| HAHN & COMPANY → | RIA / FO | – | SEOUL | CRD 283019 |
| HAHN CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 1171592 |
| HAIMS CAPITAL LTD → | RIA / FO | – | DENVER, CO | CRD 340605 |
| Haire Robert Joseph → | 13F manager | – | – | CIK 0001976755 |
| Hajek Douglas J. → | 13F manager | – | – | CIK 0001591501 |
| Hake Lisa Schurke → | 13F manager | – | – | CIK 0002090932 |
| HAKLUYT CAPITAL LIMITED → | RIA / FO | – | LONDON | CRD 331195 |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC → | 13F manager | – | – | CIK 1484205 |
| Haley Communities Limited Partnership Fund No. 7 → | Issuer | – | – | CIK 2138444 |
| Haley John R → | 13F manager | – | – | CIK 0001526957 |
| Haley Patrick J. → | 13F manager | – | – | CIK 0001692954 |
| HALF COURT VENTURES → | RIA / FO | – | – | CRD 284088 |
| HALF MOON CAPITAL, LLC → | RIA / FO | – | LARCHMONT, NY | CRD 293703 |
| HALL CAPITAL MANAGEMENT CO INC → | 13F manager | – | – | CIK 1122490 |
| HALL CAPITAL MANAGEMENT COMPANY, LLC → | RIA / FO | – | DALLAS, TX | CRD 163131 |
| Hall Kathryn A. → | 13F manager | – | – | CIK 1512944 |
| HALL LAURIE J TRUSTEE → | 13F manager | – | – | CIK 1388382 |
| Hall Mark L. → | 13F manager | – | – | CIK 0002052233 |
| Hall Myrtle Beach Hotel Fund IX, LP → | Issuer | – | – | CIK 2142276 |
| Halliday Patricia → | 13F manager | – | – | CIK 0002043155 |
| Hallinan Patrick D → | 13F manager | – | – | CIK 0001710819 |
| HALLISER LLC → | RIA / FO | – | LOS ANGELES, CA | CRD 316850 |
| HALLSTATT ADVISORS L.P. → | 13F manager | – | – | CIK 2040638 |
| HALMOS CAPITAL PARTNERS LLC → | RIA / FO | – | CORAL GABLES, FL | CRD 289029 |
| HALO CAPITAL FUND MANAGEMENT LP → | RIA / FO | – | NEW YORK, NY | CRD 334506 |
| HALO EXPERIENCE COMPANY → | RIA / FO | – | PROVO, UT | CRD 335230 |
| HALO PARTNERS → | RIA / FO | – | ENCINITAS, CA | CRD 340004 |
| HALOGEN VENTURES MANAGEMENT COMPANY LLC → | RIA / FO | – | – | CRD 304031 |
| Halstatt Real Estate Partners Fund V, L.P. → | Issuer | – | – | CIK 2139458 |
| Halter Ferguson Financial Inc. → | 13F manager | – | – | CIK 1842665 |
| HALYARD CAPITAL MANAGEMENT, LLC → | RIA / FO | – | SARASOTA, FL | CRD 157672 |
| Ham Margaret M → | 13F manager | – | – | CIK 0001989273 |
| HAMEL ASSOCIATES, INC. → | 13F manager | – | – | CIK 1599760 |
| HAMILTON ASSET ADVISERS → | RIA / FO | – | YARDLEY, PA | CRD 291683 |
| HAMILTON CAPITAL PARTNERS, LLC → | 13F manager | – | – | CIK 2037578 |
| Hamilton Capital, LLC → | 13F manager | – | – | CIK 1646639 |
| HAMILTON LANE ADVISORS LLC → | 13F manager | – | – | CIK 1573767 |
| Hamilton Point Investment Advisors, LLC → | 13F manager | – | – | CIK 1599746 |
| Hamilton Wealth, LLC → | 13F manager | – | – | CIK 1760263 |
| Hamlin Capital Management, LLC → | 13F manager | – | – | CIK 1277403 |
| HAMMANA LLC → | RIA / FO | – | HOUSTON, TX | CRD 297689 |
| HAMPTON OAKS BGOG LLC → | Issuer | – | – | CIK 2137968 |
| Hamrick Investment Counsel, llc → | 13F manager | – | – | CIK 2126147 |
| Han Amy Wong → | 13F manager | – | – | CIK 0001429091 |
| HAN RIVER PARTNERS → | RIA / FO | – | MENLO PARK, CA | CRD 318906 |
| Han Sam Sang Ki → | 13F manager | – | – | CIK 0001411451 |
| HANABI CAPITAL MANAGEMENT, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 335031 |
| Hancock Prospecting Pty Ltd → | 13F manager | – | – | CIK 2017993 |
| HANCOCK WHITNEY CORP → | 13F manager | – | – | CIK 750577 |
| Handelsbanken Fonder AB → | 13F manager | – | – | CIK 1398318 |
| HANDLER RICHARD B → | 13F manager | – | – | CIK 0001211677 |
| Handwerker Jamie → | 13F manager | – | – | CIK 0001686806 |
| HANGAR 4 PARTNERS, LLC → | RIA / FO | – | – | CRD 129769 |
| HANK GONZALEZ Carlos → | 13F manager | – | – | CIK 0002124084 |
| Hankin Michael David → | 13F manager | – | – | CIK 0001672184 |
| Hanley Michael S → | 13F manager | – | – | CIK 0001620037 |
| HANNAH GREY VENTURES, LLC → | RIA / FO | – | – | CRD 314454 |
| HANOVER (HNVR) → | RIA / FO | – | PORTOLA VALEY, CA | CRD 296767 |
| HANOVER ADVISORS INC → | 13F manager | – | – | CIK 914973 |
| HANOVER INVESTORS MANAGEMENT (MALTA) LIMITED → | RIA / FO | – | SLIEMA | CRD 315411 |
| HANOVER INVESTORS MANAGEMENT LLP → | RIA / FO | – | LONDON | CRD 315360 |
| HANSEATIC CORPORATION → | RIA / FO | – | MILLBROOK, NY | CRD 162751 |
| HANSEATIC MANAGEMENT SERVICES INC → | 13F manager | – | – | CIK 1128074 |
| Hansen & Associates Financial Group, Inc. → | 13F manager | – | – | CIK 1873973 |
| HANSEN DOUGLAS B → | 13F manager | – | – | CIK 0001233537 |
| Hanson & Doremus Investment Management → | 13F manager | – | – | CIK 1393944 |
| Hanson Cynthia B → | 13F manager | – | – | CIK 0001927408 |
| HANTZ FINANCIAL SERVICES, INC. → | 13F manager | – | – | CIK 1071061 |
| HAO ADVISORS MANAGEMENT LIMITED → | RIA / FO | – | HONG KONG | CRD 284180 |
| HAO MANAGEMENT LTD → | RIA / FO | – | GRAND CAYMAN | CRD 163532 |
| Hapanowicz & Associates Financial Services, Inc → | 13F manager | – | – | CIK 1695959 |
| Hara Capital LLC → | 13F manager | – | – | CIK 2010015 |
| HARBER ASSET MANAGEMENT LLC → | 13F manager | – | – | CIK 1387921 |
| HARBERT FUND ADVISORS, INC. → | 13F manager | – | – | CIK 1616659 |
| Harbor Advisors LLC → | 13F manager | – | – | CIK 1687156 |
| HARBOR ADVISORY CORP /MA/ → | 13F manager | – | – | CIK 1100710 |
| Harbor Asset Planning, Inc. → | 13F manager | – | – | CIK 2077050 |
| HARBOR CAPITAL ADVISORS, INC. → | 13F manager | – | – | CIK 1039128 |
| HARBOR FINANCIAL INSTITUTE LTD → | RIA / FO | – | DENVER, CO | CRD 340081 |
| HARBOR FINANCING INC → | RIA / FO | – | GREENWOOD VILLAGE, CO | CRD 339066 |
| Harbor Group, Inc. → | 13F manager | – | – | CIK 1840486 |
| HARBOR INVESTMENT ADVISORY, LLC → | 13F manager | – | – | CIK 1468792 |
| Harbor Island Capital LLC → | 13F manager | – | – | CIK 1730580 |
| Harbor Spring Capital, LLC → | 13F manager | – | – | CIK 1635409 |
| HARBOR SPRING CAPITAL, LLC → | RIA / FO | – | NEW YORK, NY | CRD 167747 |
| Harbour Capital Advisors, LLC → | 13F manager | – | – | CIK 1682501 |
| HARBOUR INVESTMENT MANAGEMENT LLC → | 13F manager | – | – | CIK 1275880 |
| HARBOUR INVESTMENTS, INC. → | 13F manager | – | – | CIK 810121 |
| HARBOUR LITIGATION FUNDING LIMITED → | RIA / FO | – | LONDON | CRD 226602 |
| Harbour Trust & Investment Management Co → | 13F manager | – | – | CIK 2003557 |
| Harbour Wealth Management Group, Inc. → | 13F manager | – | – | CIK 2085855 |
| HARBOUR25 MANAGEMENT SERVICES, L.L.C. → | RIA / FO | – | – | CRD 338604 |
| HARBOURVEST PARTNERS LLC → | 13F manager | – | – | CIK 1201001 |
| HARBOURVEST REGISTERED ADVISERS II → | RIA / FO | – | BOSTON, MA | CRD 341198 |
| Hardin Capital Partners, LLC → | 13F manager | – | – | CIK 2033094 |
| HARDING LOEVNER LP → | 13F manager | – | – | CIK 928196 |
| Hardman Johnston Global Advisors LLC → | 13F manager | – | – | CIK 1006364 |
| Hardworking Capital Advisors, LLC → | 13F manager | – | – | CIK 2098583 |
| Hardy Reed LLC → | 13F manager | – | – | CIK 1761871 |
| Harel Insurance Investments & Financial Services Ltd. → | 13F manager | – | – | CIK 1429390 |