| Night Owl Capital Management, LLC → | 13F manager | – | – | CIK 1410833 |
| Night Squared LP → | 13F manager | – | – | CIK 2058786 |
| NIGHTDRAGON MANAGEMENT COMPANY, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 310767 |
| NIGHTVIEW CAPITAL, LLC → | 13F manager | – | – | CIK 1680843 |
| Nikulski Financial, Inc. → | 13F manager | – | – | CIK 1729847 |
| NILE CAPITAL GROUP HOLDINGS LLC → | RIA / FO | – | LOS ANGELES, CA | CRD 309115 |
| Niles Investment Management, LLC → | 13F manager | – | – | CIK 2016708 |
| Nili Capital II, LP → | Issuer | – | – | CIK 2136341 |
| Nilsine Partners, LLC → | 13F manager | – | – | CIK 1913043 |
| Nimble Partners Select, L.P. - Series 5 (Chaos) → | Issuer | – | – | CIK 2138715 |
| Nimmer Timothy N → | 13F manager | – | – | CIK 0002028781 |
| NINE MASTS CAPITAL (DIFC) LIMITED → | RIA / FO | – | DUBAI | CRD 339494 |
| NINE MASTS CAPITAL LIMITED → | RIA / FO | – | HONG KONG | CRD 162024 |
| NINE MASTS CAPITAL Ltd → | 13F manager | – | – | CIK 1569356 |
| Nine Ten Capital Management LLC → | 13F manager | – | – | CIK 1635236 |
| NINETY ONE GUERNSEY LIMITED → | RIA / FO | – | ST PETER PORT, CHANNEL ISLANDS | CRD 313638 |
| NINETY ONE LUXEMBOURG S.A. → | RIA / FO | – | LUXEMBOURG | CRD 284886 |
| Ninety One North America, Inc. → | 13F manager | – | – | CIK 1633343 |
| Ninety One SA (PTY) Ltd → | 13F manager | – | – | CIK 1491998 |
| Ninety One UK Ltd → | 13F manager | – | – | CIK 1418329 |
| NIOS Mansfield LLC → | Issuer | – | – | CIK 2140993 |
| NIOS Old Denton Rd LLC → | Issuer | – | – | CIK 2140995 |
| NIOS P-West LLC → | Issuer | – | – | CIK 2140994 |
| NIPPON INVESTMENT COMPANY → | RIA / FO | – | TOKYO, TOKYO | CRD 298803 |
| Nippon Life Global Investors Americas, Inc. → | 13F manager | – | – | CIK 1040190 |
| NIPPON LIFE INSURANCE CO → | 13F manager | – | – | CIK 905591 |
| NIPPON SANGYO SUISHIN KIKO LTD → | RIA / FO | – | ATAGO, MINATO-KU TOKYO | CRD 340624 |
| Nipun Capital, L.P. → | 13F manager | – | – | CIK 1781566 |
| NIREMIA COLLECTIVE MANAGEMENT, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 317440 |
| NISA INVESTMENT ADVISORS, LLC → | 13F manager | – | – | CIK 937615 |
| NISH CAPITAL INVESTMENT ADVISORS LLP → | RIA / FO | – | GANDHINAGAR, GUJARAT | CRD 315223 |
| Nish James B → | 13F manager | – | – | CIK 0001650726 |
| Nishkama Capital, LLC → | 13F manager | – | – | CIK 1633799 |
| NISSAY ASSET MANAGEMENT CORP /JAPAN → | 13F manager | – | – | CIK 869589 |
| Nitor Capital Management LLC → | 13F manager | – | – | CIK 2019017 |
| Nitorum Capital, L.P. → | 13F manager | – | – | CIK 1630243 |
| NITROGEN FUND MANAGERS → | RIA / FO | – | SANDTON, GAUTENG | CRD 333929 |
| Niva Platforms, Inc. → | Issuer | – | – | CIK 2139825 |
| NIVALE CAPITAL MANAGEMENT → | RIA / FO | – | OKLAHOMA CITY, OK | CRD 341398 |
| Nixon Capital, LLC → | 13F manager | – | – | CIK 1846352 |
| NIXON D. GAIL → | 13F manager | – | – | CIK 0001713507 |
| NIXON PEABODY TRUST CO → | 13F manager | – | – | CIK 1626757 |
| NIYA PARTNERS INC. → | RIA / FO | – | DUBAI | CRD 327203 |
| NJ State Employees Deferred Compensation Plan → | 13F manager | – | – | CIK 1483259 |
| NJD Strategic Advisors HH Holding LLC → | Issuer | – | – | CIK 2139856 |
| Njoku Nnamdi → | 13F manager | – | – | CIK 0002034946 |
| NKCFO LLC → | 13F manager | – | – | CIK 1757282 |
| NLB Skladi, upravljanje premozenja, d.o.o. → | 13F manager | – | – | CIK 2110897 |
| NLC CAPITAL MANCO LIMITED → | RIA / FO | – | LONDON, GREATER LONDON | CRD 337345 |
| NLP OAI, LP → | Issuer | – | – | CIK 2140523 |
| NNS Holding → | 13F manager | – | – | CIK 1407024 |
| NNS Investments (Cyprus) Ltd → | 13F manager | – | – | CIK 1794290 |
| No Street GP LP → | 13F manager | – | – | CIK 1765774 |
| Noble Family Wealth, LLC → | 13F manager | – | – | CIK 1976065 |
| NOBLE PILLAR CAPITAL LTD → | RIA / FO | – | NEW YORK, NY | CRD 342309 |
| Noble Wealth Management PBC → | 13F manager | – | – | CIK 2055065 |
| NODE BY MESH LLC → | RIA / FO | – | PORTLAND, OR | CRD 331493 |
| NODE CAPITAL MANAGEMENT GP LTD → | RIA / FO | – | GIBRALTAR | CRD 325922 |
| NodePlus, Inc. → | Issuer | – | – | CIK 2138831 |
| Noe Nancy Elizabeth → | 13F manager | – | – | CIK 0001860743 |
| NOESIS CAPITAL MANGEMENT CORP → | 13F manager | – | – | CIK 1262677 |
| Noked Israel Ltd → | 13F manager | – | – | CIK 1767750 |
| Nokomis Capital, L.L.C. → | 13F manager | – | – | CIK 1541055 |
| Nolet Wealth Management, LLC → | 13F manager | – | – | CIK 2056656 |
| NOMAD VENTURE PARTNERS, LLC → | RIA / FO | – | – | CRD 316236 |
| NOMI CAPITAL LLC → | RIA / FO | – | NEW YORK, NY | CRD 334285 |
| NOMURA ASSET MANAGEMENT CO LTD → | 13F manager | – | – | CIK 1055964 |
| NOMURA ASSET MANAGEMENT INTERNATIONAL INC. → | 13F manager | – | – | CIK 921739 |
| NOMURA HOLDINGS INC → | 13F manager | – | – | CIK 1163653 |
| NOMURA SECURITIES INTERNATIONAL, INC. → | RIA / FO | – | NEW YORK, NY | CRD 4297 |
| Nonprofitly Inc. → | Issuer | – | – | CIK 2138548 |
| NonPublic Arigon Infra Fund VII, a Series of NonPublic Master, LP → | Issuer | – | – | CIK 2139118 |
| NonPublic Energy Fund I, a Series of NonPublic Master, LP → | Issuer | – | – | CIK 2141742 |
| NonPublic HealthTech Fund I, a Series of NonPublic Master, LP → | Issuer | – | – | CIK 2139566 |
| NonPublic Industrial AI Fund III, a Series of NonPublic Master, LP → | Issuer | – | – | CIK 2139562 |
| NonPublic LLM Fund XXII, a Series of NonPublic Master, LP → | Issuer | – | – | CIK 2140845 |
| NonPublic Physical AI Fund IX, a Series of NonPublic Master, LP → | Issuer | – | – | CIK 2139568 |
| NonPublic Physical AI Fund X, a Series of NonPublic Master, LP → | Issuer | – | – | CIK 2139182 |
| NonPublic Physical AI Fund XI, a Series of NonPublic Master, LP → | Issuer | – | – | CIK 2139185 |
| NonPublic Robotics Fund VII, a Series of NonPublic Master, LP → | Issuer | – | – | CIK 2140786 |
| NonPublic Semiconductor Fund I, a Series of NonPublic Master, LP → | Issuer | – | – | CIK 2139563 |
| NOOSPHERE VENTURES MANAGEMENT COMPANY, LLC → | RIA / FO | – | MOUNTAIN VIEW, CA | CRD 173287 |
| NORD BLA FC I ACCESS, LLC → | Issuer | – | – | CIK 2137260 |
| NORD HOLDING UNTERNEHMENSBETEILIGUNGSGESELLSCHAFT MBH → | RIA / FO | – | HANNOVER | CRD 342350 |
| NORD TIMMS HILL, LLC → | Issuer | – | – | CIK 2138289 |
| NORDEA INVESTMENT MANAGEMENT AB → | 13F manager | – | – | CIK 1218210 |
| NORDEN GROUP LLC → | 13F manager | – | – | CIK 1990699 |
| NORDIC CAPITAL MANAGEMENT SARL → | RIA / FO | – | LUXEMBOURG | CRD 341354 |
| Nordic Sloane LLC → | Issuer | – | – | CIK 2138594 |
| NORDIKA FORVALTNING AB → | RIA / FO | – | STOCKHOLM | CRD 326502 |
| Nordin Diane C → | 13F manager | – | – | CIK 0001369224 |
| NORDSTAR PARTNERS MANAGEMENT LLP → | RIA / FO | – | LONDON | CRD 318941 |
| NORDSTERN KAPITALMANAGEMENT GMBH LTD → | RIA / FO | – | DENVER, CO | CRD 337924 |
| Nordstrom Phyllis B → | 13F manager | – | – | CIK 0001879982 |
| Nordwand Advisors, LLC → | 13F manager | – | – | CIK 1962713 |
| NORGES BANK → | 13F manager | – | – | CIK 1374170 |
| Norinchukin Bank, The → | 13F manager | – | – | CIK 1496637 |
| NORLANTIC → | RIA / FO | – | NEW YORK, NY | CRD 333609 |
| NORLEO SPACE INVESTMENTS LLC - Series 1 → | Issuer | – | – | CIK 2141516 |
| Norman Fields, Gottscho Capital Management, LLC → | 13F manager | – | – | CIK 1352449 |