| LYONS MARTIN J → | 13F manager | – | – | CIK 0001190099 |
| LYOS INC → | Issuer | – | – | CIK 2140562 |
| LYPTUS CAPITAL, LLC → | RIA / FO | – | – | CRD 327271 |
| Lyric Capital Royalty TE Feeder Fund III LP → | Issuer | – | – | CIK 2142546 |
| LYRICAL ASSET MANAGEMENT LP → | 13F manager | – | – | CIK 1542302 |
| LYTICAL VENTURES, LLC → | RIA / FO | – | NEW YORK, NY | CRD 318148 |
| M & J WILKOW → | RIA / FO | – | CHICAGO, IL | CRD 291202 |
| M & L Capital Management Ltd → | 13F manager | – | – | CIK 1927627 |
| M ARTHUR GENSLER JR & ASSOCIATES INC → | Issuer | – | – | CIK 821182 |
| M Holdings Securities, Inc. → | 13F manager | – | – | CIK 1569638 |
| M PARTNERS CAPITAL LLC → | RIA / FO | – | HINGHAM, MA | CRD 329862 |
| M VENTURES → | RIA / FO | – | LOS ANGELES, CA | CRD 296621 |
| M Wealth Management, LLC → | 13F manager | – | – | CIK 2026150 |
| M. Kraus & Co → | 13F manager | – | – | CIK 1593688 |
| M. Kulyk & Associates, LLC → | 13F manager | – | – | CIK 1842370 |
| M.D. Sass, LLC → | 13F manager | – | – | CIK 922940 |
| M.E. ALLISON & CO., INC. → | 13F manager | – | – | CIK 1619532 |
| M.J.E.R.D Enterprise, Inc. → | Issuer | – | – | CIK 2136136 |
| M&G ALTERNATIVES INVESTMENT MANAGEMENT LIMITED → | RIA / FO | – | LONDON | CRD 283173 |
| M&G INVESTMENT MANAGEMENT LTD. → | RIA / FO | – | LONDON, ENGLAND | CRD 114527 |
| M&G LUXEMBOURG S.A. → | RIA / FO | – | LUXEMBOURG | CRD 342127 |
| M&G Plc → | 13F manager | – | – | CIK 1802539 |
| M&O DHRE Fund I, LP → | Issuer | – | – | CIK 2141206 |
| M&T BANK CORP → | 13F manager | – | – | CIK 36270 |
| M1 Capital Management LLC → | 13F manager | – | – | CIK 1976157 |
| M1 CAPITAL, LLC → | RIA / FO | – | GLEN ELLYN, IL | CRD 318364 |
| M13 HOLDINGS COMPANY, LLC → | RIA / FO | – | LOS ANGELES, CA | CRD 305020 |
| M13 VENTURES MANAGEMENT, LLC → | RIA / FO | – | LOS ANGELES, CA | CRD 301245 |
| M25 → | RIA / FO | – | CHICAGO, IL | CRD 304760 |
| M28 Capital Management LP → | 13F manager | – | – | CIK 1807489 |
| M28 CAPITAL MANAGEMENT LP → | RIA / FO | – | STAMFORD, CT | CRD 307490 |
| M3 Advisory Group, LLC → | 13F manager | – | – | CIK 2014826 |
| M3 Wealth Management, LLC → | 13F manager | – | – | CIK 2109365 |
| M31 CAPITAL MANAGEMENT, LLC → | RIA / FO | – | SAN JUAN, PR | CRD 321850 |
| M33 GROWTH LLC → | RIA / FO | – | BOSTON, MA | CRD 290447 |
| M37 Management LP → | 13F manager | – | – | CIK 2056045 |
| M3F, Inc. → | 13F manager | – | – | CIK 1511291 |
| M7 REAL ESTATE LTD → | RIA / FO | – | LONDON | CRD 282250 |
| MA INVESTMENT MANAGEMENT PTY LTD → | RIA / FO | – | SYDNEY, NEW SOUTH WALES | CRD 328316 |
| Ma Investment Partnership, LP → | 13F manager | – | – | CIK 1536336 |
| MA Private Wealth → | 13F manager | – | – | CIK 1767474 |
| MA-0127 Fund II, a series of Roll Up Vehicles, LP → | Issuer | – | – | CIK 2136330 |
| MAAM GP PTY LTD → | RIA / FO | – | SYDNEY, NEW SOUTH WALES | CRD 328215 |
| MAC Alpha Capital Management, LP → | 13F manager | – | – | CIK 2111003 |
| MAC VENTURE CAPITAL → | RIA / FO | – | LOS ANGELES, CA | CRD 308907 |
| Macco Financial Group, Inc. → | 13F manager | – | – | CIK 2111816 |
| MACDONALD SCOTT D → | 13F manager | – | – | CIK 0001268071 |
| MACFARLANE VICTOR B → | 13F manager | – | – | CIK 0001191852 |
| Mach-1 Financial Group, LLC → | 13F manager | – | – | CIK 1843358 |
| MACHINA CAPITAL → | RIA / FO | – | PARIS | CRD 289445 |
| Machina Capital S.A.S. → | 13F manager | – | – | CIK 1744373 |
| Macioce Mark J. → | 13F manager | – | – | CIK 0001974623 |
| Mack Mary T → | 13F manager | – | – | CIK 0001689162 |
| Mack Robert Paul → | 13F manager | – | – | CIK 0001671123 |
| Mack the Tour LLC → | Issuer | – | – | CIK 2138252 |
| MACKAY SHIELDS LLC → | 13F manager | – | – | CIK 61227 |
| MACKENZIE FINANCIAL CORP → | 13F manager | – | – | CIK 919859 |
| MACLIN TODD → | 13F manager | – | – | CIK 0001775725 |
| MacMillan Michael → | 13F manager | – | – | CIK 0001579363 |
| MacNevin William K. → | 13F manager | – | – | CIK 0001961807 |
| MACNICOL & ASSOCIATES ASSET MANAGEMENT US LLC → | RIA / FO | – | TORONTO, ONTARIO | CRD 313998 |
| Macomber Sasha G. → | 13F manager | – | – | CIK 0001758710 |
| MACQUARIE AGRICULTURAL FUNDS MANAGEMENT LIMITED → | RIA / FO | – | SYDNEY NSW | CRD 163409 |
| MACQUARIE AUSTRALIAN INFRASTRUCTURE MANAGEMENT 1 LIMITED → | RIA / FO | – | SYDNEY, NSW | CRD 310239 |
| MACQUARIE AUSTRALIAN INFRASTRUCTURE MANAGEMENT 2 LIMITED → | RIA / FO | – | SYDNEY, NSW | CRD 310491 |
| MACQUARIE GROUP LTD → | 13F manager | – | – | CIK 1418333 |
| MACQUARIE INFRASTRUCTURE AND REAL ASSETS (EUROPE) LIMITED → | RIA / FO | – | LONDON | CRD 163161 |
| MACQUARIE INFRASTRUCTURE MANAGEMENT (ASIA) PTY LIMITED → | RIA / FO | – | SINGAPORE | CRD 173945 |
| MACQUARIE INNOVATIVE VISION FUND MANAGER LIMITED → | RIA / FO | – | CENTRAL | CRD 335392 |
| MACRICOSTAS CONSTANTINE S → | 13F manager | – | – | CIK 0000900574 |
| Macro Advisors, Inc. → | 13F manager | – | – | CIK 1821406 |
| MACRO ADVISORS, LLC → | RIA / FO | – | LOS ANGELES, CA | CRD 284631 |
| MACROVIEW INVESTMENT MANAGEMENT LLC → | 13F manager | – | – | CIK 1551727 |
| MAD RIVER INVESTORS → | 13F manager | – | – | CIK 1384484 |
| Madabhushi Venkata R → | 13F manager | – | – | CIK 0001462769 |
| MADAR JEAN → | 13F manager | – | – | CIK 0000901876 |
| Madden Advisory Services, Inc. → | 13F manager | – | – | CIK 1542284 |
| MADDEN SECURITIES Corp → | 13F manager | – | – | CIK 1803566 |
| MADDIX CAPITAL LLC → | RIA / FO | – | MURRAY, UT | CRD 324648 |
| MADDOCK ERNEST E → | 13F manager | – | – | CIK 0001227050 |
| Mader & Shannon Wealth Management, Inc. → | 13F manager | – | – | CIK 1535862 |
| MADERA TECHNOLOGY ADVISORS, LLC → | RIA / FO | – | DOVER, DE | CRD 312666 |
| Madison & Main Investment LLC → | Issuer | – | – | CIK 2137962 |
| MADISON ADVISORY GROUP, INC. → | RIA / FO | – | CHICAGO, IL | CRD 163872 |
| Madison Asset Management, LLC → | 13F manager | – | – | CIK 1299351 |
| Madison Avenue Partners, LP → | 13F manager | – | – | CIK 1801265 |
| MADISON BAY CAPITAL MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 310579 |
| Madison Equipment Fund, LLC → | Issuer | – | – | CIK 2136636 |
| Madison Equipment Rental, LLC → | Issuer | – | – | CIK 2137520 |
| Madison GP Opportunity Fund I, LLC → | Issuer | – | – | CIK 2137322 |
| Madison GS Storage Fund, LLC → | Issuer | – | – | CIK 2138240 |
| MADISON INDIA CAPITAL MANAGEMENT LLC → | RIA / FO | – | TRIANON | CRD 286310 |
| MADISON INDIA CAPITAL MANAGEMENT PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 331260 |
| Madison International Realty Holdings, LLC → | 13F manager | – | – | CIK 1640680 |
| Madison Park Capital Advisors, LLC → | 13F manager | – | – | CIK 1993022 |
| Madison Richmond Cube Opportunity Fund, LLC → | Issuer | – | – | CIK 2137323 |
| Madison Wealth Partners, Inc → | 13F manager | – | – | CIK 1844424 |
| MADISON-INDIA MANAGEMENT ADVISORS PRIVATE LIMITED → | RIA / FO | – | NEW DELHI | CRD 286304 |
| Madonna John W. → | 13F manager | – | – | CIK 0001663169 |
| Madrid Financial Services → | 13F manager | – | – | CIK 2135336 |