| Milestone Asset Management Group, LLC → | 13F manager | – | – | CIK 2063452 |
| MILESTONE ASSET MANAGEMENT, LLC → | 13F manager | – | – | CIK 1964722 |
| MILESTONE CAPITAL ADVISORS III LIMITED → | RIA / FO | – | SHANGHAI | CRD 163164 |
| Milestone Capital Partners, Inc. → | Issuer | – | – | CIK 2137108 |
| Milestone Investment Advisors LLC → | 13F manager | – | – | CIK 1967018 |
| Milestone Resources Group Ltd → | 13F manager | – | – | CIK 1708139 |
| MILESTONE SCIENTIFIC INC. → | Issuer | – | – | CIK 855683 |
| Milestones Administradora de Recursos Ltda. → | 13F manager | – | – | CIK 1912095 |
| Milestones Private Investment Advisors LLC → | 13F manager | – | – | CIK 1726041 |
| MILFAM LLC → | 13F manager | – | – | CIK 1728825 |
| MILFORD FUNDS LTD → | 13F manager | – | – | CIK 1775715 |
| Milhaus QOZ Business, LLC → | Issuer | – | – | CIK 2140875 |
| Militia Capital Management LLC → | 13F manager | – | – | CIK 2130487 |
| Mill Capital Management, LLC → | 13F manager | – | – | CIK 1901166 |
| MILL CITY CAPITAL, L.P. → | RIA / FO | – | MINNEAPOLIS, MN | CRD 162652 |
| Mill Creek Capital Advisors, LLC → | 13F manager | – | – | CIK 1964962 |
| Mill Road Capital Management LLC → | 13F manager | – | – | CIK 1512275 |
| MILLBANK DARTMOOR PORTSMOUTH LLC → | 13F manager | – | – | CIK 2098560 |
| Millburn Ridgefield LLC /DE/ → | 13F manager | – | – | CIK 1294571 |
| Millennium Capital Advisors, LLC → | 13F manager | – | – | CIK 2097025 |
| MILLENNIUM MANAGEMENT LLC → | 13F manager | – | – | CIK 1273087 |
| MILLENNIUM NEW HORIZONS MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 325455 |
| MILLENNIUM TVP MANAGEMENT CO., LLC → | RIA / FO | – | BELGRADE, MT | CRD 159536 |
| Miller Capital Partners, Inc. → | 13F manager | – | – | CIK 2111377 |
| Miller Eli H → | 13F manager | – | – | CIK 0002107348 |
| Miller Financial Services LLC → | 13F manager | – | – | CIK 2022893 |
| Miller Global Investments, LLC → | 13F manager | – | – | CIK 2099097 |
| MILLER HOWARD INVESTMENTS INC /NY → | 13F manager | – | – | CIK 903947 |
| Miller Investment Management, LP → | 13F manager | – | – | CIK 1407382 |
| Miller Jeffrey Douglas → | 13F manager | – | – | CIK 0001394121 |
| MILLER JOHN C → | 13F manager | – | – | CIK 0001187143 |
| Miller Richard Thomas → | 13F manager | – | – | CIK 0001740864 |
| MILLER STUART A → | 13F manager | – | – | CIK 0001049444 |
| MILLER VALUE PARTNERS, LLC → | 13F manager | – | – | CIK 1135778 |
| MILLER WEALTH ADVISORS, LLC → | 13F manager | – | – | CIK 1908158 |
| Millington Financial Advisors, LLC → | 13F manager | – | – | CIK 1924615 |
| MILLION SECURITIES LTD → | RIA / FO | – | DENVER, CO | CRD 338838 |
| MILLS KEVIN J → | 13F manager | – | – | CIK 0001192160 |
| Mills Regan → | 13F manager | – | – | CIK 0002062527 |
| Mills Wealth Advisors LLC → | 13F manager | – | – | CIK 2029294 |
| MILLSTONE CAPITAL ADVISORS, LLC → | RIA / FO | – | SAINT LOUIS, MO | CRD 167266 |
| Millstone Evans Group, LLC → | 13F manager | – | – | CIK 2041943 |
| Millstreet Capital Management LLC → | 13F manager | – | – | CIK 1590729 |
| MILTON STREET CAPITAL LLC → | RIA / FO | – | HOUSTON, TX | CRD 304265 |
| MilWealth Group LLC → | 13F manager | – | – | CIK 1972750 |
| MINDSET CONSULTING (US) LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 332782 |
| MINDSET WEALTH MANAGEMENT, LLC → | 13F manager | – | – | CIK 2044232 |
| Mine & Arao Wealth Creation & Management, LLC. → | 13F manager | – | – | CIK 1802994 |
| MINER PARTNERS, LLC → | RIA / FO | – | BOSTON, MA | CRD 304092 |
| Minerva Advisors LLC → | 13F manager | – | – | CIK 1541536 |
| MING JENNY J → | 13F manager | – | – | CIK 0001188390 |
| MINGLY CHINA GROWTH MANAGEMENT COMPANY, LTD. → | RIA / FO | – | CAMANA BAY, GRAND CAYMAN | CRD 163019 |
| MINGS CAPITAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 330431 |
| MINGSHI INVESTMENT MANAGEMENT LIMITED → | RIA / FO | – | CENTRAL, HONG KONG | CRD 318767 |
| MINGXIN CHINA GROWTH MANAGEMENT COMPANY, LTD → | RIA / FO | – | CAMANA BAY, GRAND CAYMAN | CRD 163069 |
| MinichMacGregor Wealth Management, LLC → | 13F manager | – | – | CIK 1744318 |
| Mink Brook Asset Management LLC → | 13F manager | – | – | CIK 2052205 |
| Mink Kim Ann → | 13F manager | – | – | CIK 0001660951 |
| Minneapolis Portfolio Management Group, LLC → | 13F manager | – | – | CIK 1317253 |
| Minnie's Golf LLC → | Issuer | – | – | CIK 2138376 |
| Minnix Lanesha → | 13F manager | – | – | CIK 0001708662 |
| Minot DeBlois Advisors LLC → | 13F manager | – | – | CIK 1475933 |
| Mint Tower Capital Management B.V. → | 13F manager | – | – | CIK 1666606 |
| MIO Partners, Inc. → | 13F manager | – | – | CIK 1535457 |
| Mirabaud & Cie SA → | 13F manager | – | – | CIK 1869685 |
| Mirabaud Asset Management (France) SAS → | 13F manager | – | – | CIK 2033031 |
| Mirabaud Asset Management Ltd → | 13F manager | – | – | CIK 1680493 |
| MIRABELLA FINANCIAL SERVICES LLP → | 13F manager | – | – | CIK 1538853 |
| MIRABELLA FINANCIAL SERVICES LLP → | RIA / FO | – | LONDON | CRD 160328 |
| MIRABELLA MALTA LIMITED → | RIA / FO | – | SLIEMA | CRD 285355 |
| MIRACLEPLUS MANAGEMENT LIMITED → | RIA / FO | – | GRAND CAYMAN | CRD 307038 |
| MIRACLEPLUS MANAGEMENT LLC → | RIA / FO | – | HONG KONG | CRD 328919 |
| Mirador Capital Partners LP → | 13F manager | – | – | CIK 1633446 |
| Mirae Asset Apex Fund, LP → | Issuer | – | – | CIK 2141395 |
| MIRAE ASSET CAPITAL LIFE SCIENCE, INC. → | RIA / FO | – | BOSTON, MA | CRD 330824 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. → | 13F manager | – | – | CIK 1705339 |
| Mirae Asset Global Investments Co., Ltd. → | 13F manager | – | – | CIK 1569395 |
| MIRAE ASSET SECURITIES (USA) INC. → | 13F manager | – | – | CIK 890203 |
| Miramar Capital, LLC → | 13F manager | – | – | CIK 1767812 |
| Miramar Fiduciary Corp → | 13F manager | – | – | CIK 1587301 |
| MIRAMAR VENTURE PARTNERS → | RIA / FO | – | CORONA DEL MAR, CA | CRD 163117 |
| MIROVA → | RIA / FO | – | PARIS, ILE DE FRANCE | CRD 317436 |
| MIROVA → | 13F manager | – | – | CIK 1767843 |
| MIROVA (KENYA) LIMITED → | RIA / FO | – | NAIROBI | CRD 326750 |
| Mirova US LLC → | 13F manager | – | – | CIK 1802900 |
| MISCHIEF CAPITAL MANAGEMENT, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 315549 |
| MISES CAPITAL PARTNERS → | RIA / FO | – | LEWES, DE | CRD 334622 |
| MISHPACHA HOLDINGS CORP → | 13F manager | – | – | CIK 2111655 |
| MISHRA ASHOK → | 13F manager | – | – | CIK 0001161075 |
| MISSAD MATTHEW J → | 13F manager | – | – | CIK 0001186284 |
| MISSION BIOCAPITAL → | RIA / FO | – | CAMBRIDGE, MA | CRD 319585 |
| MISSION BIOCAPITAL → | RIA / FO | – | CAMBRIDGE, MA | CRD 283710 |
| MISSION CAPITAL MANAGEMENT SERVICES, L.P. → | RIA / FO | – | SINGAPORE | CRD 283575 |
| Mission Creek Capital Partners, Inc. → | 13F manager | – | – | CIK 1801583 |
| MISSION DRIVEN FINANCE, LLC → | RIA / FO | – | SAN DIEGO, CA | CRD 295160 |
| Mission Financial Group, LLC → | 13F manager | – | – | CIK 2113810 |
| Mission Hills Financial Advisory, LLC → | 13F manager | – | – | CIK 2043220 |
| Mission Partners LLC → | Issuer | – | – | CIK 2140852 |
| MISSION TRAIL CAPITAL MANAGEMENT, LLC → | RIA / FO | – | AUSTIN, TX | CRD 318558 |
| MISSION WEALTH MANAGEMENT, LP → | 13F manager | – | – | CIK 1645382 |