| LAV INVESTMENT ADVISER LIMITED → | RIA / FO | – | GRAND CAYMAN | CRD 313327 |
| LAV MANAGEMENT COMPANY, LIMITED → | RIA / FO | – | GRAND CAYMAN | CRD 162393 |
| LAVA VENTURES LTD. → | RIA / FO | – | ROADTOWN, TORTOLA | CRD 330688 |
| Lavaca Capital LLC → | 13F manager | – | – | CIK 1641447 |
| LAVELLE CAPITAL LP → | 13F manager | – | – | CIK 2136566 |
| LAVEN ADVISORS LLP → | RIA / FO | – | LONDON, GREATER LONDON | CRD 328030 |
| Lavender SFR, LP → | Issuer | – | – | CIK 2137761 |
| LAVROCK VENTURES, LLC → | RIA / FO | – | ARLINGTON, VA | CRD 285450 |
| LAW OFFICES OF COREY D. BODDIE, ESQ. LLC → | Issuer | – | – | CIK 2137893 |
| LAWOOD & CO → | 13F manager | – | – | CIK 2109484 |
| LAWSHARES, LLC → | RIA / FO | – | NEW YORK, NY | CRD 174510 |
| LAWSON KROEKER INVESTMENT MANAGEMENT INC/NE → | 13F manager | – | – | CIK 1013701 |
| LAXMI CAPITAL MANAGEMENT LLC → | RIA / FO | – | – | CRD 328700 |
| Laycock Willoughby B. → | 13F manager | – | – | CIK 0001771496 |
| LAYLA CAPITAL MANAGEMENT, LP → | RIA / FO | – | BOCA RATON, FL | CRD 328601 |
| Layman John R → | 13F manager | – | – | CIK 0001402220 |
| LAZARD ASSET MANAGEMENT LLC → | 13F manager | – | – | CIK 1207017 |
| Lazard Freres Gestion S.A.S. → | 13F manager | – | – | CIK 1426748 |
| Lazaretti Douglas Seibert → | 13F manager | – | – | CIK 0002116060 |
| Lazarev Ivan → | 13F manager | – | – | CIK 0001792350 |
| LAZARI CAPITAL MANAGEMENT, INC. → | 13F manager | – | – | CIK 1986389 |
| Lazzaris Diane → | 13F manager | – | – | CIK 0001428491 |
| LB EQUITY → | RIA / FO | – | NEW YORK, NY | CRD 309418 |
| LB HiLo SPE, LLC → | Issuer | – | – | CIK 2136142 |
| LB Partners LLC → | 13F manager | – | – | CIK 2007877 |
| LBG 20th Anniversary Fund, LLC → | Issuer | – | – | CIK 2141456 |
| LBJ Family Wealth Advisors, Ltd. → | 13F manager | – | – | CIK 1601622 |
| LBMC INVESTMENT ADVISORS, LLC → | 13F manager | – | – | CIK 1536924 |
| LBNB Investments AZ, LLC → | Issuer | – | – | CIK 2136264 |
| LBO FRANCE → | RIA / FO | – | PARIS | CRD 174900 |
| LBP AM SA → | 13F manager | – | – | CIK 1970075 |
| LC CAPITAL PARTNERS VI LLC → | Issuer | – | – | CIK 2140883 |
| LC MANAGEMENT (INTERNATIONAL) LIMITED → | RIA / FO | – | HONG KONG | CRD 330501 |
| LCC Family Corp. → | 13F manager | – | – | CIK 2080628 |
| LCIF GP S.A R.L. → | RIA / FO | – | LONDON | CRD 323830 |
| LCM CAPITAL LLP → | RIA / FO | – | LONDON | CRD 284385 |
| LCM Capital Management Inc → | 13F manager | – | – | CIK 1861752 |
| LCNB CORP → | 13F manager | – | – | CIK 1074902 |
| LCP ADVISOR I LLC → | RIA / FO | – | WHITE PLAINS, NY | CRD 297085 |
| LCV BLOCKCHAIN MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 300457 |
| LCV Prometheus SPV LLC → | Issuer | – | – | CIK 2136385 |
| LCW Services, LLC → | 13F manager | – | – | CIK 2110690 |
| LDN WEALTH, LLC → | RIA / FO | – | ORLANDO, FL | CRD 175348 |
| LDR Capital Management LLC → | 13F manager | – | – | CIK 1566089 |
| LDR PARTNERS LP → | RIA / FO | – | HOUSTON, TX | CRD 328181 |
| LDVM, LLC → | RIA / FO | – | – | CRD 314377 |
| LDVP MANAGEMENT, LLC → | RIA / FO | – | – | CRD 178532 |
| LE-0522 Fund I, a series of Stone Mountain Ventures Syndicate, LP → | Issuer | – | – | CIK 2137842 |
| LEA PARTNERS GMBH → | RIA / FO | – | KARLSRUHE | CRD 329061 |
| LEAD CAPITAL PARTNERS, LLC → | RIA / FO | – | NASHVILLE, TN | CRD 327119 |
| Lead Edge Capital Management, LLC → | 13F manager | – | – | CIK 1802797 |
| LEAD MANAGEMENT COMPANY → | RIA / FO | – | GEORGE TOWN, GRAND CAYMAN | CRD 301061 |
| Leading Edge Financial Planning LLC → | 13F manager | – | – | CIK 1967205 |
| LEADOUT CAPITAL MANAGEMENT, LLC → | RIA / FO | – | PORTOLA VALLEY, CA | CRD 302030 |
| LEAP GLOBAL PARTNERS → | RIA / FO | – | – | CRD 320773 |
| LEAPFROG INVESTMENTS GROUP, LTD. → | RIA / FO | – | EBENE | CRD 169188 |
| LEARGAS CAPITAL LLC → | RIA / FO | – | WESTPORT, CT | CRD 326613 |
| LEARN CAPITAL → | RIA / FO | – | AUSTIN, TX | CRD 170595 |
| LEAVELL INVESTMENT MANAGEMENT, INC. → | 13F manager | – | – | CIK 924181 |
| LEAWOOD VENTURE CAPITAL LLC → | RIA / FO | – | LEAWOOD, KS | CRD 292446 |
| Lebenthal Global Advisors, LLC → | 13F manager | – | – | CIK 1845766 |
| LEC CWAN Holdings I, L.P. → | Issuer | – | – | CIK 2140193 |
| LECAP ASSET MANAGEMENT LIMITED → | RIA / FO | – | LONDON | CRD 325210 |
| LECAP ASSET MANAGEMENT LTD → | 13F manager | – | – | CIK 1990849 |
| LeClair Wealth Partners LLC → | 13F manager | – | – | CIK 2056667 |
| LeConte Wealth Management, LLC → | 13F manager | – | – | CIK 2060443 |
| LEDERER & ASSOCIATES INVESTMENT COUNSEL/CA → | 13F manager | – | – | CIK 1089707 |
| LEDGEWOOD MANAGEMENT → | RIA / FO | – | – | CRD 326831 |
| Ledgewood Wealth Advisors, LLC → | 13F manager | – | – | CIK 2064043 |
| LEDGEWYN EXCHANGE LTD → | RIA / FO | – | DENVER, CO | CRD 338662 |
| Ledyard National Bank → | 13F manager | – | – | CIK 1310658 |
| LEE DANNER & BASS INC → | 13F manager | – | – | CIK 939219 |
| Lee David Sung → | 13F manager | – | – | CIK 0001437480 |
| Lee Financial Co → | 13F manager | – | – | CIK 1391166 |
| LEE JOHNSON CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 1674836 |
| Lee Nicole A → | 13F manager | – | – | CIK 0001987894 |
| Lee Vivie → | 13F manager | – | – | CIK 0001730131 |
| Lee Willard T → | 13F manager | – | – | CIK 0001843620 |
| Lee-Kelleher Wealth Management → | 13F manager | – | – | CIK 2063827 |
| LEEBRON DAVID W → | 13F manager | – | – | CIK 0001267448 |
| LEEDS CAPITAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 338932 |
| LEEK, JAY → | RIA / FO | – | – | CRD 287492 |
| Leelyn Smith, LLC → | 13F manager | – | – | CIK 1777817 |
| Leenaars Cornelis PAJ → | 13F manager | – | – | CIK 0001549838 |
| Leeward Financial Partners, LLC → | 13F manager | – | – | CIK 1735201 |
| Leeward Investments, LLC - MA → | 13F manager | – | – | CIK 1923173 |
| Leffall LaSalle D. III → | 13F manager | – | – | CIK 0002024592 |
| Left Brain Wealth Management, LLC → | 13F manager | – | – | CIK 1957370 |
| Legacy Advisors, LLC → | 13F manager | – | – | CIK 1720969 |
| Legacy Advisory Services, LLC → | 13F manager | – | – | CIK 2068847 |
| Legacy Apartments at Breman Park LLC → | Issuer | – | – | CIK 2136325 |
| Legacy Bridge, LLC → | 13F manager | – | – | CIK 1689144 |
| Legacy Capital Group California, Inc. → | 13F manager | – | – | CIK 1977092 |
| LEGACY CAPITAL WEALTH MANAGEMENT, LLC → | 13F manager | – | – | CIK 2071183 |
| Legacy Capital Wealth Partners, LLC → | 13F manager | – | – | CIK 1766228 |
| Legacy CG, LLC → | 13F manager | – | – | CIK 1904825 |
| Legacy Edge Advisors, LLC → | 13F manager | – | – | CIK 2105396 |
| Legacy Financial Advisors, Inc. → | 13F manager | – | – | CIK 1730810 |
| Legacy Financial Group LLC → | 13F manager | – | – | CIK 1834011 |
| LEGACY FINANCIAL GROUP, INC. → | 13F manager | – | – | CIK 1965579 |