| HAYMAKER VENTURES LLC → | RIA / FO | – | – | CRD 312862 |
| HAYMAN CAPITAL MANAGEMENT LP → | RIA / FO | – | DALLAS, TX | CRD 146896 |
| Hayne Azeez → | 13F manager | – | – | CIK 0001643575 |
| HAYNE RICHARD A → | 13F manager | – | – | CIK 0000940569 |
| Haynes Ernest D III → | 13F manager | – | – | CIK 0001892175 |
| Haynesworth Linnie M → | 13F manager | – | – | CIK 0001790292 |
| Haystack Collective, Inc. → | Issuer | – | – | CIK 2136309 |
| HAYSTACK MANAGEMENT COMPANY, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 292586 |
| Hayward Jeffery Jon → | 13F manager | – | – | CIK 0002038468 |
| HAYWOOD LANE → | RIA / FO | – | DALLAS, TX | CRD 342529 |
| Hazelview Securities Inc. → | 13F manager | – | – | CIK 1705265 |
| HAZLETT, BURT & WATSON, INC. → | 13F manager | – | – | CIK 46392 |
| HB Prometheus, LLC → | Issuer | – | – | CIK 2136698 |
| HB Wealth Management, LLC → | 13F manager | – | – | CIK 1911253 |
| HBE Wealth Management, LLC → | 13F manager | – | – | CIK 2104442 |
| HBK INVESTMENTS L P → | 13F manager | – | – | CIK 1011443 |
| HBK Sorce Advisory LLC → | 13F manager | – | – | CIK 1379995 |
| HBSE MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 298772 |
| HBT Financial, Inc. → | Issuer | – | – | CIK 775215 |
| HBW ADVISORY SERVICES LLC → | 13F manager | – | – | CIK 1790525 |
| HC Advisors, LLC → | 13F manager | – | – | CIK 1803295 |
| HC PRIVATE INVESTMENTS, LLC → | RIA / FO | – | CHICAGO, IL | CRD 337451 |
| HC Topeka 6001 JV, LLC → | Issuer | – | – | CIK 2141370 |
| HC-B4 a Series of SLRTE I LLC → | Issuer | – | – | CIK 2137633 |
| HC-B5 a Series of SLRTE I LLC → | Issuer | – | – | CIK 2137621 |
| HCAP PARTNERS, LLC → | RIA / FO | – | LA JOLLA, CA | CRD 335625 |
| HCEP MANAGEMENT LIMITED → | RIA / FO | – | HONG KONG | CRD 310931 |
| HCEP Management Ltd → | 13F manager | – | – | CIK 1822015 |
| HCHP MANAGEMENT LIMITED → | RIA / FO | – | HONG KONG | CRD 318479 |
| HCR Wealth Advisors → | 13F manager | – | – | CIK 1697715 |
| HCV 032 LLC → | Issuer | – | – | CIK 2140954 |
| HCV MANAGEMENT VIII, LLC → | RIA / FO | – | CAMBRIDGE, MA | CRD 163510 |
| HDFC AMC INTERNATIONAL (IFSC) LIMITED → | RIA / FO | – | GIFT CITY, GANDHINAGAR | CRD 328821 |
| He Hank Shenghua → | 13F manager | – | – | CIK 0002052127 |
| He Linglong → | 13F manager | – | – | CIK 0002009651 |
| HEADINVEST, LLC → | 13F manager | – | – | CIK 1372130 |
| Headland Capital, LLC → | 13F manager | – | – | CIK 2056637 |
| Headlands Technologies LLC → | 13F manager | – | – | CIK 1570271 |
| HEADLIGHT PARTNERS → | RIA / FO | – | CHARLOTTE, NC | CRD 332446 |
| HEADLINE GROWTH MANAGEMENT, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 323219 |
| HEADLINE MANAGEMENT GMBH → | RIA / FO | – | BERLIN | CRD 319198 |
| HEADLINE MANAGEMENT VII, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 323221 |
| Headwater Capital Co Ltd → | 13F manager | – | – | CIK 2036346 |
| HEADWAY CAPITAL PARTNERS LLP → | RIA / FO | – | LONDON | CRD 160893 |
| Health for Everyone, Inc. → | Issuer | – | – | CIK 2137776 |
| HEALTH VELOCITY MGMT LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 289730 |
| HEALTH2047 CAPITAL PARTNERS MANAGEMENT, LLC → | RIA / FO | – | RENO, NV | CRD 297203 |
| HEALTHCAP ADVISOR AB → | RIA / FO | – | STOCKHOLM | CRD 162464 |
| HEALTHCAP IX ADVISOR AB → | RIA / FO | – | STOCKHOLM | CRD 330436 |
| HEALTHCAP VII ADVISOR AB → | RIA / FO | – | STOCKHOLM | CRD 277088 |
| HEALTHCAP VIII ADVISOR AB → | RIA / FO | – | STOCKHOLM | CRD 305750 |
| Healthcare Liquid Asset Fund, LLC → | Issuer | – | – | CIK 2138300 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND → | 13F manager | – | – | CIK 1535845 |
| HEALTHCARE VENTURE PARTNERS, LLC → | RIA / FO | – | – | CRD 313836 |
| HealthCor Partners Management LP → | 13F manager | – | – | CIK 1519462 |
| HEALTHIER CAPITAL, LLC → | RIA / FO | – | MENLO PARK, CA | CRD 329763 |
| HEALTHX MANAGEMENT, LLC → | RIA / FO | – | MADISON, WI | CRD 301549 |
| HEALTHY VENTURES MANAGEMENT, LLC → | RIA / FO | – | MILL VALLEY, CA | CRD 191513 |
| Heard Capital LLC → | 13F manager | – | – | CIK 1796409 |
| Heard Carlos Lawrence → | 13F manager | – | – | CIK 0001849267 |
| HEARTLAND ADVISORS INC → | 13F manager | – | – | CIK 937394 |
| Heartland Bank & Trust Co → | 13F manager | – | – | CIK 1866040 |
| HEARTLAND GROUP HOLDINGS LLC → | RIA / FO | – | COLUMBUS, OH | CRD 335476 |
| Heartwood Wealth Advisors LLC → | 13F manager | – | – | CIK 1794935 |
| HEARTY JAMES O → | 13F manager | – | – | CIK 0001735907 |
| Heary Paul Murray → | 13F manager | – | – | CIK 0001959620 |
| Heat Safety Solutions II, LLC Series 1 → | Issuer | – | – | CIK 2138806 |
| Heat Safety Solutions II, LLC Series 10 → | Issuer | – | – | CIK 2138024 |
| Heat Safety Solutions II, LLC Series 2 → | Issuer | – | – | CIK 2138607 |
| Heat Safety Solutions II, LLC Series 3 → | Issuer | – | – | CIK 2138464 |
| Heat Safety Solutions II, LLC Series 4 → | Issuer | – | – | CIK 2138386 |
| Heat Safety Solutions II, LLC Series 5 → | Issuer | – | – | CIK 2138387 |
| Heat Safety Solutions II, LLC Series 6 → | Issuer | – | – | CIK 2138388 |
| Heat Safety Solutions II, LLC Series 7 → | Issuer | – | – | CIK 2138152 |
| Heat Safety Solutions II, LLC Series 8 → | Issuer | – | – | CIK 2138272 |
| Heat Safety Solutions II, LLC Series 9 → | Issuer | – | – | CIK 2138271 |
| Heat Safety Solutions, LLC Series 10 → | Issuer | – | – | CIK 2138605 |
| Heat Safety Solutions, LLC Series 6 → | Issuer | – | – | CIK 2137972 |
| Heat Safety Solutions, LLC Series 7 → | Issuer | – | – | CIK 2138465 |
| Heat Safety Solutions, LLC Series 8 → | Issuer | – | – | CIK 2138466 |
| Heat Safety Solutions, LLC Series 9 → | Issuer | – | – | CIK 2138389 |
| Heathbridge Capital Management Ltd. → | 13F manager | – | – | CIK 1503269 |
| HEAVYBIT, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 291776 |
| Heck Capital Advisors, LLC → | 13F manager | – | – | CIK 2046227 |
| HECKER MARK E → | 13F manager | – | – | CIK 0001355433 |
| Hedberg Lars Johan → | 13F manager | – | – | CIK 0002130013 |
| Hedeker Wealth, LLC → | 13F manager | – | – | CIK 1633910 |
| Hedge Maple Fund LLC → | Issuer | – | – | CIK 2139987 |
| HEDOSOPHIA ADVISOR LIMITED → | RIA / FO | – | ST. PETER PORT | CRD 319406 |
| Hedosophia Investments DT A L.P. → | Issuer | – | – | CIK 2142527 |
| Hedosophia Investments DT B L.P. → | Issuer | – | – | CIK 2142528 |
| Hedosophia Investments DT C L.P. → | Issuer | – | – | CIK 2142529 |
| HEED CAPITAL SGOIC, S.A. → | RIA / FO | – | LISBON | CRD 330424 |
| HEENEY CAPITAL → | RIA / FO | – | WEST PALM BEACH, FL | CRD 337447 |
| HEFFERNAN ADVISORY, INC → | 13F manager | – | – | CIK 1536230 |
| HEFFES BRETT D → | 13F manager | – | – | CIK 0001237904 |
| Hefti Brenda → | 13F manager | – | – | CIK 0002097579 |
| Hegarty Advisors, LLC → | 13F manager | – | – | CIK 2107727 |
| Hehir Brian → | 13F manager | – | – | CIK 0001408047 |
| HEICO CORP → | Issuer | – | – | CIK 46619 |