| Mueller Wealth, LLC → | 13F manager | – | – | CIK 2110608 |
| MUFG Bank, Ltd. → | 13F manager | – | – | CIK 852743 |
| MUFG SECURITIES (CANADA), LTD. → | 13F manager | – | – | CIK 1656187 |
| MUFG SECURITIES AMERICAS INC. → | 13F manager | – | – | CIK 867626 |
| MUFG Securities EMEA plc → | 13F manager | – | – | CIK 1597694 |
| MUHLENKAMP & CO INC → | 13F manager | – | – | CIK 1133219 |
| MUIRFIELD WEALTH ADVISORS LLC → | 13F manager | – | – | CIK 2014898 |
| MULL MANAGEMENT SERVICES LLC → | RIA / FO | – | WICHITA, KS | CRD 338105 |
| Mullaney, Keating & Wright, Inc. → | 13F manager | – | – | CIK 2135840 |
| Mullen Laura M → | 13F manager | – | – | CIK 0001864062 |
| Mulligan Donal L → | 13F manager | – | – | CIK 0001406019 |
| Mulliken John Champlin → | 13F manager | – | – | CIK 0001620147 |
| Mullooly Asset Management, Inc. → | 13F manager | – | – | CIK 1950591 |
| Mulloy William Patrick II → | 13F manager | – | – | CIK 0001810703 |
| Multi-Strategy Custom Hedge Portfolio - P, Ltd. → | Issuer | – | – | CIK 2138735 |
| Multicoin Capital Management, LLC → | 13F manager | – | – | CIK 2017172 |
| MULTIPLE MANAGEMENT COMPANY LLC → | RIA / FO | – | NEW YORK, NY | CRD 310984 |
| MULTIPLES ALTERNATE ASSET MANAGEMENT PRIVATE LIMITED → | RIA / FO | – | MUMBAI, MAHARASHTRA | CRD 330568 |
| MULTIPLES ASSET MANAGEMENT IFSC LLP → | RIA / FO | – | GANDHINAGAR, GUJARAT | CRD 330810 |
| MUNDKUR CHRISTINE → | 13F manager | – | – | CIK 0001237264 |
| Munich Reinsurance Co Stock Corp in Munich → | 13F manager | – | – | CIK 2090208 |
| Municipal Employees' Retirement System of Michigan → | 13F manager | – | – | CIK 1588873 |
| MUNOZ GEORGE → | 13F manager | – | – | CIK 0001238129 |
| Munro Partners → | 13F manager | – | – | CIK 1768744 |
| Murchinson Ltd. → | 13F manager | – | – | CIK 1838556 |
| MURCHINSON LTD. → | RIA / FO | – | TORONTO, ONTARIO | CRD 310138 |
| Murphy & Mullick Capital Management Corp → | 13F manager | – | – | CIK 2047271 |
| Murphy Devin Ignatius → | 13F manager | – | – | CIK 0001440186 |
| MURPHY JOHN RAYMOND → | 13F manager | – | – | CIK 0001275195 |
| Murphy Kevin Michael → | 13F manager | – | – | CIK 0001984614 |
| Murphy Pohlad Asset Management LLC → | 13F manager | – | – | CIK 1569148 |
| Murphy, Middleton, Hinkle & Parker, Inc. → | 13F manager | – | – | CIK 1730521 |
| MURRAY MARK A → | 13F manager | – | – | CIK 0001301952 |
| Murthy Mala → | 13F manager | – | – | CIK 0001780955 |
| Muschong Lisa A. → | 13F manager | – | – | CIK 0001491454 |
| MUSE CAPITAL ADVISORS, LIMITED → | RIA / FO | – | PORT LOUIS | CRD 163809 |
| Mustard Seed Financial, LLC → | 13F manager | – | – | CIK 2011321 |
| MUSTICO FINANCIAL GROUP, INC. → | 13F manager | – | – | CIK 2034361 |
| Mutual Advisors, LLC → | 13F manager | – | – | CIK 1694080 |
| MUTUAL CAPITAL INVESTMENT ADVISORS, LLC → | RIA / FO | – | WYALUSING, PA | CRD 314734 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 922127 |
| Muzinich & Co., Inc. → | 13F manager | – | – | CIK 1618824 |
| Muzzey Dale → | 13F manager | – | – | CIK 0001922964 |
| MV ADVISERS LLP → | RIA / FO | – | – | CRD 172706 |
| MV CAPITAL MANAGEMENT, INC. → | 13F manager | – | – | CIK 1633366 |
| MVF1 GP (CANADA), LTD → | RIA / FO | – | VANCOUVER, BC | CRD 325846 |
| MVM PARTNERS LLP → | RIA / FO | – | LONDON | CRD 159224 |
| MVM Partners, LLC → | 13F manager | – | – | CIK 1947083 |
| MVM PARTNERS, LLC → | RIA / FO | – | BOSTON, MA | CRD 159225 |
| MVOLUTION PARTNERS LLC → | RIA / FO | – | SUMMIT, NJ | CRD 324328 |
| MVP CONSULTING → | RIA / FO | – | TEL AVIV | CRD 163513 |
| MVP MANAGEMENT COMPANY → | RIA / FO | – | RADNOR, PA | CRD 330680 |
| MVP Opportunity Fund VI LLC Series 26F → | Issuer | – | – | CIK 2136554 |
| MVP VENTURES LLC → | RIA / FO | – | MENLO PARK, CA | CRD 333816 |
| MW LSV Starcloud II, LLC → | Issuer | – | – | CIK 2136510 |
| MWA Asset Management → | 13F manager | – | – | CIK 1903058 |
| MXI2 CAPITAL PARTNERS LLC → | RIA / FO | – | GREENWICH, CT | CRD 324042 |
| MXV CAPITAL, LLC → | RIA / FO | – | NEW YORK, NY | CRD 323145 |
| My Personal CFO, LLC → | 13F manager | – | – | CIK 1916366 |
| My Portfolio Guide, LLC → | 13F manager | – | – | CIK 2132204 |
| MY Wealth Management Inc. → | 13F manager | – | – | CIK 1827845 |
| MY.ALPHA → | RIA / FO | – | HONG KONG | CRD 318559 |
| MY.Alpha Management HK Advisors Ltd → | 13F manager | – | – | CIK 1910173 |
| MYASIA VC → | RIA / FO | – | – | CRD 311027 |
| MYCIO WEALTH PARTNERS, LLC → | 13F manager | – | – | CIK 1371726 |
| MYDA Advisors LLC → | 13F manager | – | – | CIK 1589689 |
| MYECFO, LLC → | 13F manager | – | – | CIK 1986457 |
| MYELIN II MANAGEMENT LLC → | RIA / FO | – | MONTEVIDEO | CRD 318272 |
| Myers Linda Kristine → | 13F manager | – | – | CIK 0001805486 |
| Myers Tessa M. → | 13F manager | – | – | CIK 0001769006 |
| Myriad Asset Management Advisors LLC → | 13F manager | – | – | CIK 2069031 |
| Myriad Asset Management US LP → | 13F manager | – | – | CIK 1857187 |
| MYRIAD VENTURE PARTNERS, LLC → | RIA / FO | – | – | CRD 325814 |
| MYRMIKAN CAPITAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 310686 |
| MYSIA CRYPTOCURRENCY EXCHANGE LTD → | RIA / FO | – | DENVER, CO | CRD 336196 |
| Mystic Asset Management, Inc. → | 13F manager | – | – | CIK 1912460 |
| MYTHOS VENTURES MANAGEMENT, LLC → | RIA / FO | – | – | CRD 329525 |
| N.E.W. Advisory Services LLC → | 13F manager | – | – | CIK 1803456 |
| N.L.C. LLC → | RIA / FO | – | BOCA RATON, FL | CRD 330231 |
| N2 CAPITAL MANAGEMENT, LP → | RIA / FO | – | DALLAS, TX | CRD 213516 |
| N49P MANAGEMENT, LLC → | RIA / FO | – | – | CRD 322307 |
| NA Beverage Company, Inc. → | Issuer | – | – | CIK 2141276 |
| NAAB CAPITAL → | RIA / FO | – | – | CRD 330736 |
| Nabity-Jensen Investment Management Inc → | 13F manager | – | – | CIK 2044851 |
| Nabu Optical Systems Inc. → | Issuer | – | – | CIK 2140337 |
| Nadler Financial Group, Inc. → | 13F manager | – | – | CIK 1541787 |
| Nagar Yaacov → | 13F manager | – | – | CIK 0001861377 |
| NAGARAJAN SUNDARAM → | 13F manager | – | – | CIK 0001498509 |
| NAHKODA CAPITAL MANAGEMENT USA, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 325591 |
| NAKOMA CAPITAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 330825 |
| NALANDA CAPITAL PTE LTD. → | RIA / FO | – | SINGAPORE | CRD 163183 |
| Nalanda India Equity Fund Ltd → | 13F manager | – | – | CIK 1622904 |
| Naman Capital Ltda → | 13F manager | – | – | CIK 1946136 |
| Nan Fung Group Holdings Ltd → | 13F manager | – | – | CIK 1782539 |
| NAN FUNG TRINITY (HK) Ltd → | 13F manager | – | – | CIK 1781880 |
| Nan Shan Life Insurance Co., Ltd. → | 13F manager | – | – | CIK 1730464 |
| Nannigans LLC → | Issuer | – | – | CIK 2138692 |
| NANO CAP NEW MILLENNIUM GROWTH FUND L P → | 13F manager | – | – | CIK 1277890 |
| NANO-CAP NEW MILLENNIUM ADVISORS, LLC → | RIA / FO | – | – | CRD 167671 |
| NANODIMENSION AG → | RIA / FO | – | CRISSIER | CRD 315030 |