| NANODIMENSION, INC. → | RIA / FO | – | WOODSIDE, CA | CRD 162764 |
| Nanomind, Inc. → | Issuer | – | – | CIK 2141439 |
| Nantahala Capital Management, LLC → | 13F manager | – | – | CIK 1472322 |
| Napean Trading & Investment Co (Singapore) PTE Ltd → | 13F manager | – | – | CIK 2011874 |
| Napier Financial, LLC → | 13F manager | – | – | CIK 2086579 |
| NAPIER JAMES T → | 13F manager | – | – | CIK 0001191549 |
| NAPLES GLOBAL ADVISORS, LLC → | 13F manager | – | – | CIK 1582151 |
| NAPRAFORGO CREDIT → | RIA / FO | – | BUDAPEST | CRD 313455 |
| NARANCICH MAX → | 13F manager | – | – | CIK 0002061591 |
| Nardi Scott → | 13F manager | – | – | CIK 0002087376 |
| Naria Inc. → | 13F manager | – | – | CIK 2012185 |
| Narodna banka Slovenska → | 13F manager | – | – | CIK 2126778 |
| NARROW GATE ENERGY, LLC → | RIA / FO | – | DALLAS, TX | CRD 342433 |
| NARROW GAUGE CAPITAL, LLC → | RIA / FO | – | – | CRD 294792 |
| NARROW WATER PARTNERS LTD → | RIA / FO | – | LONDON | CRD 331676 |
| NARSAR ASSET MANAGEMENT LLC → | RIA / FO | – | BURBANK, CA | CRD 335297 |
| Narthex Two, LLC → | Issuer | – | – | CIK 2138022 |
| Narus Financial Partners, LLC → | 13F manager | – | – | CIK 1698091 |
| Narwhal Capital Management → | 13F manager | – | – | CIK 1461287 |
| NARYA CAPITAL MANAGEMENT, LLC → | RIA / FO | – | COLUMBUS, OH | CRD 307707 |
| NASPERS LTD → | 13F manager | – | – | CIK 1106051 |
| NATARE CAPITAL MANAGEMENT LP → | RIA / FO | – | GREENWICH, CT | CRD 294229 |
| NATIONAL BANK OF CANADA /FI/ → | 13F manager | – | – | CIK 926171 |
| NATIONAL INVESTMENT AND INFRASTRUCTURE FUND LIMITED → | RIA / FO | – | NEW DELHI, DELHI | CRD 313045 |
| NATIONAL MUTUAL FUNDS MANAGEMENT LTD → | RIA / FO | – | SYDNEY | CRD 324308 |
| NATIONAL MUTUAL FUNDS MANAGEMENT LTD → | 13F manager | – | – | CIK 1966440 |
| National Mutual Insurance Federation of Agricultural Cooperatives → | 13F manager | – | – | CIK 1542927 |
| National Pension Service → | 13F manager | – | – | CIK 1608046 |
| National Philanthropic Trust → | 13F manager | – | – | CIK 1785342 |
| NATIONAL REAL ESTATE ADVISORS → | RIA / FO | – | WASHINGTON, DC | CRD 148615 |
| NATIONAL VENTURE DEVELOPMENT → | RIA / FO | – | OAKLAND, CA | CRD 162019 |
| National Wealth Management Group, LLC → | 13F manager | – | – | CIK 1977723 |
| Nationale-Nederlanden Powszechne Towarzystwo Emerytalne S.A. → | 13F manager | – | – | CIK 2011081 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV → | 13F manager | – | – | CIK 1109767 |
| Nationwide Fund Advisors → | 13F manager | – | – | CIK 1097218 |
| NATIONWIDE SECURITIES, LLC → | RIA / FO | – | COLUMBUS, OH | CRD 11173 |
| NATIXIS → | 13F manager | – | – | CIK 1274981 |
| NATIXIS ADVISORS, LLC → | 13F manager | – | – | CIK 1018331 |
| Natixis Investment Managers, LLC → | 13F manager | – | – | CIK 1053187 |
| NATURAL INVESTMENTS, LLC → | 13F manager | – | – | CIK 1800245 |
| NatWest Group plc → | 13F manager | – | – | CIK 844150 |
| NAUGHTON TIMOTHY J → | 13F manager | – | – | CIK 0001219700 |
| NAUTICAL ECHO CAPITAL LTD → | RIA / FO | – | DENVER, CO | CRD 339335 |
| Nautilus Advisors LLC → | 13F manager | – | – | CIK 2083253 |
| NAUTILUS FUNDING SOLUTIONS → | RIA / FO | – | DANIEL ISLAND, SC | CRD 328845 |
| NAUTILUS VENTURES ADVISORS US, LLC → | RIA / FO | – | – | CRD 301082 |
| NAUTILUS VENTURES MANAGEMENT COMPANY (US), LLC → | RIA / FO | – | – | CRD 226758 |
| NAVA VENTURES, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 317758 |
| Navalign, LLC → | 13F manager | – | – | CIK 1820593 |
| NAVELLIER & ASSOCIATES INC → | 13F manager | – | – | CIK 872163 |
| NAVEMAR CAPITAL MANAGEMENT, LP → | RIA / FO | – | BOSTON, MA | CRD 298914 |
| Navera Investment Management Ltd. → | 13F manager | – | – | CIK 1842702 |
| Navi International - Administradora e Gestora de Recursos Financeiros Ltda. → | 13F manager | – | – | CIK 2044610 |
| NAVIGANT CAPITAL PARTNERS → | RIA / FO | – | – | CRD 335538 |
| Navigate Capital Partners SBIC Fund II, LP → | Issuer | – | – | CIK 2138205 |
| Navigate Wealth Management, LLC → | 13F manager | – | – | CIK 2127791 |
| NAVIGATION CAPITAL PARTNERS, INC. → | RIA / FO | – | ATLANTA, GA | CRD 156906 |
| Navigation Group, LLC → | 13F manager | – | – | CIK 2132497 |
| Navigation Wealth Management, Inc. → | 13F manager | – | – | CIK 1839930 |
| Navigoe, LLC → | 13F manager | – | – | CIK 2056100 |
| NAVIS CAPITAL → | RIA / FO | – | KUALA LUMPUR | CRD 162052 |
| Navis Wealth Advisors, LLC → | 13F manager | – | – | CIK 1849055 |
| NAVITAS CAPITAL MANAGEMENT, LLC → | RIA / FO | – | CULVER CITY, CA | CRD 309027 |
| Naviter Wealth, LLC → | 13F manager | – | – | CIK 1855567 |
| NavPoint Financial, Inc. → | 13F manager | – | – | CIK 2009813 |
| NAVY CAPITAL GREEN MANAGEMENT, LLC → | RIA / FO | – | – | CRD 299809 |
| NAXICAP PARTNERS → | RIA / FO | – | PARIS | CRD 317815 |
| NAYA CAPITAL MANAGEMENT UK LTD → | 13F manager | – | – | CIK 1665012 |
| NAYA MANAGEMENT (DIFC) LIMITED → | RIA / FO | – | DIFC, DUBAI | CRD 337791 |
| Naylor Dirk Waugh → | 13F manager | – | – | CIK 0002075456 |
| NB ACCESS GP, LLC → | RIA / FO | – | – | CRD 334613 |
| NBC SECURITIES, INC. → | 13F manager | – | – | CIK 791540 |
| NBM MANAGEMENT, L.P. → | RIA / FO | – | REPUBLIC PLAZA | CRD 172675 |
| NBT BANK N A /NY → | 13F manager | – | – | CIK 898413 |
| NBZ Investment Advisors LLC → | 13F manager | – | – | CIK 1998018 |
| NC MANAGEMENT GMBH → | RIA / FO | – | MUNICH, BAVARIA | CRD 329933 |
| NCA LOAN INVESTORS, LLC → | RIA / FO | – | DALLAS, TX | CRD 327937 |
| NCA North American Partnership Fund, LP → | Issuer | – | – | CIK 2136735 |
| NCAF MANAGEMENT III, LLC → | RIA / FO | – | – | CRD 311015 |
| NCM Capital Management, LLC → | 13F manager | – | – | CIK 1907054 |
| NCN MANAGEMENT COMPANY IV, LLC → | RIA / FO | – | NASHVILLE, TN | CRD 321890 |
| NCN MANAGEMENT COMPANY PF, LLC → | RIA / FO | – | NASHVILLE, TN | CRD 289601 |
| NCP Inc. → | 13F manager | – | – | CIK 2023709 |
| NCT FUND MANAGEMENT, LLC → | RIA / FO | – | COLUMBUS, OH | CRD 163692 |
| NCW ADVISORS, LLC → | RIA / FO | – | – | CRD 172431 |
| NDB ZEPHYR PARTNERS LIMITED → | RIA / FO | – | EBENE | CRD 175018 |
| NDCI0526 a Series of CGF2021 LLC → | Issuer | – | – | CIK 2137118 |
| NDH OPPORTUNITY LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 341426 |
| NDWM LLC → | 13F manager | – | – | CIK 1818386 |
| NE-0524 Fund I, a series of Epakon Capital, LP → | Issuer | – | – | CIK 2138335 |
| NEA Management Company, LLC → | 13F manager | – | – | CIK 1512848 |
| NEA MEMBER BENEFITS → | RIA / FO | – | GAITHERSBURG, MD | CRD 138196 |
| NEARINGPOINT VENTURE PARTNERS INC. → | RIA / FO | – | WILMINGTON, DE | CRD 340559 |
| Nearwater Capital Markets, Ltd → | 13F manager | – | – | CIK 1915842 |
| Nebex Multiball SPV, a series of Allocations 2026 Master, LLC → | Issuer | – | – | CIK 2137044 |
| Nebula Research & Development LLC → | 13F manager | – | – | CIK 1792635 |
| NEBULAR MANAGEMENT, LLC → | RIA / FO | – | – | CRD 325162 |
| NECASTRO TIMOTHY G → | 13F manager | – | – | CIK 0001177106 |
| NECTARINE → | RIA / FO | – | SAN DIEGO, CA | CRD 327155 |
| NEEDHAM & COMPANY, LLC → | RIA / FO | – | NEW YORK, NY | CRD 16360 |