGTON, VA | CRD 163651 |
| RDiscovery Fund, LP → | Issuer | – | – | CIK 2137683 |
| RDST Capital LLC → | 13F manager | – | – | CIK 1912187 |
| RE INVESTMENT ADVISORS, LLC → | RIA / FO | – | SAN JUAN, PR | CRD 315087 |
| RE-0528 Fund I, a series of MV Funds, LP → | Issuer | – | – | CIK 2139354 |
| RE-0609 Fund I, a series of Comma Capital Funds, LP → | Issuer | – | – | CIK 2141027 |
| REA FINANCIAL → | RIA / FO | – | ORLANDO, FL | CRD 340696 |
| REACH MANAGEMENT, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 293969 |
| Reach V, L.P. → | Issuer | – | – | CIK 2137128 |
| REACT INVESTMENT SOLUTIONS, LLC → | RIA / FO | – | LOS GATOS, CA | CRD 150801 |
| READOUT CAPITAL, LP → | RIA / FO | – | – | CRD 331733 |
| ReadyBench, Inc. → | Issuer | – | – | CIK 2137014 |
| READYSTATE ASSET MANAGEMENT LP → | 13F manager | – | – | CIK 1900923 |
| Reality Financial Planning Services, LLC → | 13F manager | – | – | CIK 2110687 |
| Realta Investment Advisors → | 13F manager | – | – | CIK 1776792 |
| REAP Financial Group, LLC → | 13F manager | – | – | CIK 2048581 |
| Reasner Amy L → | 13F manager | – | – | CIK 0002037850 |
| REAVES W H & CO INC → | 13F manager | – | – | CIK 740913 |
| REBALANCE, LLC → | 13F manager | – | – | CIK 1811052 |
| rebel Financial LLC → | 13F manager | – | – | CIK 2077940 |
| REBEL MANAGEMENT, LLC → | RIA / FO | – | SAN JUAN, PR | CRD 334378 |
| REBUILD CAPITAL - OPEN INSURANCE, LLC → | Issuer | – | – | CIK 2138372 |
| RECANATI LEON → | 13F manager | – | – | CIK 0000919590 |
| RECHARGE THEMATIC VENTURES MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 332677 |
| Reclaim Corp. → | Issuer | – | – | CIK 2141849 |
| RECOURSIFY, INC. → | Issuer | – | – | CIK 2139543 |
| Rector, Church-Wardens & Vestrymen of Trinity Church in the city of New-York → | 13F manager | – | – | CIK 1729522 |