| HEIGHTS CAPITAL MANAGEMENT, INC → | 13F manager | – | – | CIK 1081698 |
| Heights Point Management, LP → | 13F manager | – | – | CIK 2050231 |
| Hein Park Capital Management LP → | 13F manager | – | – | CIK 1826937 |
| Heinzmann David W → | 13F manager | – | – | CIK 0001279765 |
| Heirloom Wealth Management → | 13F manager | – | – | CIK 1882903 |
| HEISLER CAPITAL LLC → | RIA / FO | – | – | CRD 334578 |
| HEITMAN REAL ESTATE SECURITIES LLC → | 13F manager | – | – | CIK 1080117 |
| HEL VED CAPITAL MANAGEMENT LIMITED → | RIA / FO | – | HONG KONG | CRD 306323 |
| Hel Ved Capital Management Ltd → | 13F manager | – | – | CIK 1840129 |
| HELENA SPECIAL INVESTMENTS LLC → | RIA / FO | – | NEW YORK, NY | CRD 317076 |
| HELFORD CAPITAL PARTNERS LLP → | RIA / FO | – | LONDON | CRD 327219 |
| Helicon Industries Inc. → | Issuer | – | – | CIK 2141564 |
| Helicon Seed SPV a Series of CGF2021 LLC → | Issuer | – | – | CIK 2138718 |
| HELIKON INVESTMENTS LIMITED → | RIA / FO | – | LONDON | CRD 307662 |
| Helikon Investments Ltd → | 13F manager | – | – | CIK 1839497 |
| Helios AquaMem Partners II, LLC → | Issuer | – | – | CIK 2137081 |
| HELIOS CAPITAL MANAGEMENT PTE. LTD → | 13F manager | – | – | CIK 1727612 |
| HELIOS CAPITAL MANAGEMENT PTE. LTD → | RIA / FO | – | SINGAPORE | CRD 139164 |
| HELIOS CLIMATE VENTURES, LLC → | RIA / FO | – | DENVER, CO | CRD 319615 |
| HELIOS DIGITAL VENTURES ADVISORS LLC → | RIA / FO | – | WASHINGTON, DC | CRD 322484 |
| HELIOS INVESTMENT PARTNERS LLP → | RIA / FO | – | LONDON | CRD 162865 |
| HELIOS WEALTH MANAGEMENT LTD → | RIA / FO | – | DENVER, CO | CRD 340014 |
| Helium Advisors LLC → | 13F manager | – | – | CIK 2056653 |
| HELIX ADVISORY SERVICES LTD. → | RIA / FO | – | GEORGE TOWN, GRAND CAYMAN | CRD 292831 |
| HELIX KAPITAL 3.0 AB → | RIA / FO | – | STOCKHOLM | CRD 331609 |
| Helix Partners Management LP → | 13F manager | – | – | CIK 1995612 |
| Hellmann Elisabeth A → | 13F manager | – | – | CIK 0001870256 |
| HelloVote, Inc. → | Issuer | – | – | CIK 2139552 |
| HELM INVESTMENT PARTNERS, LLC → | RIA / FO | – | MIAMI, FL | CRD 298388 |
| Helman William W → | 13F manager | – | – | CIK 0001339232 |
| Hemenway Trust Co LLC → | 13F manager | – | – | CIK 1494234 |
| HEMI VENTURES, LLC → | RIA / FO | – | – | CRD 287982 |
| HEMISPHERIC SPV CAPITAL LLC → | RIA / FO | – | WESTPORT, MA | CRD 334934 |
| HEMISTA INC. → | RIA / FO | – | BOSTON, MA | CRD 301888 |
| hemming& Wealth Management, Inc. → | 13F manager | – | – | CIK 1782624 |
| Hempel Industrial Outdoor Storage Fund I, LLC → | Issuer | – | – | CIK 2137036 |
| Hendel David → | 13F manager | – | – | CIK 0002110970 |
| Hendershot Investments Inc. → | 13F manager | – | – | CIK 1541496 |
| Henderson Brothers Financial Partners, LLC → | 13F manager | – | – | CIK 2064329 |
| HENDLEY & CO INC → | 13F manager | – | – | CIK 1084207 |
| Hendrickson Gary E → | 13F manager | – | – | CIK 0001331749 |
| HENDRICKSON THOMAS → | 13F manager | – | – | CIK 0001238978 |
| HENGEHOLD CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 1536430 |
| Hengistbury Investment Partners LLP → | 13F manager | – | – | CIK 1574717 |
| HENGISTBURY INVESTMENT PARTNERS LLP → | RIA / FO | – | LONDON | CRD 164430 |
| Henke Beth M → | 13F manager | – | – | CIK 0002076391 |
| HENLEY USA, LLC → | RIA / FO | – | FLORIDA, FL | CRD 298789 |
| HENNEMAN JOHN B III → | 13F manager | – | – | CIK 0001187572 |
| HENNESSY ADVISORS INC → | 13F manager | – | – | CIK 1145255 |
| Hennion & Walsh Asset Management, Inc. → | 13F manager | – | – | CIK 1861642 |
| HENRETTA DEBORAH A → | 13F manager | – | – | CIK 0001282881 |
| Henricks Gwenne A. → | 13F manager | – | – | CIK 0001648204 |
| Henrickson Nauta Wealth Advisors, Inc. → | 13F manager | – | – | CIK 1903859 |
| HENRIOT INVESTMENT MANAGEMENT LTD → | RIA / FO | – | – | CRD 337342 |
| Henry Andrew Chisholm → | 13F manager | – | – | CIK 0002075301 |
| HENRY COLLECTIVE, LLC → | RIA / FO | – | – | CRD 319231 |
| HENRY EMIL W JR → | 13F manager | – | – | CIK 0000936940 |
| Henry James International Management Inc. → | 13F manager | – | – | CIK 1750423 |
| Henshaw Capital LLC → | 13F manager | – | – | CIK 2131483 |
| HENSLEE GREGORY L → | 13F manager | – | – | CIK 0001095228 |
| Henson Christopher L → | 13F manager | – | – | CIK 0001289488 |
| Henson-Edgewater Management, LLC → | 13F manager | – | – | CIK 2115631 |
| HEPCO CAPITAL MANAGEMENT, LLC → | RIA / FO | – | PHILADELPHIA, PA | CRD 336206 |
| HERACLITUS CAPITAL MANAGEMENT → | RIA / FO | – | AUSTIN, TX | CRD 337873 |
| Herald Holdings L.P. → | Issuer | – | – | CIK 2138693 |
| HERALD INVESTMENT MANAGEMENT Ltd → | 13F manager | – | – | CIK 1512022 |
| HERBEIN FINANCIAL GROUP, LLC → | RIA / FO | – | ALLENTOWN, PA | CRD 322194 |
| HERBST GROUP, LLC → | 13F manager | – | – | CIK 1909319 |
| HERENCIA ROBERTO R → | 13F manager | – | – | CIK 0001214993 |
| Heritage Family Offices, LLP → | 13F manager | – | – | CIK 2019316 |
| Heritage Investment Group, Inc. → | 13F manager | – | – | CIK 1876811 |
| HERITAGE INVESTORS MANAGEMENT CORP → | 13F manager | – | – | CIK 937589 |
| HERITAGE OAK WEALTH ADVISORS LLC → | 13F manager | – | – | CIK 2035533 |
| HERITAGE POINT PARTNERS → | RIA / FO | – | – | CRD 322601 |
| Heritage Trust Co → | 13F manager | – | – | CIK 1706028 |
| Heritage Wealth Advisors → | 13F manager | – | – | CIK 1591122 |
| Heritage Wealth Management, Inc. → | 13F manager | – | – | CIK 1944755 |
| Heritage Wealth Management, Inc. /CA/ → | 13F manager | – | – | CIK 2012170 |
| Heritage Wealth Management, Inc./Texas → | 13F manager | – | – | CIK 1966400 |
| HERMES FUND MANAGERS IRELAND LIMITED → | RIA / FO | – | DUBLIN 2 | CRD 319364 |
| HERNANDEZ ENRIQUE JR → | 13F manager | – | – | CIK 0001042343 |
| HEROIC VENTURES MANAGEMENT, LLC → | RIA / FO | – | GLADWYNE, PA | CRD 283399 |
| Herold Advisors, Inc. → | 13F manager | – | – | CIK 1891713 |
| Heron Bay Capital Management → | 13F manager | – | – | CIK 1842149 |
| Heronetta Management, L.P. → | 13F manager | – | – | CIK 1588225 |
| HERRMANN RONALD → | 13F manager | – | – | CIK 0001838826 |
| Hershey Financial Advisers, LLC → | 13F manager | – | – | CIK 2034214 |
| HERSHEY TRUST CO → | 13F manager | – | – | CIK 908551 |
| HERSHEY TRUST CO TRUSTEE IN TRUST FOR MILTON HERSHEY SCHOOL → | 13F manager | – | – | CIK 0000938543 |
| Herweck Peter → | 13F manager | – | – | CIK 0001830576 |
| Hess David P → | 13F manager | – | – | CIK 0001304945 |
| HESS JOHN B → | 13F manager | – | – | CIK 0001087997 |
| Hestia Capital Management, LLC → | 13F manager | – | – | CIK 1815344 |
| HESTIA CAPITAL MANAGEMENT, LLC → | RIA / FO | – | CRANBERRY TOWNSHIP, PA | CRD 314650 |
| Hevi LLC → | Issuer | – | – | CIK 2138653 |
| HEVORX INVESTMENT ADVISORS LLC → | RIA / FO | – | DENVER, CO | CRD 342246 |
| Hew-Tex/Bakken Sioux Trail II Joint Venture → | Issuer | – | – | CIK 2138173 |
| Hew-Tex/Weston II Joint Venture → | Issuer | – | – | CIK 2140158 |
| HEWES FUND MANAGEMENT, LLC → | RIA / FO | – | DALLAS, TX | CRD 289026 |
| HEWSON MARILLYN A → | 13F manager | – | – | CIK 0001217496 |