| MARKETX SECURITIES, LLC → | RIA / FO | – | – | CRD 284476 |
| Markin Asset Management, LP → | 13F manager | – | – | CIK 2110806 |
| Markin Volterra Fund LP → | 13F manager | – | – | CIK 2073603 |
| MARKLEY CAPITAL MANAGEMENT LP → | RIA / FO | – | MIAMI BEACH, FL | CRD 311945 |
| Marks Group Wealth Management, Inc → | 13F manager | – | – | CIK 1802473 |
| Marks Wealth, LLC → | 13F manager | – | – | CIK 1838660 |
| MARKSON MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 314828 |
| MARL Investors I a Series of CGF2021 LLC → | Issuer | – | – | CIK 2138089 |
| MARLIN SAMS CAPITAL MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 162152 |
| MARLOWE PARTNERS LP → | RIA / FO | – | NEW YORK, NY | CRD 170091 |
| Marmo Financial Group, LLC → | 13F manager | – | – | CIK 1964829 |
| Marnell Management LLC → | 13F manager | – | – | CIK 1852314 |
| Maroon Pass Opportunities LLC Series Castle → | Issuer | – | – | CIK 2141953 |
| Maroon Pass Opportunities LLC Series Ouray → | Issuer | – | – | CIK 2136703 |
| Maroon Pass Opportunities LLC Series Pike → | Issuer | – | – | CIK 2141954 |
| Maroon Pass Opportunities LLC Series Redcloud → | Issuer | – | – | CIK 2136704 |
| Marotta Asset Management → | 13F manager | – | – | CIK 1802091 |
| Marquette Asset Management, LLC → | 13F manager | – | – | CIK 1395067 |
| MARQUETTE ASSOCIATES, INC. → | 13F manager | – | – | CIK 2042617 |
| marrick wealth, LLC → | 13F manager | – | – | CIK 2109850 |
| MARS JEWETT FINANCIAL GROUP, INC. → | 13F manager | – | – | CIK 2079098 |
| Marshall & Sterling Wealth Advisors Inc. → | 13F manager | – | – | CIK 2056315 |
| MARSHALL ERNEST W JR → | 13F manager | – | – | CIK 0001768444 |
| Marshall Financial Group, LLC → | 13F manager | – | – | CIK 1841496 |
| MARSHALL INVESTMENT MANAGEMENT, LLC → | 13F manager | – | – | CIK 2022427 |
| Marshall Tucker H → | 13F manager | – | – | CIK 0001810809 |
| MARSHALL WACE ASIA LIMITED → | RIA / FO | – | HONG KONG | CRD 157501 |
| Marshall Wace Funds LP - MW K-TOPS (US) Fund → | Issuer | – | – | CIK 2139851 |
| MARSHALL WACE LLP → | RIA / FO | – | LONDON | CRD 160885 |
| MARSHALL WACE MIDDLE EAST → | RIA / FO | – | ABU DHABI | CRD 334846 |
| MARSHALL WACE SINGAPORE PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 322296 |
| MARSHALL WACE, LLP → | 13F manager | – | – | CIK 1318757 |
| MARSHFIELD ASSOCIATES → | 13F manager | – | – | CIK 914976 |
| MARSICO CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 1055966 |
| Martel Wealth Advisors LLC → | 13F manager | – | – | CIK 2039437 |
| MARTIN & CO INC /TN/ → | 13F manager | – | – | CIK 1008868 |
| Martin Capital Advisors, LLP → | 13F manager | – | – | CIK 1904126 |
| Martin Capital Partners, LLC → | 13F manager | – | – | CIK 1731216 |
| Martin Christopher Nathan → | 13F manager | – | – | CIK 0002097992 |
| Martin Investment Management, LLC → | 13F manager | – | – | CIK 1511888 |
| MARTIN LOIS M → | 13F manager | – | – | CIK 0001282708 |
| Martin Melvin John → | 13F manager | – | – | CIK 0001821092 |
| MARTIN WILLIAM E. III → | 13F manager | – | – | CIK 0001949513 |
| Martinez Bernardo Gomez → | 13F manager | – | – | CIK 0002102845 |
| Martinez Melquiades R. → | 13F manager | – | – | CIK 0001485376 |
| MARTINGALE ASSET MANAGEMENT L P → | 13F manager | – | – | CIK 936944 |
| MARUNOUCHI INNOVATION PARTNERS CO., LTD. → | RIA / FO | – | TOKYO | CRD 340091 |
| MARVIN & PALMER ASSOCIATES INC → | 13F manager | – | – | CIK 860645 |
| MARWYN INVESTMENT MANAGEMENT LLP → | RIA / FO | – | LONDON | CRD 315901 |
| Marx Felix → | 13F manager | – | – | CIK 0001415951 |
| Maryland State Retirement & Pension System → | 13F manager | – | – | CIK 1795552 |
| MARYLEBONE PARTNERS LLP → | RIA / FO | – | LONDON | CRD 168426 |
| MAS ALPHA SECURITIES → | RIA / FO | – | CORAL GABLES, FL | CRD 335171 |
| Mascagni Wealth Management, Inc. → | 13F manager | – | – | CIK 2063074 |
| MASCARENE PARTNERS LLC → | RIA / FO | – | NEW YORK, NY | CRD 338587 |
| Mascarene Rover Investment Holdings LLC → | Issuer | – | – | CIK 2142081 |
| Mascoma Wealth Management LLC → | 13F manager | – | – | CIK 1695664 |
| MASECO ASSET MANAGEMENT LIMITED → | RIA / FO | – | CAMANA BAY, GRAND CAYMAN | CRD 306724 |
| MASECO LLP → | 13F manager | – | – | CIK 2074052 |
| MASH CAPITAL LLC → | RIA / FO | – | – | CRD 340410 |
| Mason & Associates Inc → | 13F manager | – | – | CIK 1917686 |
| Mason & Associates, LLC → | 13F manager | – | – | CIK 1895045 |
| MASON CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 1218735 |
| Mason Investment Advisory Services, Inc. → | 13F manager | – | – | CIK 1635007 |
| MASON INVESTMENTS LIMITED → | RIA / FO | – | HONG KONG | CRD 167670 |
| MASON STREET ADVISORS, LLC → | 13F manager | – | – | CIK 1167711 |
| MASS AVE GLOBAL INC → | RIA / FO | – | NEW YORK, NY | CRD 306781 |
| MASS GENERAL BRIGHAM VENTURES, LLC → | RIA / FO | – | SOMERVILLE, MA | CRD 286361 |
| Mass General Brigham, Inc → | 13F manager | – | – | CIK 1678378 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ → | 13F manager | – | – | CIK 912938 |
| MASSACHUSETTS INSTITUTE OF TECHNOLOGY → | 13F manager | – | – | CIK 351051 |
| MASSACHUSETTS MUTUAL LIFE INSURANCE CO → | 13F manager | – | – | CIK 225602 |
| Massachusetts Wealth Management → | 13F manager | – | – | CIK 1966011 |
| Massar Capital Management, LP → | 13F manager | – | – | CIK 2037238 |
| Massey Stewart R → | 13F manager | – | – | CIK 0001460302 |
| Massive Tech Ventures Fund II, L.P. → | Issuer | – | – | CIK 2136800 |
| MassMutual Private Wealth & Trust, FSB → | 13F manager | – | – | CIK 1103653 |
| MAST HILL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 316496 |
| MASTER FUND MANAGEMENT, LLC → | RIA / FO | – | CORONA DEL MAR, CA | CRD 313287 |
| MASTER'S WEALTH MANAGEMENT INC. → | 13F manager | – | – | CIK 2056521 |
| Mastercard Foundation Asset Management Corp → | 13F manager | – | – | CIK 2006397 |
| MASTERINVEST Kapitalanlage GmbH → | 13F manager | – | – | CIK 2075029 |
| MASTERMIND HOLDINGS LLC → | RIA / FO | – | THE VILLAGES, FL | CRD 337699 |
| MASTERS CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 1104186 |
| Masters J Kent → | 13F manager | – | – | CIK 0001396415 |
| MASTERS RESEARCH PARTNERS LLC → | RIA / FO | – | BOCA RATON, FL | CRD 163260 |
| Masterton Capital Management, LP → | 13F manager | – | – | CIK 1817145 |
| MASTRY IM, LLC → | RIA / FO | – | NEW YORK, NY | CRD 334016 |
| MATA HIGHTECH LTD → | RIA / FO | – | TEL AVIV | CRD 324048 |
| MATA TECHNOLOGIES VENTURES III (2021) LTD → | RIA / FO | – | TEL AVIV | CRD 324050 |
| MATA VENTURES TECHNOLOGIES LTD → | RIA / FO | – | TEL AVIV | CRD 324049 |
| MATAURO, LLC → | 13F manager | – | – | CIK 2052964 |
| MATCHSTICK VENTURES, LLC → | RIA / FO | – | – | CRD 241794 |
| MATERIAL IMPACT MANAGEMENT, LLC → | RIA / FO | – | BOSTON, MA | CRD 286487 |
| MATH VENTURE PARTNERS MANAGEMENT, LLC → | RIA / FO | – | – | CRD 194519 |
| MATHER GROUP, LLC. → | 13F manager | – | – | CIK 1527641 |
| MATHERS ASSOCIATES → | RIA / FO | – | LOS ANGELES, CA | CRD 226516 |
| Mathes Company, Inc. → | 13F manager | – | – | CIK 1389223 |
| Matheson Lee → | 13F manager | – | – | CIK 0001993529 |
| MATHEW SARA → | 13F manager | – | – | CIK 0001192748 |