| MISSIONOG → | RIA / FO | – | PHILADELPHIA, PA | CRD 282800 |
| MISSISSIPPI RIVER CAPITAL LLC → | RIA / FO | – | MINNEAPOLIS, MN | CRD 299691 |
| Missouri Education Pension Trust → | 13F manager | – | – | CIK 2093346 |
| Missouri Trust & Investment Co → | 13F manager | – | – | CIK 1908186 |
| MISTRAL EQUITY PARTNERS → | RIA / FO | – | PALM BEACH, FL | CRD 335653 |
| MITCHELL & PAHL PRIVATE WEALTH, LLC → | 13F manager | – | – | CIK 1836506 |
| Mitchell Adrian V → | 13F manager | – | – | CIK 0001830542 |
| MITCHELL CAPITAL MANAGEMENT CO → | 13F manager | – | – | CIK 1080351 |
| Mitchell John S. JR → | 13F manager | – | – | CIK 0002082907 |
| MITCHELL MCLEOD PUGH & WILLIAMS INC → | 13F manager | – | – | CIK 1632105 |
| MITCHELL SINKLER & STARR/PA → | 13F manager | – | – | CIK 1048921 |
| Mithaq Capital SPC → | 13F manager | – | – | CIK 1834600 |
| MITHRIL CAPITAL MANAGEMENT LLC → | RIA / FO | – | AUSTIN, TX | CRD 164135 |
| Mitsubishi UFJ Asset Management (UK) Ltd. → | 13F manager | – | – | CIK 1694895 |
| Mitsubishi UFJ Asset Management Co., Ltd. → | 13F manager | – | – | CIK 1466546 |
| MITSUBISHI UFJ FINANCIAL GROUP INC → | 13F manager | – | – | CIK 67088 |
| Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. → | 13F manager | – | – | CIK 1545545 |
| Mitsubishi UFJ Trust & Banking Corp → | 13F manager | – | – | CIK 1462160 |
| MITSUI & CO. GLOBAL INVESTMENT, INC. → | RIA / FO | – | MENLO PARK, CA | CRD 327084 |
| MITSUI SUMITOMO INSURANCE CO LTD → | 13F manager | – | – | CIK 1142206 |
| Mittelman Wealth Management → | 13F manager | – | – | CIK 2021464 |
| Miura Global Management, LLC → | 13F manager | – | – | CIK 1352272 |
| MIURA PARTNERS SGEIC S.A. → | RIA / FO | – | BARCELONA | CRD 300678 |
| Mivtachim The Workers Social Insurance Fund Ltd. (Under Special Management) → | 13F manager | – | – | CIK 1599719 |
| Mizell Gwendolyn G → | 13F manager | – | – | CIK 0001849779 |
| MIZMAA VENTURES LIMITED → | RIA / FO | – | CAUSEWAY BAY | CRD 160299 |
| Mizuho Bank, Ltd. → | 13F manager | – | – | CIK 1512734 |
| MIZUHO MARKETS AMERICAS LLC → | 13F manager | – | – | CIK 1825516 |
| Mizuho Markets Cayman LP → | 13F manager | – | – | CIK 1803149 |
| Mizuho Securities Co. Ltd. → | 13F manager | – | – | CIK 1520309 |
| MIZUHO SECURITIES USA LLC → | 13F manager | – | – | CIK 812291 |
| MJL CAPITAL LLC → | RIA / FO | – | ALEXANDRIA, VA | CRD 323441 |
| MJP ASSOCIATES INC /ADV → | 13F manager | – | – | CIK 715113 |
| MJT & Associates Financial Advisory Group, Inc. → | 13F manager | – | – | CIK 2065777 |
| MK CAPITAL → | RIA / FO | – | NORTHFIELD, IL | CRD 312360 |
| MKA Charitable Fund → | 13F manager | – | – | CIK 2010351 |
| MKB EQUITY PARTNERS INC. → | RIA / FO | – | MONTREAL, QUEBEC | CRD 331439 |
| MKD WEALTH COACHES, LLC → | 13F manager | – | – | CIK 1536549 |
| MKP Capital Management, L.L.C. → | 13F manager | – | – | CIK 1534949 |
| MKT Advisors LLC → | 13F manager | – | – | CIK 1906802 |
| MLG/LF Trails at Creekside LLC → | Issuer | – | – | CIK 2138247 |
| MLG/LF West Grove LLC → | Issuer | – | – | CIK 2138451 |
| MLI0526 a Series of CGF2021 LLC → | Issuer | – | – | CIK 2138130 |
| MLP3, LLC → | 13F manager | – | – | CIK 2109061 |
| MLR RETIREMENT SERVICES → | RIA / FO | – | – | CRD 286377 |
| MMA ASSET MANAGEMENT LLC → | 13F manager | – | – | CIK 1842667 |
| MMA PAN ASIA FUND I MANAGEMENT, LLC → | RIA / FO | – | WHITE PLAINS, NY | CRD 159941 |
| MMA SECURITIES LLC → | RIA / FO | – | NEW YORK, NY | CRD 44254 |
| MMBG INVESTMENT ADVISORS CO. → | 13F manager | – | – | CIK 1765876 |
| MMC VENTURES LIMITED → | RIA / FO | – | LONDON, LONDON | CRD 305124 |
| MMCAP International Inc. SPC → | 13F manager | – | – | CIK 1304857 |
| MMF CAPITAL MANAGEMENT V LLC → | RIA / FO | – | CHICAGO, IL | CRD 165345 |
| MML INVESTORS SERVICES, LLC → | 13F manager | – | – | CIK 701059 |
| MML UK ADVISOR LLP → | RIA / FO | – | LONDON | CRD 324690 |
| MMV VC LLC → | RIA / FO | – | NEW YORK, NY | CRD 338590 |
| Mn Services Vermogensbeheer B.V. → | 13F manager | – | – | CIK 1666940 |
| MN Wealth Advisors, LLC → | 13F manager | – | – | CIK 1992972 |
| MnemoShare,Inc. → | Issuer | – | – | CIK 2136981 |
| MO-0521 Fund I, a series of Hustle&Trust Investments, LP → | Issuer | – | – | CIK 2138613 |
| MOAB CAPITAL PARTNERS, LLC → | RIA / FO | – | – | CRD 154855 |
| MOALA WALLET LTD → | RIA / FO | – | HOLMDEL, NJ | CRD 339051 |
| MOBEUS EQUITY PARTNERS → | RIA / FO | – | LONDON, ENGLAND | CRD 289753 |
| MOBIUS INVESTMENTS LTD. → | RIA / FO | – | DOWNTOWN DUBAI | CRD 339600 |
| MOCZARSKI ALEXANDER S → | 13F manager | – | – | CIK 0001518326 |
| Moda Solar LLC → | Issuer | – | – | CIK 2140085 |
| MODELIST INC → | Issuer | – | – | CIK 2139270 |
| Modera Wealth Management, LLC → | 13F manager | – | – | CIK 1542143 |
| Modern Medical Holdings, Inc → | Issuer | – | – | CIK 2139762 |
| Modern Wealth Management, LLC → | 13F manager | – | – | CIK 2001900 |
| MODERNE CAPITAL, LP → | RIA / FO | – | CHICAGO, IL | CRD 290453 |
| MODI VENTURE CAPITAL MANAGEMENT LLC → | RIA / FO | – | SUGAR LAND, TX | CRD 326025 |
| MODI VENTURES VI SPV, LLC → | Issuer | – | – | CIK 2140713 |
| MODI VENTURES VII SPV, LLC → | Issuer | – | – | CIK 2140731 |
| MODULAR ASSET MANAGEMENT (SINGAPORE) PTE LTD → | RIA / FO | – | SINGAPORE | CRD 306736 |
| Modus Advisors, LLC → | 13F manager | – | – | CIK 1799284 |
| Moerus Capital Management LLC → | 13F manager | – | – | CIK 1742647 |
| MOGY JOEL R INVESTMENT COUNSEL INC → | 13F manager | – | – | CIK 1126735 |
| MOHR DAVIDOW VENTURES → | RIA / FO | – | SAN MATEO, CA | CRD 163182 |
| Moisand Fitzgerald Tamayo, LLC → | 13F manager | – | – | CIK 1649107 |
| MOKAN Wealth Management Inc. → | 13F manager | – | – | CIK 2053727 |
| Mokosak Advisory Group, LLC → | 13F manager | – | – | CIK 1713112 |
| MOLINE BRADLEY A → | 13F manager | – | – | CIK 0001229361 |
| Molinelli Gavin → | 13F manager | – | – | CIK 0001460496 |
| MOLLER WEALTH PARTNERS → | 13F manager | – | – | CIK 1475271 |
| MOLOKAI INVESTMENT MANAGEMENT, LLC → | RIA / FO | – | WAKE FOREST, NC | CRD 339376 |
| MOMBAK → | RIA / FO | – | SÃO PAULO - SP | CRD 331061 |
| Moment Partners, LLC → | 13F manager | – | – | CIK 2055889 |
| MOMENT VENTURES, LLC → | RIA / FO | – | SAN MATEO, CA | CRD 283450 |
| Momentous Wealth Management, Inc. → | 13F manager | – | – | CIK 2055574 |
| MOMENTUM CAPITAL MANAGEMENT COMPANY, LLC → | RIA / FO | – | TORONTO, ONTARIO | CRD 322442 |
| MOMENTUM CAPITAL PARTNERS ALPHA ADVISOR LIMITED → | RIA / FO | – | GRAND CAYMAN | CRD 301577 |
| MOMENTUM CAPITAL PARTNERS FUND IV ADVISOR LIMITED → | RIA / FO | – | GRAND CAYMAN | CRD 301580 |
| MOMENTUM TRADING ACADEMY LTD → | RIA / FO | – | DENVER, CO | CRD 339842 |
| Momentum Wealth Planning, LLC → | 13F manager | – | – | CIK 2087652 |
| Monaco Asset Management SAM → | 13F manager | – | – | CIK 1803593 |
| Monarch Alternative Capital LP → | 13F manager | – | – | CIK 1281084 |
| MONARCH CAPITAL MANAGEMENT INC → | 13F manager | – | – | CIK 938759 |
| MONARCH COLLECTIVE → | RIA / FO | – | – | CRD 326408 |
| MONARCH INVESTMENT MANAGEMENT → | RIA / FO | – | NEW YORK, NY | CRD 342343 |
| MONARK CAPITAL MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 333350 |