| Oak Asset Management, LLC → | 13F manager | – | – | CIK 1726375 |
| OAK ASSOCIATES LTD /OH/ → | 13F manager | – | – | CIK 836372 |
| Oak Barrel Wealth Advisory LLC → | 13F manager | – | – | CIK 2116315 |
| OAK FAMILY ADVISORS, LLC → | 13F manager | – | – | CIK 1846161 |
| Oak Grove Capital LLC → | 13F manager | – | – | CIK 1661762 |
| Oak Harvest Investment Services → | 13F manager | – | – | CIK 1839430 |
| OAK HCFT MANAGEMENT COMPANY LLC → | RIA / FO | – | STAMFORD, CT | CRD 171582 |
| OAK HILL ADVISORS LP → | 13F manager | – | – | CIK 1164688 |
| OAK MANAGEMENT CORPORATION → | RIA / FO | – | WILTON, CT | CRD 162441 |
| OAK PROOF MANAGEMENT LLC → | RIA / FO | – | LOUISVILLE, KY | CRD 335186 |
| OAK RIDGE INVESTMENTS LLC → | 13F manager | – | – | CIK 1054554 |
| Oak Root LLC → | 13F manager | – | – | CIK 2027377 |
| Oak Thistle LLC → | 13F manager | – | – | CIK 1755987 |
| Oak Wealth Advisors LLC → | 13F manager | – | – | CIK 2056728 |
| Oakcliff Capital Partners, LP → | 13F manager | – | – | CIK 1657335 |
| OAKHOUSE PARTNERS, LLC → | RIA / FO | – | PARK CITY, UT | CRD 290187 |
| OAKLAND FINANCIAL CORP → | 13F manager | – | – | CIK 1169683 |
| OAKLEY CAPITAL GMBH → | RIA / FO | – | MUNICH, BAVARIA | CRD 313895 |
| OAKLEY CAPITAL LIMITED → | RIA / FO | – | LONDON | CRD 159988 |
| OAKLEY CAPITAL MANAGER LIMITED → | RIA / FO | – | HAMILTON | CRD 288337 |
| OAKLEY CAPITAL S.L.U → | RIA / FO | – | BARCELONA | CRD 327472 |
| OAKLEY CAPITAL S.R.L. → | RIA / FO | – | MILANO | CRD 314514 |
| OAKLEY CAPITAL SERVICES BERMUDA LIMITED → | RIA / FO | – | HAMILTON | CRD 336831 |
| Oakley Capital VI Co-Investment (A) SCSp → | Issuer | – | – | CIK 2137061 |
| Oakmont Advisory Group, LLC → | 13F manager | – | – | CIK 2115370 |
| OAKMONT Corp → | 13F manager | – | – | CIK 924171 |
| OAKMOUNT CAPITAL LLP → | RIA / FO | – | LONDON | CRD 339737 |
| OAKTOP CAPITAL MANAGEMENT II, L.P. → | 13F manager | – | – | CIK 1550660 |
| OAKTREE CAPITAL MANAGEMENT LP → | 13F manager | – | – | CIK 949509 |
| Oaktree Fund Advisors, LLC → | 13F manager | – | – | CIK 1822973 |
| OakTrust Wealth Advisors, LLC → | 13F manager | – | – | CIK 2113908 |
| Oakum Bay Capital LLC → | 13F manager | – | – | CIK 1571727 |
| Oakwell Private Wealth Management, LLC → | 13F manager | – | – | CIK 1844024 |
| Oakworth Capital, Inc. → | 13F manager | – | – | CIK 1588871 |
| OARSMAN CAPITAL, INC. → | 13F manager | – | – | CIK 1569667 |
| Oasis Advisors, LLC → | 13F manager | – | – | CIK 2124777 |
| Oasis Management Co Ltd. → | 13F manager | – | – | CIK 1317904 |
| Oath Planning, LLC → | 13F manager | – | – | CIK 2109944 |
| OATV MANAGEMENT COMPANY, LLC → | RIA / FO | – | – | CRD 159682 |
| OBERDORF THOMAS → | 13F manager | – | – | CIK 0001229625 |
| Obermeyer Wealth Partners → | 13F manager | – | – | CIK 1349654 |
| OBERNDORF WILLIAM E → | 13F manager | – | – | CIK 1218663 |
| OBERWEIS ASSET MANAGEMENT INC/ → | 13F manager | – | – | CIK 937886 |
| Obion Capital Management LP → | 13F manager | – | – | CIK 2011555 |
| Objective Capital Management, LLC → | 13F manager | – | – | CIK 1924152 |
| OBJECTIVE FUNCTION RESEARCH ADVISORS LLC → | RIA / FO | – | – | CRD 340917 |
| Objectivity Squared, LLC → | 13F manager | – | – | CIK 2011113 |
| Obrien Donna M → | 13F manager | – | – | CIK 0001312456 |
| OBRIEN JAMES J /KY → | 13F manager | – | – | CIK 0001023582 |
| OBSIDIAN CIO, LLC → | 13F manager | – | – | CIK 1843581 |
| Obsido Oy → | 13F manager | – | – | CIK 2067281 |
| OBVIOUS VENTURES → | RIA / FO | – | SAN FRANCISCO, CA | CRD 173187 |
| OC CAPITAL MANAGEMENT LTD → | RIA / FO | – | IRVINE, CA | CRD 335522 |
| OCA SSA Portable Alpha Segregated Portfolio → | Issuer | – | – | CIK 2139063 |
| Occam Crest Management LP → | 13F manager | – | – | CIK 2085909 |
| OCCAM CREST MANAGEMENT LP → | RIA / FO | – | DARIEN, CT | CRD 318337 |
| Occam Edge, Inc. → | Issuer | – | – | CIK 2138986 |
| Occidental Asset Management, LLC → | 13F manager | – | – | CIK 1770994 |
| OCCUDO QUANTITATIVE STRATEGIES LP → | 13F manager | – | – | CIK 1819697 |
| OCEAN ARETE LIMITED → | RIA / FO | – | HONG KONG | CRD 286314 |
| OCEAN INDEX PARTNERS, LLC → | RIA / FO | – | CEDARHURST, NY | CRD 337950 |
| OCEAN LINK PARTNERS II LIMITED → | RIA / FO | – | HONG KONG | CRD 306565 |
| OCEAN LINK PARTNERS LIMITED → | RIA / FO | – | HONG KONG | CRD 285280 |
| Ocean Park Asset Management, LLC → | 13F manager | – | – | CIK 1538052 |
| OCEANA INVESTIMENTOS ADMINISTRADORA DE CARTEIRA DE VALORES MOBI → | RIA / FO | – | RIO DE JANEIRO, RJ | CRD 338155 |
| Oceanic Investment Management LTD → | 13F manager | – | – | CIK 1438258 |
| OCEANS MANAGEMENT, LLC → | RIA / FO | – | – | CRD 323086 |
| Oceanside Advisors LLC → | 13F manager | – | – | CIK 2012184 |
| OCEANVAST CAPITAL LIMITED → | RIA / FO | – | HONG KONG | CRD 338240 |
| OCO Capital Partners, L.P. → | 13F manager | – | – | CIK 1764525 |
| OCONNELL MAUREEN → | 13F manager | – | – | CIK 0001111318 |
| OCONNOR SEAN MICHAEL → | 13F manager | – | – | CIK 0001208362 |
| OConnor Terrence Gregory → | 13F manager | – | – | CIK 0001621006 |
| OCORIAN FUND MANAGEMENT S.À R.L. → | RIA / FO | – | LUXEMBOURG | CRD 338098 |
| OCP ASIA (AUSTRALIA) PTY LIMITED → | RIA / FO | – | SYDNEY | CRD 321639 |
| OCP ASIA (HONG KONG) LIMITED → | RIA / FO | – | HONG KONG | CRD 294456 |
| OCP ASIA (SINGAPORE) PTE. LIMITED → | RIA / FO | – | SINGAPORE | CRD 294457 |
| OCP FUND MANAGEMENT LP → | RIA / FO | – | TORONTO | CRD 298996 |
| Octagon Capital Advisors LP → | 13F manager | – | – | CIK 1839435 |
| Octahedron Capital Management L.P. → | 13F manager | – | – | CIK 1891904 |
| OCTAVE VENTURES LLC → | RIA / FO | – | HENDERSON, NV | CRD 309878 |
| Octavia Wealth Advisors, LLC → | 13F manager | – | – | CIK 1841259 |
| October Effect Ltd → | 13F manager | – | – | CIK 2078353 |
| OCTOPUS AIF MANAGEMENT LIMITED → | RIA / FO | – | LONDON, GREATER LONDON | CRD 284953 |
| OCTOPUS INVESTMENTS LIMITED → | RIA / FO | – | LONDON, GREATER LONDON | CRD 286650 |
| OCV MANAGEMENT, LLC → | RIA / FO | – | LOS ANGELES, CA | CRD 291680 |
| OCVC, LLC → | RIA / FO | – | NEWPORT BEACH, CA | CRD 289991 |
| OD-0522 Fund I, a series of Roll Up Vehicles, LP → | Issuer | – | – | CIK 2137592 |
| ODDO BHF ASSET MANAGEMENT SAS → | 13F manager | – | – | CIK 1686970 |
| Oder Investment Management, LLC → | 13F manager | – | – | CIK 1845109 |
| ODETTE PARTNERS LLC → | RIA / FO | – | SAO PAULO | CRD 325420 |
| ODonnell Financial Services, LLC → | 13F manager | – | – | CIK 1730962 |
| Odyssean, LLC → | 13F manager | – | – | CIK 2092853 |
| Odysseus LLC → | Issuer | – | – | CIK 2140345 |
| Odyssey Capital Advisors, Inc. → | 13F manager | – | – | CIK 2104872 |
| ODYSSEY MANAGEMENT LLC → | RIA / FO | – | – | CRD 341377 |
| Odyssey Opportunity LP → | Issuer | – | – | CIK 2141449 |
| OEP CAPITAL ADVISORS, L.P. → | 13F manager | – | – | CIK 1817681 |
| OEW INVESTMENT ADVISORS LP → | RIA / FO | – | AUSTIN, TX | CRD 338375 |
| OFC FINANCIAL PLANNING, LLC → | 13F manager | – | – | CIK 2052590 |