| One Point Five Capital, LLC → | Issuer | – | – | CIK 2140644 |
| One River Asset Management, LLC → | 13F manager | – | – | CIK 1616336 |
| One Rock Capital Partners, LLC → | 13F manager | – | – | CIK 2061426 |
| ONE THOUSAND & ONE VOICES MANAGEMENT, LLC → | RIA / FO | – | PARKER, CO | CRD 173607 |
| ONE WAY VENTURES MANAGEMENT PBC, INC. → | RIA / FO | – | BOSTON, MA | CRD 291118 |
| One Wealth Advisors, LLC → | 13F manager | – | – | CIK 1725297 |
| ONE WEALTH CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 2050308 |
| One Wealth Map LLC → | 13F manager | – | – | CIK 1802635 |
| One William Street Capital Management, L.P. → | 13F manager | – | – | CIK 1534300 |
| One68 Global Capital, LLC → | 13F manager | – | – | CIK 1755535 |
| one8zero8, LLC → | 13F manager | – | – | CIK 2053138 |
| OneAscent Family Office, LLC → | 13F manager | – | – | CIK 2055812 |
| OneAscent Financial Services LLC → | 13F manager | – | – | CIK 1780985 |
| OneAscent Investment Solutions LLC → | 13F manager | – | – | CIK 1974438 |
| OneAscent Wealth Management LLC → | 13F manager | – | – | CIK 1844707 |
| ONEASSETS CAPITAL INC → | RIA / FO | – | DENVER, CO | CRD 340764 |
| OneDigital Investment Advisors LLC → | 13F manager | – | – | CIK 1690370 |
| ONETEAM VENTURES ADVISOR, LLC → | RIA / FO | – | SANTA MONICA, CA | CRD 342761 |
| ONEVC VENTURE PARTNERS LLC → | RIA / FO | – | SAO PAULO | CRD 329656 |
| Onex Canada Asset Management Inc. → | 13F manager | – | – | CIK 905790 |
| ONTARIO TEACHERS PENSION PLAN BOARD → | 13F manager | – | – | CIK 937567 |
| ONWARD ADVISORS LLC → | RIA / FO | – | PASADENA, CA | CRD 316214 |
| ONWARD INVESTORS → | RIA / FO | – | MINNETONKA, MN | CRD 335825 |
| Onyia Jude → | 13F manager | – | – | CIK 0001894425 |
| Onyx Bridge Wealth Group LLC → | 13F manager | – | – | CIK 1819476 |
| ONYX EQUITY MANAGEMENT → | RIA / FO | – | SAO PAULO | CRD 165745 |
| Onyx Financial Advisors, LLC → | 13F manager | – | – | CIK 1957840 |
| OnyxPoint Global Management LP → | 13F manager | – | – | CIK 1961491 |
| OP Asset Management Ltd → | 13F manager | – | – | CIK 2097005 |
| OP CRYPTO CAPITAL MANAGEMENT LTD. → | RIA / FO | – | ROAD TOWN, TORTOLA | CRD 319367 |
| OP INVESTMENT MANAGEMENT LIMITED → | RIA / FO | – | CENTRAL, HONG KONG | CRD 306356 |
| OP PREF EQUITY ADVISER, LLC → | RIA / FO | – | NASHVILLE, TN | CRD 315211 |
| OPAL CAPITAL LLC → | 13F manager | – | – | CIK 2100122 |
| Opal Wealth Advisors, LLC → | 13F manager | – | – | CIK 1844201 |
| OPALESCENT CAPITAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 333102 |
| Opaleye Management Inc. → | 13F manager | – | – | CIK 1595855 |
| OPEN COMPUTE INTELLIGENCE NETWORK LTD → | RIA / FO | – | COLORADO SPRINGS, CO | CRD 335774 |
| OPEN DOORS PARTNERS → | RIA / FO | – | – | CRD 339956 |
| OPEN FAMILY OFFICE (OFO) WEALTH MANAGEMENT LLC → | RIA / FO | – | FREMONT, CA | CRD 332362 |
| OPEN FOREST ASSET MANAGEMENT, LLC → | RIA / FO | – | – | CRD 299748 |
| OPEN INVESTMENT MANAGEMENT LP → | RIA / FO | – | NEW YORK, NY | CRD 335678 |
| OPEN OPPORTUNITY MANAGEMENT, LLC → | RIA / FO | – | ATLANTA, GA | CRD 330851 |
| OPEN SEASON MANAGEMENT LLC → | RIA / FO | – | – | CRD 338858 |
| OPEN Unicorn Fund II-A, LP → | Issuer | – | – | CIK 2136992 |
| OPENAI STARTUP FUND MANAGEMENT, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 318221 |
| OpenArc Corporate Advisory, LLC → | 13F manager | – | – | CIK 2111345 |
| OPENSPACE VENTURES → | RIA / FO | – | SINGAPORE | CRD 297387 |
| OPERA → | RIA / FO | – | ZURICH | CRD 319404 |
| OPERATOR COLLECTIVE MANAGEMENT, L.L.C. → | RIA / FO | – | PALO ALTO, CA | CRD 304960 |
| Operose Advisors LLC → | 13F manager | – | – | CIK 1909750 |
| Opes Wealth Management LLC → | 13F manager | – | – | CIK 1766918 |
| Ophir Asset Management Pty Ltd → | 13F manager | – | – | CIK 1844640 |
| OPINICUS CAPITAL, INC. → | 13F manager | – | – | CIK 2009743 |
| Oppenheimer & Close, LLC → | 13F manager | – | – | CIK 1591377 |
| OPPENHEIMER & CO INC → | 13F manager | – | – | CIK 822581 |
| OPPENHEIMER ASSET MANAGEMENT INC. → | 13F manager | – | – | CIK 1269119 |
| OpsCo, Inc. → | Issuer | – | – | CIK 2137636 |
| Optas, LLC → | 13F manager | – | – | CIK 1802961 |
| Opti Capital Management, LP → | 13F manager | – | – | CIK 1738654 |
| OPTIMA CAPITAL LLC → | 13F manager | – | – | CIK 2070972 |
| OPTIMAS CAPITAL LIMITED → | RIA / FO | – | HONG KONG | CRD 300686 |
| OPTIMAS CAPITAL Ltd → | 13F manager | – | – | CIK 1750585 |
| OPTIMAS CAPITAL MANAGEMENT PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 324625 |
| Optimist Retirement Group LLC → | 13F manager | – | – | CIK 2011850 |
| Optimize Financial Inc → | 13F manager | – | – | CIK 2033266 |
| OPTIMIZE INVESTMENT PARTNERS → | RIA / FO | – | LISBON | CRD 335775 |
| Optimus Capital Advisors, LLC → | 13F manager | – | – | CIK 2140431 |
| Optimus Prime Fund Management Co., Ltd. → | 13F manager | – | – | CIK 1732539 |
| OPTION RESEARCH & TECHNOLOGY SERVICES, LLC → | RIA / FO | – | PORTSMOUTH, NH | CRD 293933 |
| Optiver Holding B.V. → | 13F manager | – | – | CIK 1859606 |
| Optivise Advisory Services LLC → | 13F manager | – | – | CIK 2042876 |
| OPTUM VENTURES → | RIA / FO | – | BOSTON, MA | CRD 290116 |
| Opulen Financial Group LLC → | 13F manager | – | – | CIK 2055099 |
| OPUS ADVISORS → | RIA / FO | – | – | CRD 342708 |
| OPUS CAPITAL GROUP LLC → | RIA / FO | – | BURLINGAME, CA | CRD 160159 |
| Opus Capital Group, LLC → | 13F manager | – | – | CIK 1330325 |
| Opus Financial Solutions LLC → | 13F manager | – | – | CIK 1934041 |
| OPUS INVESTMENT MANAGEMENT INC → | 13F manager | – | – | CIK 1097833 |
| OQ FUNDS MANAGEMENT → | RIA / FO | – | CENTRAL | CRD 326070 |
| OR-0520 Fund I, a series of Nebular Expansion II, LP → | Issuer | – | – | CIK 2138352 |
| ORACLE INVESTMENT MANAGEMENT, INC. → | RIA / FO | – | GREENWICH, CT | CRD 138127 |
| ORACLUM CAPITAL MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 338773 |
| ORANGE CAPITAL VENTURES, LP → | RIA / FO | – | – | CRD 292226 |
| Orange County Employees Retirement System → | 13F manager | – | – | CIK 2107791 |
| ORANGE DAO → | RIA / FO | – | – | CRD 333224 |
| Orange Investment Advisors, Inc. → | 13F manager | – | – | CIK 943442 |
| ORANGE RIVER MANAGEMENT L.P. → | RIA / FO | – | NEW YORK, NY | CRD 301043 |
| ORBA Wealth Advisors, L.L.C. → | 13F manager | – | – | CIK 2010248 |
| Orbach Yeshayhu → | 13F manager | – | – | CIK 0002110972 |
| ORBIMED ADVISORS LLC → | 13F manager | – | – | CIK 1055951 |
| Orbis Allan Gray Ltd → | 13F manager | – | – | CIK 1663865 |
| ORBIS INVESTMENT MANAGEMENT LIMITED → | RIA / FO | – | HAMILTON | CRD 157571 |
| ORBIT → | RIA / FO | – | DOVER, DE | CRD 334086 |
| ORBIT VENTURE PARTNERS LLC → | RIA / FO | – | NORWALK, CT | CRD 307018 |
| ORBITAL VENTURES MANAGEMENT, LLC → | RIA / FO | – | CHICAGO, IL | CRD 307080 |
| ORCA CAPITAL, LLC → | RIA / FO | – | MIAMI, FL | CRD 305225 |
| Orca Investment Management, LLC → | 13F manager | – | – | CIK 1511229 |
| Orca Wealth Management, LLC → | 13F manager | – | – | CIK 2043765 |
| Orcam Financial Group → | 13F manager | – | – | CIK 1905367 |
| Orchard Capital Management, LLC → | 13F manager | – | – | CIK 1858319 |