| Messenger I, a series of Capitalize Investments LLC → | Issuer | – | – | CIK 2136429 |
| META TDEX US INC. → | RIA / FO | – | NEW YORK, NY | CRD 335478 |
| METAGROVE VENTURES LLC → | RIA / FO | – | ROSEHILL, NEW SOUTH WALES | CRD 320776 |
| METALAYER VENTURES MANAGEMENT COMPANY, LLC → | RIA / FO | – | – | CRD 340387 |
| METAPLANET MANAGEMENT LLC → | RIA / FO | – | TALLINN | CRD 339143 |
| METAPROP → | RIA / FO | – | NEW YORK, NY | CRD 297815 |
| METASENSE → | RIA / FO | – | BRAGA | CRD 331502 |
| METASWAP INC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 335790 |
| Metavasi Capital LP → | 13F manager | – | – | CIK 1864835 |
| METAVC CAPITAL, LLC → | RIA / FO | – | – | CRD 331093 |
| METCALF JAMES S → | 13F manager | – | – | CIK 0001207304 |
| METCALFE NORMAN J → | 13F manager | – | – | CIK 0001214407 |
| METEORA CAPITAL, LLC → | 13F manager | – | – | CIK 1905106 |
| Meteore Logistics Income Fund I LLC → | Issuer | – | – | CIK 2141732 |
| Meteore Logistics Opportunity Fund I LLC → | Issuer | – | – | CIK 2141731 |
| Meter Elizabeth → | 13F manager | – | – | CIK 0001832719 |
| METHOD CAPITAL LLC → | RIA / FO | – | CHICAGO, IL | CRD 283672 |
| Method Gaming Ltd → | Issuer | – | – | CIK 2140939 |
| METHODOLOGY ASSET MANAGEMENT (UK) LLP → | RIA / FO | – | LONDON | CRD 284171 |
| Metis Global Partners, LLC → | 13F manager | – | – | CIK 1594916 |
| METLIFE INC → | 13F manager | – | – | CIK 1099219 |
| MetLife Investment Management, LLC → | 13F manager | – | – | CIK 1529735 |
| METRIC CAPITAL PARTNERS LLP → | RIA / FO | – | LONDON | CRD 174237 |
| METRICA PARTNERS PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 310434 |
| METRO CAPITAL MGMT LLC → | RIA / FO | – | SAN JUAN, PR | CRD 339191 |
| METRODORA VENTURES LLC → | RIA / FO | – | – | CRD 323269 |
| Metropolis Capital Ltd → | 13F manager | – | – | CIK 1765388 |
| METROPOLITAN LIFE INSURANCE CO/NY → | 13F manager | – | – | CIK 728618 |
| METROPOLITAN TOWER LIFE INSURANCE CO → | Issuer | – | – | CIK 728240 |
| METWEST REALTY ADVISORS, LLC → | RIA / FO | – | LOS ANGELES, CA | CRD 161739 |
| Mewbourne Energy Partners 26-A, L.P. → | Issuer | – | – | CIK 2138762 |
| MEYER GLOBAL MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 317220 |
| MEYER HANDELMAN CO → | 13F manager | – | – | CIK 45319 |
| MEYER KEITH MANAGEMENT, LLC → | RIA / FO | – | – | CRD 323046 |
| Meyer Paula R → | 13F manager | – | – | CIK 0001328746 |
| Meyers Brad Ian → | 13F manager | – | – | CIK 0002000149 |
| MEZZANINE CAPITAL PARTNERS GP LIMITED → | RIA / FO | – | ST HELIER | CRD 238790 |
| Mezzasalma Advisors, LLC → | 13F manager | – | – | CIK 1864916 |
| MEZZI → | RIA / FO | – | MENLO PARK, CA | CRD 337818 |
| MFA WEALTH ADVISORS, LLC → | 13F manager | – | – | CIK 1688184 |
| MFA Wealth Services → | 13F manager | – | – | CIK 1989379 |
| MFF Capital Investments Ltd → | 13F manager | – | – | CIK 2104888 |
| MFG WEALTH MANAGEMENT, INC. → | 13F manager | – | – | CIK 2053046 |
| MFN Partners Management, LP → | 13F manager | – | – | CIK 1732811 |
| MFO ASSET MANAGEMENT LTD → | RIA / FO | – | NICOSIA, NICOSIA | CRD 318001 |
| MFO CAPITAL LIMITED → | RIA / FO | – | ROAD TOWN | CRD 168499 |
| MFO IDF I GP (BVI), LTD. → | RIA / FO | – | ROAD TOWN | CRD 168504 |
| MFO-LPX LLC → | RIA / FO | – | – | CRD 307167 |
| MFV PARTNERS MANAGEMENT, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 315214 |
| MG Sola Galleria Investments CYV L.P. → | Issuer | – | – | CIK 2139290 |
| MGC VENTURE PARTNERS 2018 GP, LLC → | RIA / FO | – | NASHVILLE, TN | CRD 298455 |
| MGI Investments LP - Series 41 → | Issuer | – | – | CIK 2136271 |
| MGI Investments LP - Series 42 → | Issuer | – | – | CIK 2136379 |
| MGI Investments LP - Series 43 → | Issuer | – | – | CIK 2139433 |
| MGJ, LLC → | RIA / FO | – | MISSION, KS | CRD 311436 |
| MGO ONE SEVEN LLC → | 13F manager | – | – | CIK 1731444 |
| MGP VENTURE FUND III GP, LLC → | RIA / FO | – | NASHVILLE, TN | CRD 318455 |
| MGX Fund I LP → | Issuer | – | – | CIK 2139632 |
| MGX FUND MANAGEMENT LIMITED → | RIA / FO | – | ABU DHABI | CRD 334247 |
| MH & ASSOCIATES SECURITIES MANAGEMENT CORP /ADV → | 13F manager | – | – | CIK 354201 |
| MHC Investments V, LLC → | Issuer | – | – | CIK 2140026 |
| MHI FUNDS, LLC → | RIA / FO | – | KINGSTON, NY | CRD 282270 |
| MHR FUND MANAGEMENT LLC → | 13F manager | – | – | CIK 1277742 |
| MHS CAPITAL MANAGEMENT III, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 308886 |
| MHS CAPITAL MANAGEMENT, LLC → | RIA / FO | – | SAN MATEO, CA | CRD 163096 |
| MIC Capital Management UK LLP → | 13F manager | – | – | CIK 1889830 |
| Michael & Susan Dell Foundation → | 13F manager | – | – | CIK 1599858 |
| Michael Brady & Co., LLC → | 13F manager | – | – | CIK 2095497 |
| MICHAS ALEXIS P → | 13F manager | – | – | CIK 0001044005 |
| Michel Gary S → | 13F manager | – | – | CIK 0001527019 |
| Michelmore Andrew G → | 13F manager | – | – | CIK 0001493775 |
| Michels Family Financial, LLC → | 13F manager | – | – | CIK 2053733 |
| Michelson Medical Research Foundation, Inc. → | 13F manager | – | – | CIK 1965304 |
| MICHIGAN TRAIL, LLC → | RIA / FO | – | – | CRD 323685 |
| Micro Parent, LLC → | Issuer | – | – | CIK 2136110 |
| MICROANGEL PARTNERS LLC → | RIA / FO | – | – | CRD 163660 |
| Mid-American Wealth Advisory Group, Inc. → | 13F manager | – | – | CIK 1911264 |
| MidAtlantic Capital Management, Inc. → | 13F manager | – | – | CIK 2042068 |
| MIDDLETON & CO INC/MA → | 13F manager | – | – | CIK 919497 |
| MIDEUROPA LLP → | RIA / FO | – | LONDON | CRD 162487 |
| MidFirst Bank → | 13F manager | – | – | CIK 2077076 |
| MIDLAND CAPITAL LIMITED → | RIA / FO | – | DENVER, CO | CRD 338996 |
| MIDLAND WEALTH ADVISORS, LLC → | 13F manager | – | – | CIK 1990058 |
| Midway Capital Research & Management → | 13F manager | – | – | CIK 2115416 |
| Midwest Capital Advisors, LLC → | 13F manager | – | – | CIK 2026480 |
| Midwest Financial Group LLC → | 13F manager | – | – | CIK 1967193 |
| Midwest Financial Network, LLC → | 13F manager | – | – | CIK 2137280 |
| Midwest Financial Partners Investments, Inc. → | 13F manager | – | – | CIK 1968851 |
| MIDWEST GROWTH ADVISORS, LLC → | RIA / FO | – | WEST DES MOINES, IA | CRD 172104 |
| Midwest Heritage Bank, FSB → | 13F manager | – | – | CIK 1906805 |
| Midwest Professional Planners, LTD. → | 13F manager | – | – | CIK 1730575 |
| Midwest Trust Co → | 13F manager | – | – | CIK 2077080 |
| Midwestern Financial, LLC /IA → | 13F manager | – | – | CIK 2083276 |
| Mielodia LLC → | Issuer | – | – | CIK 2140190 |
| Migdal Insurance & Financial Holdings Ltd. → | 13F manager | – | – | CIK 1415912 |
| MIGHTY CAPITAL MANAGEMENT LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 291128 |
| MIGLIORINI PETER → | 13F manager | – | – | CIK 0001170930 |
| MIHAYLO STEVEN G → | 13F manager | – | – | CIK 0000902111 |
| Milanes Douglas J. → | 13F manager | – | – | CIK 0001718083 |
| Mile High Minerals II LP → | Issuer | – | – | CIK 2138452 |