| HOME FEDERAL BANK OF TENNESSEE → | 13F manager | – | – | CIK 1665446 |
| HOMEBREW VENTURES → | RIA / FO | – | BURLINGAME, CA | CRD 168123 |
| HOMEGROWN FINANCING, INC. → | RIA / FO | – | ATLANTA, GA | CRD 332122 |
| HOMEGROWN VENTURES, LLC → | RIA / FO | – | – | CRD 330764 |
| HOMESTEAD ADVISERS CORP → | 13F manager | – | – | CIK 944804 |
| HONEYBEAR FINANCIAL LLC → | RIA / FO | – | CHICAGO, IL | CRD 342192 |
| Honeycomb Asset Management LP → | 13F manager | – | – | CIK 1675688 |
| HONEYCOMB ASSET MANAGEMENT LP → | RIA / FO | – | NEW YORK, NY | CRD 283312 |
| HONEYSTONE VENTURES LLC → | RIA / FO | – | – | CRD 309611 |
| HONG KONG PARTNERS, L.P. → | Issuer | – | – | CIK 910277 |
| HONGSHAN CAPITAL ADVISORS LIMITED → | RIA / FO | – | HONG KONG | CRD 161562 |
| HONY CAPITAL → | RIA / FO | – | BEIJING | CRD 337426 |
| HONY CAPITAL LIMITED → | RIA / FO | – | HONG KONG | CRD 162154 |
| Hood River Capital Management LLC → | 13F manager | – | – | CIK 1578177 |
| Hook Mill Capital Partners, LP → | 13F manager | – | – | CIK 1943395 |
| Hooley Stephen C → | 13F manager | – | – | CIK 0001463574 |
| HOOPER ANTHONY C → | 13F manager | – | – | CIK 0001277244 |
| Hoople Elizabeth G. → | 13F manager | – | – | CIK 0001622395 |
| HOP MANAGEMENT → | RIA / FO | – | PHILADELPHIA, PA | CRD 324546 |
| HOPE CAPITAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 283265 |
| Hope James D → | 13F manager | – | – | CIK 0001399884 |
| HOPLON INVESTMENT PARTNERS LLP → | RIA / FO | – | LONDON | CRD 327125 |
| Hoppe Stephanie S. → | 13F manager | – | – | CIK 0002133326 |
| HOPPER PHILIP M → | 13F manager | – | – | CIK 0001954524 |
| Hopwood Financial Services, Inc. → | 13F manager | – | – | CIK 2023166 |
| HORACE MANN INVESTORS, INC. → | RIA / FO | – | SPRINGFIELD, IL | CRD 11643 |
| HORAN Wealth, LLC → | 13F manager | – | – | CIK 2072569 |
| Horgan Kathryn M → | 13F manager | – | – | CIK 0001698378 |
| Horiko Capital Management LLC → | 13F manager | – | – | CIK 1762718 |
| Horizon Accounting Partners LLC → | Issuer | – | – | CIK 2136237 |
| Horizon Advisory Services, Inc. → | 13F manager | – | – | CIK 1799006 |
| HORIZON BANCORP INC /IN/ → | 13F manager | – | – | CIK 706129 |
| HORIZON CAPITAL ADVISORS → | RIA / FO | – | KYIV | CRD 162051 |
| HORIZON CAPITAL LLP → | RIA / FO | – | LONDON | CRD 162167 |
| Horizon Family Wealth, Inc. → | 13F manager | – | – | CIK 1910660 |
| HORIZON FINANCIAL SERVICES, LLC → | 13F manager | – | – | CIK 1674020 |
| HORIZON FOUNDERS CAPITAL, LLC → | RIA / FO | – | MIAMI BEACH, FL | CRD 319256 |
| Horizon Investment Services, LLC → | 13F manager | – | – | CIK 1426940 |
| Horizon Investments, LLC → | 13F manager | – | – | CIK 1560717 |
| HORIZON KINETICS ASSET MANAGEMENT LLC → | 13F manager | – | – | CIK 0001056823 |
| HORIZON KINETICS ASSET MANAGEMENT LLC → | 13F manager | – | – | CIK 1056823 |
| Horizon Wealth Management, LLC → | 13F manager | – | – | CIK 1815123 |
| Horizons Wealth Management → | 13F manager | – | – | CIK 1943228 |
| HORNBAKER RENEE J → | 13F manager | – | – | CIK 0001208752 |
| HORNET MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 167134 |
| HORNIK CAPITAL MANAGEMENT → | RIA / FO | – | MELBOURNE, VIC | CRD 337353 |
| Horrell Capital Management, Inc. → | 13F manager | – | – | CIK 1385925 |
| Horst & Graben Wealth Management LLC → | 13F manager | – | – | CIK 1818207 |
| HORTON THOMAS W → | 13F manager | – | – | CIK 0001175928 |
| HOSEN CAPITAL (CAYMAN), LTD. → | RIA / FO | – | GRAND CAYMAN | CRD 284542 |
| HOSEN FCV GP, LTD. → | RIA / FO | – | GRAND CAYMAN | CRD 319726 |
| HOSEN PRIVATE EQUITY III GP, LTD. → | RIA / FO | – | GRAND CAYMAN | CRD 308389 |
| Hosking Partners LLP → | 13F manager | – | – | CIK 1650135 |
| HOSTONE SA → | RIA / FO | – | MONTEVIDEO | CRD 306138 |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 1164833 |
| Houlihan Financial Resource Group, Ltd. → | 13F manager | – | – | CIK 1802879 |
| Hound Partners, LLC → | 13F manager | – | – | CIK 1353316 |
| HOURGLASS CAPITAL, LLC → | 13F manager | – | – | CIK 1442573 |
| House Fund Breakout XV, L.P. → | Issuer | – | – | CIK 2138175 |
| HOUSE HOLDINGS MANAGEMENT, LLC → | RIA / FO | – | ENGLEWOOD, NJ | CRD 341716 |
| House of Bricks Holdings, LLC → | Issuer | – | – | CIK 2136783 |
| Houston Bank & Trust → | Issuer | – | – | CIK 2137637 |
| Houston Daniel Joseph → | 13F manager | – | – | CIK 0001326278 |
| Hovertouch Technologies, Inc. → | Issuer | – | – | CIK 2141346 |
| HOVNANIAN ARA K → | 13F manager | – | – | CIK 0000938549 |
| HOWARD BAILEY SECURITIES, LLC → | 13F manager | – | – | CIK 2043986 |
| Howard Capital Management Group, LLC → | 13F manager | – | – | CIK 1860501 |
| Howard Capital Management Inc. → | 13F manager | – | – | CIK 1733173 |
| Howard Christopher B. → | 13F manager | – | – | CIK 0001862706 |
| HOWARD FINANCIAL SERVICES, LTD. → | 13F manager | – | – | CIK 1768130 |
| HOWARD HUGHES MEDICAL INSTITUTE → | 13F manager | – | – | CIK 810386 |
| HOWARD WEALTH MANAGEMENT, LLC → | 13F manager | – | – | CIK 1766286 |
| Howdy 12.0, LLC → | Issuer | – | – | CIK 2141006 |
| HOWE & RUSLING INC → | 13F manager | – | – | CIK 769963 |
| Howell Heather V → | 13F manager | – | – | CIK 0001811085 |
| HOWLAND CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 1079112 |
| Hoxton Planning & Management, LLC → | 13F manager | – | – | CIK 1954782 |
| HOXTON VENTURES → | RIA / FO | – | LONDON | CRD 322671 |
| Hoya Capital Real Estate, LLC → | 13F manager | – | – | CIK 1756985 |
| HPC Germany GmbH & Co. KG → | 13F manager | – | – | CIK 1731296 |
| HQ CAPITAL (DEUTSCHLAND) GMBH → | RIA / FO | – | BAD HOMBURG | CRD 336628 |
| HR ADVOCATES, INC. → | RIA / FO | – | – | CRD 163588 |
| HRC WEALTH MANAGEMENT, LLC → | 13F manager | – | – | CIK 2009521 |
| HRT FINANCIAL LP → | 13F manager | – | – | CIK 1475597 |
| HRTG GPE, LLC → | 13F manager | – | – | CIK 1537455 |
| HS GROUP (HONG KONG) LIMITED → | RIA / FO | – | HONG KONG | CRD 172043 |
| HS HOHE LLC → | Issuer | – | – | CIK 2139264 |
| HS Investments III Ltd → | 13F manager | – | – | CIK 2103418 |
| HS Investments IV Ltd → | 13F manager | – | – | CIK 2065165 |
| HS Management Partners, LLC → | 13F manager | – | – | CIK 1455253 |
| HSBC ALTERNATIVE INVESTMENTS LIMITED → | RIA / FO | – | LONDON | CRD 172486 |
| HSBC ASSET MANAGEMENT (INDIA) PRIVATE LIMITED → | RIA / FO | – | MUMBAI | CRD 324468 |
| HSBC HOLDINGS PLC → | 13F manager | – | – | CIK 873630 |
| HSBC MANAGEMENT (GUERNSEY) LIMITED → | RIA / FO | – | ST PETER PORT | CRD 172522 |
| HSG Holding Ltd → | 13F manager | – | – | CIK 1470766 |
| HSI GESTORA DE ATIVOS FINANCEIROS LTDA. → | RIA / FO | – | SÃO PAULO | CRD 325801 |
| HSI GESTORA DE REAL ESTATE PRIVATE EQUITY LTDA → | RIA / FO | – | SAO PAULO | CRD 322581 |
| HSI GESTORA DE SPECIAL OPPORTUNITIES LTDA → | RIA / FO | – | SÃO PAULO | CRD 322525 |
| HSS Malden Revere 1 Westley LLC → | Issuer | – | – | CIK 2136826 |
| HT Partners LLC → | 13F manager | – | – | CIK 1552999 |