| QUANTUM X GLOBAL CAPITAL LLC → | RIA / FO | – | DENVER, CO | CRD 335133 |
| QUANTUMEDGE VENTURES, LLC → | RIA / FO | – | DOHA | CRD 337961 |
| QUANXER LTD. → | RIA / FO | – | NEW YORK, NY | CRD 339224 |
| QUARRY HILL ADVISORS, LLC → | 13F manager | – | – | CIK 1965346 |
| Quarry LP → | 13F manager | – | – | CIK 1965207 |
| Quartz Partners, LLC → | 13F manager | – | – | CIK 1659978 |
| Quattro Advisors LLC → | 13F manager | – | – | CIK 2111158 |
| QUATTRO FINANCIAL ADVISORS LLC → | 13F manager | – | – | CIK 1705929 |
| QUBE RESEARCH & TECHNOLOGIES LIMITED → | RIA / FO | – | LONDON | CRD 304552 |
| Qube Research & Technologies Ltd → | 13F manager | – | – | CIK 1729829 |
| QUEEN'S PARK EQUITY LLP → | RIA / FO | – | LONDON | CRD 335536 |
| Queenofthewild LLC → | Issuer | – | – | CIK 2140559 |
| QUELCH JOHN → | 13F manager | – | – | CIK 0001222423 |
| Quent Capital, LLC → | 13F manager | – | – | CIK 1912338 |
| Quest 10 Wealth Builders, Inc. → | 13F manager | – | – | CIK 2035215 |
| QUEST INVESTMENT MANAGEMENT LLC → | 13F manager | – | – | CIK 1036248 |
| QUEST VENTURE PARTNERS → | RIA / FO | – | MENLO PARK, CA | CRD 189515 |
| QUESTA CAPITAL MANAGEMENT, L.L.C. → | RIA / FO | – | SAN FRANCISCO, CA | CRD 286038 |
| QUESTMARK MANAGEMENT COMPANY, LLC → | RIA / FO | – | ELLICOTT CITY, MD | CRD 171108 |
| QuickSecure Inc. → | Issuer | – | – | CIK 2138062 |
| Quilter Plc → | 13F manager | – | – | CIK 1770632 |
| QUILVEST CAPITAL PARTNERS AM S.A. → | RIA / FO | – | LUXEMBOURG | CRD 285757 |
| QUINBROOK INFRASTRUCTURE PARTNERS (JERSEY) LIMITED → | RIA / FO | – | ST HELIER | CRD 288840 |
| QUINBROOK INFRASTRUCTURE PARTNERS LIMITED → | RIA / FO | – | LONDON | CRD 288815 |
| QUINBROOK INFRASTRUCTURE PARTNERS PTY LIMITED → | RIA / FO | – | BRISBANE | CRD 288764 |
| Quinif Jo Ann → | 13F manager | – | – | CIK 0001969324 |
| Quinlan Paul T → | 13F manager | – | – | CIK 0001333277 |
| Quinn Opportunity Partners LLC → | 13F manager | – | – | CIK 1633275 |
| Quintao Lara Anelise → | 13F manager | – | – | CIK 0002119946 |
| QUINTESSENTIAL CAPITAL MANAGEMENT LLC → | RIA / FO | – | – | CRD 307535 |
| Quintet Private Bank (Europe) S.A. → | 13F manager | – | – | CIK 1977290 |
| QUIQ CAPITAL LLC → | RIA / FO | – | UNION, NJ | CRD 330077 |
| QUISH & CO. LTD → | RIA / FO | – | ZUG | CRD 334840 |
| Quotient Wealth Partners, LLC → | 13F manager | – | – | CIK 2004904 |
| QV Investors Inc. → | 13F manager | – | – | CIK 1570253 |
| QVIDTVM Management LLC → | 13F manager | – | – | CIK 1912226 |
| QVR LLC → | 13F manager | – | – | CIK 1718858 |
| QVT Financial LP → | 13F manager | – | – | CIK 1290162 |
| R Squared Ltd → | 13F manager | – | – | CIK 1896148 |
| R-SQUARED ADVISORS, LLC → | RIA / FO | – | – | CRD 315271 |
| R. W. Roge & Company, Inc. → | 13F manager | – | – | CIK 1800745 |
| R.H. Dinel Investment Counsel, Inc. → | 13F manager | – | – | CIK 1598352 |
| R.H. Investment Group, LLC → | 13F manager | – | – | CIK 2048733 |
| R.M.SINCERBEAUX CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 1426774 |
| R01 CAPITAL MANAGER LLC → | RIA / FO | – | MIAMI BEACH, FL | CRD 329814 |
| R136 VENTURES → | RIA / FO | – | WOODSIDE, CA | CRD 323993 |
| R136 VENTURES UAE → | RIA / FO | – | DUBAI | CRD 325540 |
| R2 ASSET MANAGEMENT, LLC → | RIA / FO | – | CURITIBA PARANA | CRD 325487 |
| R7 PARTNERS → | RIA / FO | – | CHICAGO, IL | CRD 299385 |
| RA CAPITAL MANAGEMENT, L.P. → | 13F manager | – | – | CIK 1346824 |
| Raab & Moskowitz Asset Management LLC → | 13F manager | – | – | CIK 1616664 |
| Rable Brad → | 13F manager | – | – | CIK 0001673491 |
| RACE CAPITAL MANAGEMENT COMPANY, L.L.C. → | RIA / FO | – | PALO ALTO, CA | CRD 324710 |
| RACHESKY MARK H MD → | 13F manager | – | – | CIK 0001194368 |
| Rachor Investment Advisory Services, LLC → | 13F manager | – | – | CIK 2008792 |
| RACKHOUSE VENTURE MANAGEMENT LP → | RIA / FO | – | – | CRD 313694 |
| RACON CAPITAL → | RIA / FO | – | MILWAUKEE, WI | CRD 166508 |
| RADAR GESTORA DE RECURSOS LTDA. → | RIA / FO | – | RIO DE JANEIRO | CRD 175273 |
| Radar Midtown LLC → | Issuer | – | – | CIK 2137952 |
| Radcliff Industrial Holdings I LLC → | Issuer | – | – | CIK 2138802 |
| Radcliff Management LLC → | 13F manager | – | – | CIK 1911132 |
| Radcliffe Capital Management, L.P. → | 13F manager | – | – | CIK 1218275 |
| Radford Harlan Baird → | 13F manager | – | – | CIK 0001398311 |
| RADIANT VENTURE MANAGEMENT L.L.C. → | RIA / FO | – | – | CRD 339962 |
| RADICAL VENTURES → | RIA / FO | – | TORONTO | CRD 329337 |
| Radnor Capital Management, LLC → | 13F manager | – | – | CIK 1696867 |
| RADZIWILL JOHN → | 13F manager | – | – | CIK 0001210033 |
| RAELIPSKIE PARTNERSHIP → | 13F manager | – | – | CIK 2023896 |
| RAFF BERYL → | 13F manager | – | – | CIK 0001228172 |
| Raffa Kathy A → | 13F manager | – | – | CIK 0001732437 |
| Rafferty Asset Management, LLC → | 13F manager | – | – | CIK 1389426 |
| RAFFLES ASSOCIATES LP → | 13F manager | – | – | CIK 1169581 |
| Raha Samraat S. → | 13F manager | – | – | CIK 0001738340 |
| RAHLFS CAPITAL, LLC → | 13F manager | – | – | CIK 2056410 |
| RAIDO CAPITAL → | RIA / FO | – | AUSTIN, TX | CRD 342541 |
| Raiffeisen Bank International AG → | 13F manager | – | – | CIK 2044885 |
| Railway Pension Investments Ltd → | 13F manager | – | – | CIK 1658020 |
| Raine Capital LLC → | 13F manager | – | – | CIK 1631543 |
| Raine Group LLC → | 13F manager | – | – | CIK 1887502 |
| RAINEY & RANDALL WEALTH ADVISORS INC. → | 13F manager | – | – | CIK 1728355 |
| RAINFALL VENTURES MANAGEMENT, LLC → | RIA / FO | – | – | CRD 309268 |
| RAINIER FAMILY WEALTH INC → | 13F manager | – | – | CIK 2073596 |
| RAINTREE CAPITAL MANAGEMENT LLC → | RIA / FO | – | SCOTTSDALE, AZ | CRD 300716 |
| Rainwater Charitable Foundation → | 13F manager | – | – | CIK 1729139 |
| RAISA ENERGY LLC → | RIA / FO | – | CENTENNIAL, CO | CRD 313463 |
| Rajendra Ajita G → | 13F manager | – | – | CIK 0001315989 |
| RAKOLTA JOHN JR → | 13F manager | – | – | CIK 0001528153 |
| Rakuten Group, Inc. → | 13F manager | – | – | CIK 1294591 |
| Rakuten Investment Management, Inc. → | 13F manager | – | – | CIK 2062680 |
| Rakuten Securities, Inc. → | 13F manager | – | – | CIK 2009539 |
| Raleigh Capital Management Inc. → | 13F manager | – | – | CIK 1911726 |
| RALLY VENTURES MANAGEMENT, LLC → | RIA / FO | – | MINNEAPOLIS, MN | CRD 167687 |
| RAM Investment Partners, LLC → | 13F manager | – | – | CIK 1989672 |
| Ramiah Investment Group → | 13F manager | – | – | CIK 1566307 |
| Ramirez Asset Management, Inc. → | 13F manager | – | – | CIK 1992110 |
| RAMP ADVISORY LLC → | RIA / FO | – | NEW YORK, NY | CRD 342371 |
| RAMRATH JOSEPH R → | 13F manager | – | – | CIK 0001161843 |
| Ramsay, Stattman, Vela & Price, Inc. → | 13F manager | – | – | CIK 1541399 |
| RAMSEY QUANTITATIVE SYSTEMS → | 13F manager | – | – | CIK 1132897 |
| Ranch Capital Advisors Inc. → | 13F manager | – | – | CIK 1793269 |