| PATHLIGHT MANAGEMENT II, LLC → | RIA / FO | – | – | CRD 327069 |
| Pathstone Holdings, LLC → | 13F manager | – | – | CIK 2011612 |
| PATHSTONE PRIVATE EQUITY 2026 (MASTER) FUND, L.P. → | Issuer | – | – | CIK 2140087 |
| PATHWAY CAPITAL MANAGEMENT, LP → | 13F manager | – | – | CIK 1037353 |
| Pathway Financial Advisers, LLC → | 13F manager | – | – | CIK 2024152 |
| Pathway Financial Advisors LLC → | 13F manager | – | – | CIK 1738828 |
| PATHWAY WEALTH MANAGEMENT LLC → | 13F manager | – | – | CIK 2135623 |
| Patient Capital Management, LLC → | 13F manager | – | – | CIK 1854794 |
| Patient Square Capital LP → | 13F manager | – | – | CIK 1819257 |
| Patil Neena M → | 13F manager | – | – | CIK 0001783908 |
| PATRIA FINANCE LIMITED → | RIA / FO | – | GEORGE TOWN | CRD 163710 |
| PATRIA INVESTIMENTOS LTDA → | RIA / FO | – | SAO PAULO | CRD 307623 |
| PATRIA INVESTMENTS URUGUAY AGENTE DE VALORES S.A. → | RIA / FO | – | MONTEVIDEO | CRD 323059 |
| PATRIA VBI REAL ESTATE GESTAO DE CARTEIRAS S.A → | RIA / FO | – | SAO PAULO | CRD 163582 |
| Patrick Artemis → | 13F manager | – | – | CIK 0002052360 |
| PATRICK M SWEENEY & ASSOCIATES, INC → | 13F manager | – | – | CIK 2010453 |
| Patrick Mauro Investment Advisor, INC. → | 13F manager | – | – | CIK 1953787 |
| Patriot Financial Group Insurance Agency, LLC → | 13F manager | – | – | CIK 1694883 |
| Patriot Financial Partners GP II, L.P. → | 13F manager | – | – | CIK 2061817 |
| PATRIOT INVESTMENT MANAGEMENT GROUP, INC. → | 13F manager | – | – | CIK 1773830 |
| PATRIZIA INFRASTRUCTURE → | RIA / FO | – | LONDON | CRD 328337 |
| PATRON CAPITAL ADVISERS LLP → | RIA / FO | – | LONDON | CRD 162739 |
| PATRON MANAGEMENT LLC → | RIA / FO | – | – | CRD 316219 |
| PATRON PARTNERS, LLC → | 13F manager | – | – | CIK 1841768 |
| PATSLEY PAMELA H → | 13F manager | – | – | CIK 0001182591 |
| PATTEN & PATTEN INC/TN → | 13F manager | – | – | CIK 1044905 |
| Patten Group, Inc. → | 13F manager | – | – | CIK 1633207 |
| PATTERN VENTURES LLC → | RIA / FO | – | LOS ANGELES, CA | CRD 329084 |
| PATTON ALBERTSON MILLER GROUP, LLC → | 13F manager | – | – | CIK 1511037 |
| PATTON FUND MANAGEMENT, INC. → | 13F manager | – | – | CIK 1689232 |
| Paul Alison Kenney → | 13F manager | – | – | CIK 0001903968 |
| Paul R. Ried Financial Group, LLC → | 13F manager | – | – | CIK 2033053 |
| Pauli Matthew → | 13F manager | – | – | CIK 0001495791 |
| PAULSON & CO. INC. → | 13F manager | – | – | CIK 1035674 |
| Paulson Wealth Management Inc. → | 13F manager | – | – | CIK 1731878 |
| Pavion Blue Capital, LLC → | 13F manager | – | – | CIK 1792565 |
| PAVISE CAPITAL MANAGEMENT LLC → | RIA / FO | – | MAHWAH, NJ | CRD 298486 |
| PAX CAPITAL LIMITED → | RIA / FO | – | ARVADA, CO | CRD 343149 |
| PAX Financial Group, LLC → | 13F manager | – | – | CIK 1803673 |
| PAX0526 a Series of CGF2021 LLC → | Issuer | – | – | CIK 2137222 |
| Pay0526 a Series of CGF2021 LLC → | Issuer | – | – | CIK 2140272 |
| PAYDEN & RYGEL → | 13F manager | – | – | CIK 919219 |
| Payne Capital LLC → | 13F manager | – | – | CIK 2094426 |
| Payne Capital Management, LLC → | 13F manager | – | – | CIK 1994332 |
| PayPay Securities Corp → | 13F manager | – | – | CIK 1908623 |
| Payson Norman → | 13F manager | – | – | CIK 0000898544 |
| PB INVESTMENT PARTNERS, L.P. → | 13F manager | – | – | CIK 1910391 |
| PB INVESTMENT PARTNERS, L.P. → | RIA / FO | – | BURLINGAME, CA | CRD 304731 |
| PBCay One RSC Ltd → | 13F manager | – | – | CIK 2013737 |
| PBU - The Pension Fund of Early Childhood & Youth Educators → | 13F manager | – | – | CIK 2103310 |
| PC OPPORTUNITY FUND ASSET MGR, LLC → | RIA / FO | – | MIAMI, FL | CRD 326598 |
| PCA Investment Advisory Services Inc. → | 13F manager | – | – | CIK 1977044 |
| PCB Capital LLC → | 13F manager | – | – | CIK 2123661 |
| PCG ASSET MANAGEMENT, LLC → | 13F manager | – | – | CIK 2054906 |
| PCG Enterprises, Inc. → | Issuer | – | – | CIK 2139811 |
| PCG Wealth Advisors, LLC → | 13F manager | – | – | CIK 1905393 |
| PCJ Investment Counsel Ltd. → | 13F manager | – | – | CIK 1426318 |
| PCM Encore, LLC → | 13F manager | – | – | CIK 2109846 |
| PCP GP INC. → | RIA / FO | – | WESTMOUNT, QUEBEC | CRD 314586 |
| PCP MANAGEMENT (DEVELOPING COUNTRIES), LLC → | RIA / FO | – | HAMILTON | CRD 281374 |
| PCP MANAGEMENT (EM SMALL CAP), LLC → | RIA / FO | – | HAMILTON | CRD 281375 |
| PCT CAPITAL LLC → | RIA / FO | – | – | CRD 340701 |
| PCV Pro Shop II a Series of CGF2021 LLC → | Issuer | – | – | CIK 2137605 |
| PDI0526 a Series of CGF2021 LLC → | Issuer | – | – | CIK 2138072 |
| PDS Planning, Inc → | 13F manager | – | – | CIK 838618 |
| PDT Partners, LLC → | 13F manager | – | – | CIK 1564702 |
| PE-0525 Fund I, a series of MV Funds, LP → | Issuer | – | – | CIK 2138351 |
| Peachtree Investment Partners, LLC → | 13F manager | – | – | CIK 1743863 |
| Peak Asset Management, LLC → | 13F manager | – | – | CIK 1632512 |
| Peak Energy 38 a Series of Denver Ventures I LLC → | Issuer | – | – | CIK 2138716 |
| PEAK FINANCIAL ADVISORS LLC → | 13F manager | – | – | CIK 1843309 |
| Peak Financial Management, Inc. → | 13F manager | – | – | CIK 1669662 |
| Peak Planning Group, LLC → | 13F manager | – | – | CIK 2097384 |
| Peak Retirement Planning, Inc. → | 13F manager | – | – | CIK 2056697 |
| Peak Wealth Management LLC → | 13F manager | – | – | CIK 2094948 |
| PEAK XV PARTNERS I LLC → | RIA / FO | – | TRIANON | CRD 163626 |
| Peak XV Partners Operations LLC → | 13F manager | – | – | CIK 1886840 |
| PEAK6 LLC → | 13F manager | – | – | CIK 1389958 |
| Peakline Ventures, LLC - Series 4 → | Issuer | – | – | CIK 2136412 |
| Peakline Ventures, LLC - Series 5 → | Issuer | – | – | CIK 2138657 |
| PeakShares LLC → | 13F manager | – | – | CIK 2113507 |
| PEAKSIDE CAPITAL ADVISORS AG → | RIA / FO | – | ZUG | CRD 161931 |
| PEAKSPAN CAPITAL MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 281148 |
| PEAPACK GLADSTONE FINANCIAL CORP → | 13F manager | – | – | CIK 1050743 |
| Peapod Lane Capital LLC → | 13F manager | – | – | CIK 2050979 |
| PEAR TREE PARTNERS, LP → | RIA / FO | – | LINCOLN, MA | CRD 152581 |
| PEAR VENTURES MANAGEMENT, LLC → | RIA / FO | – | MENLO PARK, CA | CRD 170211 |
| Pearl CI Co-Invest SCSp → | Issuer | – | – | CIK 2140354 |
| PEARL DIVER AQUANAUT GP LTD. → | RIA / FO | – | ST. PETER PORT | CRD 341756 |
| PEARL DIVER CLO OPPORTUNITY 2014 GP LTD. → | RIA / FO | – | ST. PETER PORT | CRD 301388 |
| PEARL DIVER CLO OPPORTUNITY 2017 GP LTD. → | RIA / FO | – | ST. PETER PORT | CRD 301390 |
| PEARL DIVER CLO OPPORTUNITY 2017-A GP LIMITED → | RIA / FO | – | ST PETER PORT | CRD 288552 |
| PEARL DIVER CLO OPPORTUNITY 2018 GP LTD. → | RIA / FO | – | ST PETER PORT | CRD 301391 |
| PEARL DIVER CLO OPPORTUNITY 2018-M GP LTD. → | RIA / FO | – | ST. PETER PORT | CRD 301392 |
| PEARL DIVER CLO OPPORTUNITY 2019 GP LTD. → | RIA / FO | – | ST. PETER PORT | CRD 301393 |
| PEARL DIVER CLO OPPORTUNITY 2021 GP LIMITED → | RIA / FO | – | ST PETER PORT | CRD 319563 |
| PEARL DIVER CLO OPPORTUNITY EMPIRE GP LTD → | RIA / FO | – | ST. PETER PORT | CRD 313941 |
| PEARL DIVER FLOATING RATE GLOBAL INCOME GP LTD. → | RIA / FO | – | ST. PETER PORT | CRD 336065 |
| PEARL DIVER FLOATING RATE INVESTMENT GRADE GP LTD. → | RIA / FO | – | ST. PETER PORT | CRD 335813 |
| PEARL DIVER NAUTILUS MASTER GP LTD. → | RIA / FO | – | ST. PETER PORT | CRD 330983 |