| ORCHARD GLOBAL ASSET MANAGEMENT (S) PTE LTD → | RIA / FO | – | SINGAPORE | CRD 163988 |
| ORCHARD INCOME MANAGEMENT LLC → | RIA / FO | – | – | CRD 328106 |
| ORCHARD INVESTMENT PARTNERS → | RIA / FO | – | – | CRD 334808 |
| ORCHID ASIA GROUP MANAGEMENT LIMITED → | RIA / FO | – | MACAU | CRD 311819 |
| ORCHID ASIA VIII AIV GP LIMITED → | RIA / FO | – | GRAND CAYMAN | CRD 340659 |
| ORCHID CHINA MANAGEMENT (CAYMAN) LIMITED → | RIA / FO | – | GRAND CAYMAN | CRD 314974 |
| OrCore a series of Allocations 2026 Master, LLC → | Issuer | – | – | CIK 2141464 |
| ORDER OF MAGNITUDE LLC → | RIA / FO | – | – | CRD 332036 |
| ORDINARY → | RIA / FO | – | – | CRD 309415 |
| ORE INVESTMENTS LTDA → | RIA / FO | – | BELO HORIZONTE, MINA GERAIS | CRD 307545 |
| Oregon Pacific Wealth Management, LLC → | 13F manager | – | – | CIK 2043757 |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND → | 13F manager | – | – | CIK 1107314 |
| OREON TECHNOLOGIES INC → | RIA / FO | – | DENVER, CO | CRD 341607 |
| Orgel Wealth Management, LLC → | 13F manager | – | – | CIK 1658535 |
| Oribel Capital Management, LP → | 13F manager | – | – | CIK 1661140 |
| ORIENS FUNDS GP → | RIA / FO | – | LUXEMBOURG | CRD 285774 |
| ORIENT SECURITIES → | RIA / FO | – | SINGAPORE | CRD 338610 |
| Oriental Harbor Investment Master Fund → | 13F manager | – | – | CIK 2046333 |
| ORIGIN VENTURES GROUP, LLC → | RIA / FO | – | – | CRD 283371 |
| ORIGINAL CAPITAL → | RIA / FO | – | – | CRD 330506 |
| Orin Green Financial, LLC → | 13F manager | – | – | CIK 1844227 |
| Orion Capital Management LLC → | 13F manager | – | – | CIK 1846758 |
| ORION CAPITAL MANAGERS LLP → | RIA / FO | – | LONDON | CRD 162074 |
| Orion Investment Co → | 13F manager | – | – | CIK 2033920 |
| Orion Porfolio Solutions, LLC → | 13F manager | – | – | CIK 1360533 |
| ORION RESOURCE PARTNERS (AUS) PTY LTD → | RIA / FO | – | SYDNEY | CRD 314490 |
| ORION RESOURCE PARTNERS (UK) LLP → | RIA / FO | – | LONDON | CRD 314489 |
| Orion Resource Partners LP → | 13F manager | – | – | CIK 2032200 |
| ORIZA VENTURES MANAGEMENT, LLC → | RIA / FO | – | SAN JOSE, CA | CRD 282488 |
| ORKVEX LTD → | Issuer | – | – | CIK 2141857 |
| Orland Properties Ltd → | 13F manager | – | – | CIK 1550093 |
| ORLANDO FUNERAL ADVISORS LLC → | RIA / FO | – | ORLANDO, FL | CRD 337214 |
| ORLEANS CAPITAL MANAGEMENT CORP/LA → | 13F manager | – | – | CIK 1013234 |
| Orographic Financial Advisors, LLC → | 13F manager | – | – | CIK 2135775 |
| ORRSTOWN FINANCIAL SERVICES INC → | 13F manager | – | – | CIK 826154 |
| ORSER CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 1785717 |
| ORTENZIO ROBERT A → | 13F manager | – | – | CIK 0000918697 |
| ORTHOGON PARTNERS INVESTMENT MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 283384 |
| ORTHOGONAL ASSET MANAGEMENT, LLC → | RIA / FO | – | BROOKLYN, NY | CRD 339493 |
| Orvieto Partners, L.P. → | 13F manager | – | – | CIK 2052484 |
| OS PARTNERS LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 335318 |
| OSA CAPITAL LLC → | RIA / FO | – | MIAMI, FL | CRD 334350 |
| OSAIC HOLDINGS, INC. → | 13F manager | – | – | CIK 1677044 |
| Osbon Capital Management LLC → | 13F manager | – | – | CIK 1784418 |
| OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 1005607 |
| Oshi I, a series of Capitalize Investments LLC → | Issuer | – | – | CIK 2136424 |
| OSLO ASSET MANAGEMENT → | RIA / FO | – | OSLO | CRD 163954 |
| OSLO PENSJONSFORSIKRING AS → | 13F manager | – | – | CIK 1828808 |
| OSMIUM PARTNERS, LLC → | RIA / FO | – | SAN ANSELMO, CA | CRD 163789 |
| Osmosis Investment Management UK Ltd → | 13F manager | – | – | CIK 1780700 |
| OSP Value Fund V-B, LP → | Issuer | – | – | CIK 2137597 |
| OSP Value Fund V, LP → | Issuer | – | – | CIK 2137598 |
| OSPREY INVESTORS (UK) LLP → | RIA / FO | – | LONDON | CRD 340963 |
| OSPREY INVESTORS LIMITED → | RIA / FO | – | LONDON | CRD 335317 |
| Osprey Private Wealth LLC → | 13F manager | – | – | CIK 2041805 |
| OSRN LTD → | RIA / FO | – | HERZLIYA | CRD 329283 |
| OSS CAPITAL, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 314805 |
| OSSIAM → | 13F manager | – | – | CIK 1767471 |
| OSTERWEIS CAPITAL MANAGEMENT INC → | 13F manager | – | – | CIK 1007524 |
| OSTRA CAPITAL → | RIA / FO | – | MENLO PARK, CA | CRD 161847 |
| OSTRUM ASSET MANAGEMENT → | 13F manager | – | – | CIK 1767945 |
| OTAY VILLAGE III MANAGER, LLC → | RIA / FO | – | CARLSBAD, CA | CRD 298534 |
| OTB Wealth Fund LLC → | Issuer | – | – | CIK 2138246 |
| Otero Elena → | 13F manager | – | – | CIK 0001926991 |
| OTF Le Mans Fund SCSp → | Issuer | – | – | CIK 2140007 |
| OTHERWISE FUND MANAGEMENT, LLC → | RIA / FO | – | MILL VALLEY, CA | CRD 300047 |
| Otro UU Co-Investment, LP → | Issuer | – | – | CIK 2139184 |
| OTT FAMILY HOLDING → | RIA / FO | – | ORLANDO, FL | CRD 339247 |
| OTTER CAPITAL LLC → | RIA / FO | – | – | CRD 163754 |
| OTTER ROCK ADVISORS LP → | RIA / FO | – | STAMFORD, CT | CRD 338160 |
| Otting Joseph M → | 13F manager | – | – | CIK 0001323101 |
| Ottmann Susan → | 13F manager | – | – | CIK 0001863292 |
| OUP MANAGEMENT CO., LLC → | RIA / FO | – | BALA CYNWYD, PA | CRD 312857 |
| OURCROWD → | RIA / FO | – | JERUSALEM | CRD 169475 |
| Ourea Energy Inc. → | Issuer | – | – | CIK 2140376 |
| OUTCAST VENTURES, LLC → | RIA / FO | – | BURLINGAME, CA | CRD 339350 |
| OUTERBRIDGE CAPITAL MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 301126 |
| OuterSignal, Inc. → | Issuer | – | – | CIK 2139800 |
| OUTFITTERS FINANCIAL LLC → | 13F manager | – | – | CIK 1846505 |
| Outlander 4, L.P. → | Issuer | – | – | CIK 2137827 |
| Outlook Wealth Advisors, LLC → | 13F manager | – | – | CIK 1767151 |
| OUTPUT CAPITAL MANAGEMENT, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 338509 |
| Outro, a series of Jason's Syndicate, LLC → | Issuer | – | – | CIK 2140148 |
| OUTSIDERS VENTURE PARTNERS, LLC → | RIA / FO | – | NORWALK, CT | CRD 324799 |
| OV Management LLC → | 13F manager | – | – | CIK 2010766 |
| OVAL PARK CAPITAL LLC → | RIA / FO | – | RALEIGH, NC | CRD 319283 |
| OVATA CAPITAL MANAGEMENT LIMITED → | RIA / FO | – | HONG KONG | CRD 290633 |
| Ovata Capital Management Ltd → | 13F manager | – | – | CIK 1724517 |
| OVCP MANAGER, LLC → | RIA / FO | – | SOUTHLAKE, TX | CRD 333064 |
| Ovelle Bio Corp. → | Issuer | – | – | CIK 2139798 |
| Overbrook Management Corp → | 13F manager | – | – | CIK 1269786 |
| OVERLAP VENTURES MANAGEMENT, LLC → | RIA / FO | – | – | CRD 329000 |
| OVERLINE → | RIA / FO | – | – | CRD 330638 |
| OVERLOOK CAPITAL → | RIA / FO | – | AUSTIN, TX | CRD 341727 |
| OVERLOOK VENTURES LLC → | RIA / FO | – | – | CRD 339028 |
| Overlook X1 LP Series B1B → | Issuer | – | – | CIK 2138049 |
| Overlook X1 LP Series C1B → | Issuer | – | – | CIK 2138047 |
| Overlook X1 LP Series D1A → | Issuer | – | – | CIK 2138045 |
| OVERMATCH VENTURES MANAGEMENT LLC → | RIA / FO | – | AUSTIN, TX | CRD 339489 |
| OVERSEA-CHINESE BANKING Corp Ltd → | 13F manager | – | – | CIK 1291318 |