| Monashee Investment Management LLC → | 13F manager | – | – | CIK 1627608 |
| MONASHEES → | RIA / FO | – | SÃO PAULO | CRD 163664 |
| Mondrian Investment Partners LTD → | 13F manager | – | – | CIK 1317724 |
| MONECO ADVISORS, LLC → | 13F manager | – | – | CIK 1765690 |
| Moneda S.A. Administradora General de Fondos → | 13F manager | – | – | CIK 1536361 |
| MONETA GROUP INVESTMENT ADVISORS LLC → | 13F manager | – | – | CIK 1120927 |
| MONETA VENTURES, LLC → | RIA / FO | – | FOLSOM, CA | CRD 173651 |
| MONETARY MANAGEMENT GROUP INC → | 13F manager | – | – | CIK 1133014 |
| Monetary Solutions, Ltd → | 13F manager | – | – | CIK 2112370 |
| MONETTA FINANCIAL SERVICES INC → | 13F manager | – | – | CIK 869179 |
| MONEY CONCEPTS CAPITAL CORP → | 13F manager | – | – | CIK 716851 |
| MONEY PICKLE → | RIA / FO | – | ROYAL OAK, MI | CRD 325575 |
| MONEYBRIDGE MIND INC → | RIA / FO | – | DENVER, CO | CRD 337797 |
| MONEYWISE, INC. → | 13F manager | – | – | CIK 1703080 |
| MONIMUS CAPITAL MANAGEMENT, LP → | 13F manager | – | – | CIK 1848831 |
| MONK'S HILL VENTURES PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 174950 |
| Monocacy Therapeutics Inc. → | Issuer | – | – | CIK 2137361 |
| MONOGRAPH CAPITAL ADVISORS (UK), LLP → | RIA / FO | – | LONDON | CRD 315848 |
| MONOGRAPH CAPITAL ADVISORS, L.P. → | RIA / FO | – | SAN FRANCISCO, CA | CRD 315988 |
| MONOGRAPH WEALTH ADVISORS, LLC → | 13F manager | – | – | CIK 1776588 |
| MONOLITH MANAGEMENT LIMITED → | RIA / FO | – | HONG KONG | CRD 322982 |
| Monolith Management Ltd → | 13F manager | – | – | CIK 2008306 |
| MONOLITH VENTURE ADVISORY LIMITED → | RIA / FO | – | GRAND CAYMAN | CRD 324610 |
| MONROE CAPITAL PRIVATE CREDIT N FEEDER FUND LP → | Issuer | – | – | CIK 2139867 |
| MONROE CAPITAL PRIVATE CREDIT N MASTER FUND LP → | Issuer | – | – | CIK 2139866 |
| MONTA VISTA CAPITAL → | RIA / FO | – | – | CRD 172403 |
| MONTAG A & ASSOCIATES INC → | 13F manager | – | – | CIK 829407 |
| MONTAGE CAPITAL → | RIA / FO | – | CAMPBELL, CA | CRD 164391 |
| MONTAGE VENTURES → | RIA / FO | – | MENLO PARK, CA | CRD 169560 |
| MONTAGU PRIVATE EQUITY, LLP → | RIA / FO | – | LONDON | CRD 161890 |
| Montaka Global Pty Ltd → | 13F manager | – | – | CIK 2104890 |
| MONTANA CAPITAL PARTNERS AG → | RIA / FO | – | BAAR, ZUG | CRD 293568 |
| Montanaro Asset Management Ltd → | 13F manager | – | – | CIK 1831133 |
| Montano Juan → | 13F manager | – | – | CIK 0001647430 |
| MONTCHANIN ASSET MANAGEMENT, LLC → | 13F manager | – | – | CIK 1940660 |
| Monte Financial Group, LLC → | 13F manager | – | – | CIK 1755651 |
| MONTE ROSA VENTURES MANAGEMENT, LLC → | RIA / FO | – | – | CRD 334531 |
| Montecito Bank & Trust → | 13F manager | – | – | CIK 1422508 |
| MONTERRO FUND MANAGEMENT AB → | RIA / FO | – | STOCKHOLM | CRD 325253 |
| MONTGOMERY INVESTMENT MANAGEMENT INC → | 13F manager | – | – | CIK 1272544 |
| MONTICELLO ASSOCIATES, LLC → | RIA / FO | – | DENVER, CO | CRD 107392 |
| MONTICELLOAM FUNDING LLC SERIES SH-102 → | Issuer | – | – | CIK 2136828 |
| Montipora Capital Master Fund LP → | Issuer | – | – | CIK 2139567 |
| Montipora Capital Offshore Feeder LP → | Issuer | – | – | CIK 2139571 |
| Montis Financial, LLC → | 13F manager | – | – | CIK 1844314 |
| MONTROSE LANE, LP → | RIA / FO | – | HOUSTON, TX | CRD 289504 |
| MONTRUSCO BOLTON INVESTMENTS INC. → | 13F manager | – | – | CIK 1475940 |
| MontVue Capital Management, Inc. → | 13F manager | – | – | CIK 2008758 |
| Montz Harcus Wealth Management LLC → | 13F manager | – | – | CIK 1918613 |
| Monument Capital Management → | 13F manager | – | – | CIK 1729428 |
| Monument Group Wealth Advisors, LLC → | 13F manager | – | – | CIK 1965665 |
| MOO POINT CAPITAL MANAGEMENT LLC → | RIA / FO | – | – | CRD 327092 |
| MOODY ALDRICH PARTNERS LLC → | 13F manager | – | – | CIK 936941 |
| MOODY LYNN LIEBERSON & WALKER, LLC → | 13F manager | – | – | CIK 938592 |
| MOODY NATIONAL BANK TRUST DIVISION → | 13F manager | – | – | CIK 1092903 |
| MOOLA COPILOT LLC → | RIA / FO | – | NAPLES, FL | CRD 334132 |
| MOON CAPITAL MANAGEMENT LP → | 13F manager | – | – | CIK 1387303 |
| MOONFARE → | RIA / FO | – | BERLIN | CRD 319285 |
| MOONFIRE FUND MANAGEMENT LIMITED → | RIA / FO | – | ST PETER PORT, GUERNSEY | CRD 323402 |
| MOONSAIL CAPITAL LLC → | RIA / FO | – | SAN JUAN, PR | CRD 291230 |
| MOONSHOTS CAPITAL MANAGEMENT COMPANY, LLC → | RIA / FO | – | – | CRD 291804 |
| MOONVEST → | RIA / FO | – | – | CRD 340069 |
| MOORE & MOORE AI LTD. → | RIA / FO | – | – | CRD 341896 |
| MOORE & MOORE INVESTMENTS GROUP LTD. → | RIA / FO | – | – | CRD 325870 |
| MOORE & MOORE OPPORTUNITIES LTD. → | RIA / FO | – | – | CRD 325871 |
| MOORE CAPITAL MANAGEMENT, LP → | 13F manager | – | – | CIK 1448574 |
| Moore Gregory J. → | 13F manager | – | – | CIK 0001775520 |
| MOORE KEVIN S → | 13F manager | – | – | CIK 0001105969 |
| MOORFIELD INVESTMENT MANAGEMENT LIMITED → | RIA / FO | – | LONDON | CRD 162775 |
| MOORING FINANCIAL CORPORATION → | RIA / FO | – | ASHBURN, VA | CRD 163667 |
| Moors & Cabot, Inc. → | 13F manager | – | – | CIK 1607239 |
| MOR Wealth Management, LLC → | 13F manager | – | – | CIK 2092389 |
| MORADO VENTURES, LLC → | RIA / FO | – | LOS ALTOS, CA | CRD 168743 |
| Moran Wealth Management, LLC → | 13F manager | – | – | CIK 1965334 |
| Morangie Management LLC → | 13F manager | – | – | CIK 2056670 |
| MOREMI CAPITAL MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 334931 |
| Moreno Systemic Capital LP → | Issuer | – | – | CIK 2142651 |
| MORETHAN CAPITAL ADVISORS → | RIA / FO | – | LUXEMBOURG | CRD 325567 |
| Morey & Quinn Wealth Partners, LLC → | 13F manager | – | – | CIK 2055521 |
| Morgado James A. → | 13F manager | – | – | CIK 0001905079 |
| Morgan Creek Capital Management, LLC → | 13F manager | – | – | CIK 1623781 |
| MORGAN DEMPSEY CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 1050463 |
| MORGAN STANLEY → | 13F manager | – | – | CIK 895421 |
| Morgan Stanley Institutional Investment Advisors LLC → | 13F manager | – | – | CIK 2026079 |
| MORGAN STANLEY REAL ESTATE ADVISOR, INC. → | RIA / FO | – | NEW YORK, NY | CRD 127488 |
| MorganRosel Wealth Management, LLC → | 13F manager | – | – | CIK 1753218 |
| Morgenfeld Todd R → | 13F manager | – | – | CIK 0001591358 |
| MORGENS WATERFALL VINTIADIS & CO INC → | 13F manager | – | – | CIK 1016150 |
| MORGENTHALER MANAGEMENT CORPORATION → | RIA / FO | – | PORTOLA VALLEY, CA | CRD 161509 |
| Mork Capital Management, LLC → | 13F manager | – | – | CIK 1626494 |
| Morling Financial Advisors, LLC → | 13F manager | – | – | CIK 1905198 |
| MORNING CALM FUND MANAGER CORP. → | RIA / FO | – | BOCA RATON, FL | CRD 290307 |
| MORNINGSIDE VENTURE CAPITAL LIMITED → | RIA / FO | – | GRAND CAYMAN | CRD 163894 |
| Morningstar Investment Management LLC → | 13F manager | – | – | CIK 1673385 |
| MORPHEUS ADVISORS → | RIA / FO | – | SHERMAN OAKS, CA | CRD 285726 |
| MORRIS EDNA → | 13F manager | – | – | CIK 0001170836 |
| MORRIS FINANCIAL CONCEPTS, INC. → | 13F manager | – | – | CIK 1387386 |
| Morris Maria R → | 13F manager | – | – | CIK 0001423154 |
| Morris Matthew → | 13F manager | – | – | CIK 0001290188 |
| MORRISSEY MICHAEL → | 13F manager | – | – | CIK 0001202096 |