| LEGACY FINANCIAL INDEPENDENT ADVISORS LLC → | 13F manager | – | – | CIK 2131510 |
| Legacy Financial Strategies, LLC → | 13F manager | – | – | CIK 1723925 |
| Legacy PCG, LLC → | 13F manager | – | – | CIK 1952532 |
| LEGACY PHARMA INVEST GP INC. → | RIA / FO | – | TORONTO, ON | CRD 329146 |
| Legacy Private Trust Co. → | 13F manager | – | – | CIK 1352547 |
| LEGACY SOLUTIONS, LLC → | 13F manager | – | – | CIK 2053314 |
| Legacy Trust → | 13F manager | – | – | CIK 1772483 |
| LEGACY TWO ADVISORS, LLC → | RIA / FO | – | MASHPEE, MA | CRD 341717 |
| LEGACY WEALTH ADVISOR LLC → | RIA / FO | – | LYNCHBURG, VA | CRD 334697 |
| Legacy Wealth Advisors, LLC → | 13F manager | – | – | CIK 2111463 |
| Legacy Wealth Asset Management, LLC → | 13F manager | – | – | CIK 1846151 |
| Legacy Wealth Management, LLC → | 13F manager | – | – | CIK 1488921 |
| Legacy Wealth Management, LLC / MS → | 13F manager | – | – | CIK 2047443 |
| Legacy Wealth Managment, LLC/ID → | 13F manager | – | – | CIK 2045082 |
| Legacy Wealth Partners, LLC → | 13F manager | – | – | CIK 2066638 |
| Legal & General Group Plc → | 13F manager | – | – | CIK 764068 |
| Legal Advantage Investments, Inc. → | 13F manager | – | – | CIK 1841769 |
| Legato Capital Management LLC → | 13F manager | – | – | CIK 1442641 |
| LEGEND CAPITAL → | RIA / FO | – | BEIJING | CRD 163586 |
| Legend Capital Advisors LLC → | 13F manager | – | – | CIK 2111719 |
| Legend Financial Advisors, Inc. → | 13F manager | – | – | CIK 1781948 |
| LEGENDARY VENTURES, LLC. → | RIA / FO | – | NEW YORK, NY | CRD 325984 |
| Legg Benson E → | 13F manager | – | – | CIK 0001766458 |
| LEGGETT VENTURES → | RIA / FO | – | HOUSTON, TX | CRD 326175 |
| Leggio Anthony L. → | 13F manager | – | – | CIK 0001441799 |
| Legion Partners Asset Management, LLC → | 13F manager | – | – | CIK 1560207 |
| LEGION VC → | RIA / FO | – | – | CRD 341689 |
| Lehmkuhl Greg → | 13F manager | – | – | CIK 0001748303 |
| Leibman Financial Services, Inc. → | 13F manager | – | – | CIK 2006661 |
| LEIBNIZ GROUP CORP. → | RIA / FO | – | ROAD TOWN | CRD 329041 |
| Leibrock Robert William → | 13F manager | – | – | CIK 0002080452 |
| Leicht Financial Planning & Wealth Management, Inc. → | 13F manager | – | – | CIK 1710666 |
| Leide Dominic → | 13F manager | – | – | CIK 0001568750 |
| LEIFM LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 336293 |
| LEIGH BALDWIN & CO., LLC → | 13F manager | – | – | CIK 946629 |
| Leisure Capital Management → | 13F manager | – | – | CIK 1631507 |
| Leith Wheeler Investment Counsel Ltd. → | 13F manager | – | – | CIK 1353651 |
| LEITMOTIF → | RIA / FO | – | PALO ALTO, CA | CRD 329025 |
| LEMANIK ASSET MANAGEMENT S.A. → | RIA / FO | – | MAMER | CRD 320864 |
| LEMNISCAP GLOBAL LIMITED → | RIA / FO | – | GEORGE TOWN | CRD 325597 |
| LEMNOS LABS INC. → | RIA / FO | – | – | CRD 163685 |
| LEMVEGA CAPITAL → | RIA / FO | – | SAN JUAN, PR | CRD 326685 |
| LENDING ARK ASIA SECURED PRIVATE DEBT MANAGEMENT LIMITED → | RIA / FO | – | HONG KONG | CRD 309441 |
| LENGTH LLC → | RIA / FO | – | LAFAYETTE, CA | CRD 333109 |
| LENNAR CORP /NEW/ → | 13F manager | – | – | CIK 920760 |
| LENS FLOW CAPITAL → | RIA / FO | – | – | CRD 328374 |
| LEO FUNDS AMERICAS, LLC → | RIA / FO | – | HURST, TX | CRD 340323 |
| LEO GP GMBH → | RIA / FO | – | MUNICH | CRD 330885 |
| Leo H. Evart, Inc. → | 13F manager | – | – | CIK 1920405 |
| Leo Wealth, LLC → | 13F manager | – | – | CIK 1912202 |
| Leombruno Todd M. → | 13F manager | – | – | CIK 0001709637 |
| Leonard Green & Partners, L.P. → | 13F manager | – | – | CIK 1175523 |
| Leonard Rickey Investment Advisors P.L.L.C. → | 13F manager | – | – | CIK 1731447 |
| Leonard Shanon J → | 13F manager | – | – | CIK 0001920456 |
| Leonteq Securities AG → | 13F manager | – | – | CIK 1535950 |
| LEOPARD CAPITAL ADVISORS CO LTD → | RIA / FO | – | TRIANON | CRD 283766 |
| Lepercq De Neuflize Asset Management LLC → | 13F manager | – | – | CIK 1854423 |
| LERER HIPPEAU VENTURES MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 162263 |
| LES BORDES GP, LIMITED → | RIA / FO | – | ST HELIER, JERSEY | CRD 317108 |
| Lesa Sroufe & Co → | 13F manager | – | – | CIK 1492162 |
| Lesina Karim Antonio → | 13F manager | – | – | CIK 0002094831 |
| Leslie Global Wealth, LLC → | 13F manager | – | – | CIK 1954832 |
| Lester Murray Antman dba SimplyRich → | 13F manager | – | – | CIK 1725888 |
| LETKO, BROSSEAU & ASSOCIATES INC → | 13F manager | – | – | CIK 1297496 |
| LETSON INVESTMENT MANAGEMENT, INC. → | 13F manager | – | – | CIK 2078069 |
| LEUTHOLD GROUP, LLC → | 13F manager | – | – | CIK 1170152 |
| Levartia, Inc. → | Issuer | – | – | CIK 2137739 |
| Level Financial Advisors → | 13F manager | – | – | CIK 1871734 |
| Level Five Ventures A Series of V360 Holdings LLC → | Issuer | – | – | CIK 2137536 |
| LEVEL FOUR ADVISORY SERVICES, LLC → | 13F manager | – | – | CIK 1696715 |
| LEVEL VENTURES MANAGEMENT LLC → | RIA / FO | – | SUNNY ISLES BEACH, FL | CRD 323733 |
| Level Wealth Management LLC → | 13F manager | – | – | CIK 2036775 |
| LEVELIZED CAPITAL MANAGEMENT LLC → | RIA / FO | – | SANTA BARBARA, CA | CRD 329588 |
| LEVER VC FUND II TECHNICAL ADVISORS LLC → | RIA / FO | – | – | CRD 324666 |
| Leverty Financial Group, LLC → | 13F manager | – | – | CIK 1908386 |
| Leviathan Metals Corp. → | Issuer | – | – | CIK 2139954 |
| LEVIN CAPITAL STRATEGIES, L.P. → | 13F manager | – | – | CIK 1354821 |
| LEVINE, DAVID ALAN → | RIA / FO | – | – | CRD 167584 |
| Lewicki Matthew Earl → | 13F manager | – | – | CIK 0001976820 |
| Lewis Asset Management, LLC → | 13F manager | – | – | CIK 2004520 |
| Lewis Susan → | 13F manager | – | – | CIK 0002012576 |
| LEX CAPITAL MANAGEMENT INC. → | RIA / FO | – | REGINA | CRD 166816 |
| LEX FERENDA LITIGATION FUNDING LLC → | RIA / FO | – | RYE BROOK, NY | CRD 327188 |
| LEX HILLS CAPITAL, LLC → | RIA / FO | – | – | CRD 308392 |
| LexAurum Advisors, LLC → | 13F manager | – | – | CIK 1729677 |
| Lexington Hill Partners, LLC → | 13F manager | – | – | CIK 2111980 |
| Lexington Partners L.P. → | 13F manager | – | – | CIK 1621157 |
| LFA - Lugano Financial Advisors SA → | 13F manager | – | – | CIK 1737871 |
| LFE CAPITAL, LLC → | RIA / FO | – | NAPLES, FL | CRD 160288 |
| LFG CAPITAL MANAGEMENT LLC → | RIA / FO | – | DALLAS, TX | CRD 339928 |
| LFG Wealth Partners, LLC → | 13F manager | – | – | CIK 2044171 |
| LFG+ZEST SA → | RIA / FO | – | LUGANO | CRD 329059 |
| LFL Advisers, LLC → | 13F manager | – | – | CIK 1694127 |
| LGFM, LLC → | RIA / FO | – | WEST HOLLYWOOD, CA | CRD 301031 |
| LGL PARTNERS, LLC → | 13F manager | – | – | CIK 1653202 |
| LGT CAPITAL PARTNERS (ASIA-PACIFIC) LTD. → | RIA / FO | – | HONG KONG | CRD 175492 |
| LGT CAPITAL PARTNERS (IRELAND) LIMITED → | RIA / FO | – | DUBLIN | CRD 162361 |
| LGT CAPITAL PARTNERS LTD → | RIA / FO | – | PFAEFFIKON | CRD 162360 |
| LGT CAPITAL PARTNERS LTD. → | 13F manager | – | – | CIK 1641992 |
| LGT Financial Advisors LLC → | 13F manager | – | – | CIK 1965191 |