| OVERTON DAVID → | 13F manager | – | – | CIK 0000902162 |
| OVERTURE CLIMATE LLC → | RIA / FO | – | SANTA MONICA, CA | CRD 316885 |
| OVERWATER VENTURES LLC → | RIA / FO | – | PALO ALTO, CA | CRD 317227 |
| OVF Mueon, LLC → | Issuer | – | – | CIK 2137535 |
| OVN CAPITAL LLC → | RIA / FO | – | PALO ALTO, CA | CRD 312941 |
| OVO MANAGER LLC → | RIA / FO | – | – | CRD 174867 |
| OVP MANAGEMENT CO., LLC → | RIA / FO | – | BALA CYNWYD, PA | CRD 312970 |
| Owen LaRue, LLC → | 13F manager | – | – | CIK 1965328 |
| Owens Donovan → | 13F manager | – | – | CIK 0002052866 |
| Owl Creek Asset Management, L.P. → | 13F manager | – | – | CIK 1313756 |
| Owl Creek Wealth Partners LLC → | 13F manager | – | – | CIK 2133805 |
| Owlhouse Capital LP → | 13F manager | – | – | CIK 2007953 |
| Owls Nest Partners IA, LLC → | 13F manager | – | – | CIK 1845806 |
| Ownly Capital SPV 01, LLC → | Issuer | – | – | CIK 2141928 |
| Oxbow Advisors, LLC → | 13F manager | – | – | CIK 1564770 |
| OXBOW CAPITAL MANAGEMENT (HK) LIMITED → | RIA / FO | – | HONG KONG | CRD 281481 |
| Oxbow Capital Management (HK) Ltd → | 13F manager | – | – | CIK 1713269 |
| OxenFree Capital LLC → | 13F manager | – | – | CIK 2009781 |
| OXFORD ASSET MANAGEMENT → | RIA / FO | – | OXFORD | CRD 136937 |
| OXFORD ASSET MANAGEMENT LLP → | 13F manager | – | – | CIK 1438284 |
| Oxford Daniel Everett → | 13F manager | – | – | CIK 0002093481 |
| OXFORD FINANCIAL GROUP, LTD. LLC → | 13F manager | – | – | CIK 1245862 |
| Oxford Wealth Group, LLC → | 13F manager | – | – | CIK 2007082 |
| Oxinas Partners, LLC → | 13F manager | – | – | CIK 1759320 |
| Oxler Private Wealth LLC → | 13F manager | – | – | CIK 1846002 |
| OXSHOTT CAPITAL PARTNERS LLC → | RIA / FO | – | NEW YORK, NY | CRD 321956 |
| OY SIRIUS CAPITAL PARTNERS AB → | RIA / FO | – | HELSINKI, UUSIMAA | CRD 269928 |
| Oyler Caroline Miller → | 13F manager | – | – | CIK 0001732489 |
| Oyler William Kennett II → | 13F manager | – | – | CIK 0001810590 |
| Ozark MHP Partners LLC → | Issuer | – | – | CIK 2139041 |
| Ozark Resort Capital, LLC → | Issuer | – | – | CIK 2137883 |
| OZE Sioux Falls LLC → | Issuer | – | – | CIK 2138259 |
| Ozeki Arthur → | 13F manager | – | – | CIK 0002005023 |
| P CAPITAL PARTNERS AB → | RIA / FO | – | STOCKHOLM | CRD 172877 |
| P SCHOENFELD ASSET MANAGEMENT LP → | 13F manager | – | – | CIK 1040198 |
| P.A.W. CAPITAL CORP → | 13F manager | – | – | CIK 949853 |
| P/E Global LLC → | 13F manager | – | – | CIK 1910344 |
| P2 Capital Partners, LLC → | 13F manager | – | – | CIK 1406313 |
| P2 VENTURES LLC → | RIA / FO | – | DUBAI | CRD 329541 |
| P26, a series of Latitude Fund, LP → | Issuer | – | – | CIK 2136941 |
| P26, a series of LBS Investments I, LP → | Issuer | – | – | CIK 2139296 |
| PA CAPITAL MANAGEMENT LLC → | RIA / FO | – | SUNNYVALE, CA | CRD 331619 |
| PAA SA → | RIA / FO | – | GENEVE | CRD 326615 |
| PAA UK → | RIA / FO | – | LONDON | CRD 326653 |
| Paccap NP Robotics Fund VI, a Series of NonPublic Master, LP → | Issuer | – | – | CIK 2139136 |
| PACE CAPITAL MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 305085 |
| PACE HEALTHCARE CAPITAL MANAGEMENT, LLC → | RIA / FO | – | CHICAGO, IL | CRD 337380 |
| PACENOTE EQUITY → | RIA / FO | – | AUSTIN, TX | CRD 328599 |
| Pacer Advisors, Inc. → | 13F manager | – | – | CIK 1616667 |
| PACES FERRY WEALTH ADVISORS, LLC → | 13F manager | – | – | CIK 1819919 |
| Pachira Investments Inc. → | 13F manager | – | – | CIK 1563634 |
| PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED → | RIA / FO | – | HONG KONG | CRD 296741 |
| PACIFIC ALLIANCE VENTURES LLC → | RIA / FO | – | BEVERLY HILLS, CA | CRD 341002 |
| Pacific Asset Management, LLC → | 13F manager | – | – | CIK 2054012 |
| PACIFIC BUSINESS SCHOOL LTD → | RIA / FO | – | NEW YORK, NY | CRD 339618 |
| Pacific Capital Partners Ltd → | 13F manager | – | – | CIK 2064920 |
| Pacific Capital Wealth Advisors, Inc. → | 13F manager | – | – | CIK 1803523 |
| Pacific Center for Financial Services → | 13F manager | – | – | CIK 1698222 |
| PACIFIC COMMUNITY MANAGEMENT, INC. → | RIA / FO | – | SAN FRANCISCO, CA | CRD 163248 |
| PACIFIC EQUITY PARTNERS PTY LIMITED → | RIA / FO | – | SYDNEY, NSW | CRD 291967 |
| Pacific Excel Wealth Advisors, Inc. → | 13F manager | – | – | CIK 2110884 |
| PACIFIC FINANCIAL GROUP INC → | 13F manager | – | – | CIK 1279926 |
| PACIFIC GROWTH INVESTORS → | RIA / FO | – | TORRANCE, CA | CRD 289390 |
| PACIFIC HEIGHTS ASSET MANAGEMENT LLC → | 13F manager | – | – | CIK 1323414 |
| Pacific Life Fund Advisors LLC → | 13F manager | – | – | CIK 1499091 |
| Pacific Park Financial, Inc. → | 13F manager | – | – | CIK 2107255 |
| PACIFIC PEAK CAPITAL PARTNERS LTD → | RIA / FO | – | SAN JOSE, CA | CRD 336547 |
| Pacific Point Advisors, LLC → | 13F manager | – | – | CIK 2056976 |
| Pacific Ridge Capital Partners, LLC → | 13F manager | – | – | CIK 1591546 |
| PACIFIC ROAD CAPITAL MANAGEMENT PTY LTD → | RIA / FO | – | SYDNEY | CRD 159474 |
| Pacific Sage Partners, LLC → | 13F manager | – | – | CIK 1936845 |
| PACIFIC SUN FINANCIAL CORP → | 13F manager | – | – | CIK 947517 |
| Pacific Wealth Management → | 13F manager | – | – | CIK 1852338 |
| Pacific Wealth Strategies Group, Inc. → | 13F manager | – | – | CIK 1766571 |
| Pacifica Capital Investments, LLC → | 13F manager | – | – | CIK 1486713 |
| Pacifica Partners Inc. → | 13F manager | – | – | CIK 1799900 |
| PACK Private Wealth, LLC → | 13F manager | – | – | CIK 1907212 |
| PACK VENTURES → | RIA / FO | – | SEATTLE, WA | CRD 317489 |
| Packer & Co Ltd → | 13F manager | – | – | CIK 1664017 |
| Packforkids, Inc. → | Issuer | – | – | CIK 2138392 |
| Padmanabhan Vasant → | 13F manager | – | – | CIK 0001608997 |
| PAG → | RIA / FO | – | GRAND CAYMAN | CRD 161814 |
| PAG Capital Structure Opportunity Feeder Fund LP → | Issuer | – | – | CIK 2137886 |
| PAG INVESTMENT ADVISORS PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 296818 |
| PAGANELLI JOHN A → | 13F manager | – | – | CIK 0001236687 |
| PAGE JANICE E → | 13F manager | – | – | CIK 0001181513 |
| PAGE ONE VENTURES MANAGEMENT, LLC → | RIA / FO | – | – | CRD 314606 |
| Pagliari Aldo John → | 13F manager | – | – | CIK 0001486096 |
| PAI PARTNERS → | RIA / FO | – | PARIS | CRD 335169 |
| PAI PARTNERS → | RIA / FO | – | LUXEMBOURG | CRD 306412 |
| Painted Porch Advisors LLC → | 13F manager | – | – | CIK 2024585 |
| Painter Corning F. → | 13F manager | – | – | CIK 0001519239 |
| PAKS LLC → | Issuer | – | – | CIK 2140355 |
| Palacios Wealth Management, LLC → | 13F manager | – | – | CIK 2053829 |
| Paladin Advisory Group, LLC → | 13F manager | – | – | CIK 1899703 |
| Paladin Partners, LLC → | 13F manager | – | – | CIK 2141570 |
| Paladin Wealth, LLC → | 13F manager | – | – | CIK 2040377 |
| PALAMON CAPITAL PARTNERS, LP → | RIA / FO | – | LONDON | CRD 162059 |
| Palatine Hill Wealth Management, LLC → | 13F manager | – | – | CIK 2107248 |
| PALATINE PRIVATE EQUITY LLP → | RIA / FO | – | MANCHESTER | CRD 163410 |