| ERNST & YOUNG INVESTMENT ADVISERS LLP → | RIA / FO | – | SECAUCUS, NJ | CRD 110921 |
| Erste Asset Management GmbH → | 13F manager | – | – | CIK 2024532 |
| ERTER AARON M → | 13F manager | – | – | CIK 0001713958 |
| Ervin Investment Management, LLC → | 13F manager | – | – | CIK 1907802 |
| ES SAVYON VENTURES MANAGEMENT LTD. → | RIA / FO | – | – | CRD 328879 |
| ES4, LLC → | 13F manager | – | – | CIK 2095578 |
| ESC Carriage Park LLC → | Issuer | – | – | CIK 2142335 |
| Escalon Salvador → | 13F manager | – | – | CIK 0002044896 |
| ESCAPE VELOCITY CAPITAL LLC → | RIA / FO | – | – | CRD 336654 |
| Esch Robert James → | 13F manager | – | – | CIK 0002136723 |
| Eschler Asset Management LLP → | 13F manager | – | – | CIK 1910874 |
| ESCP MGMT LLC → | RIA / FO | – | WASHINGTON, DC | CRD 307794 |
| ESL Trust Services, LLC → | 13F manager | – | – | CIK 1785545 |
| ESPE MATTHEW J → | 13F manager | – | – | CIK 0001192868 |
| Espineli Marissa B → | 13F manager | – | – | CIK 0001918785 |
| ESPLANADE CAPITAL LLC → | RIA / FO | – | CHESTNUT HILL, MA | CRD 138096 |
| ESPRESSO CAPITAL ADVISORS INC. → | RIA / FO | – | TORONTO, ON | CRD 326743 |
| ESPT VENTURES LLC → | RIA / FO | – | – | CRD 305271 |
| ESR FUND MANAGEMENT (AREP ASIA II) LIMITED → | RIA / FO | – | GRAND CAYMAN | CRD 300151 |
| ESR SINGAPORE PTE LTD → | RIA / FO | – | SINGAPORE | CRD 171524 |
| ESSENTIAL CRYPTO EXCHANGE → | RIA / FO | – | LOS ANGELES, CA | CRD 338998 |
| Essential Net Lease Industrial 116 DST → | Issuer | – | – | CIK 2137192 |
| Essential Partners LLC → | 13F manager | – | – | CIK 2136442 |
| Essential Planning, LLC. → | 13F manager | – | – | CIK 1949824 |
| Essex Bank → | 13F manager | – | – | CIK 1752212 |
| Essex Financial Services, Inc. → | 13F manager | – | – | CIK 1315785 |
| ESSEX INVESTMENT MANAGEMENT CO LLC → | 13F manager | – | – | CIK 201772 |
| Essex LLC → | 13F manager | – | – | CIK 1889147 |
| Essex Woodlands Management, Inc. → | 13F manager | – | – | CIK 1542339 |
| ESSIG STUART → | 13F manager | – | – | CIK 0001187574 |
| Estabrook Capital Management → | 13F manager | – | – | CIK 1344717 |
| Estate Counselors, LLC → | 13F manager | – | – | CIK 1559832 |
| Estate Planners Group, LLC → | 13F manager | – | – | CIK 2118977 |
| ESTEP JANET O → | 13F manager | – | – | CIK 0001657129 |
| Estuary Capital Management LP → | 13F manager | – | – | CIK 1965005 |
| ETA CAPITAL FUND MANAGEMENT, LLC → | RIA / FO | – | CINCINNATI, OH | CRD 340088 |
| ETA EQUITY → | RIA / FO | – | DALLAS, TX | CRD 336713 |
| ETB CONSULTING → | RIA / FO | – | IRVINGTON, VA | CRD 293796 |
| ETC INVESTMENT ADVISORS LLC → | RIA / FO | – | DALLAS, TX | CRD 162253 |
| Eterna Capital Partners LP - Series BGA → | Issuer | – | – | CIK 2139186 |
| ETERNA GP LLC → | RIA / FO | – | AUSTIN, TX | CRD 340086 |
| ETERNAL DIGITAL FUND LTD. → | RIA / FO | – | SEATTLE, WA | CRD 339146 |
| Etesian Wealth Advisors, Inc. → | 13F manager | – | – | CIK 1997586 |
| Etess Mitchell G. → | 13F manager | – | – | CIK 0002133434 |
| ETF Portfolio Partners, Inc. → | 13F manager | – | – | CIK 1635342 |
| ETF Store, Inc. → | 13F manager | – | – | CIK 1911470 |
| ETH CORP. → | RIA / FO | – | NEW YORK, NY | CRD 161250 |
| ETHEREAL VENTURES MANAGEMENT LTD. → | RIA / FO | – | ROAD TOWN, TORTOLA | CRD 322432 |
| Etheredge James O → | 13F manager | – | – | CIK 0001786092 |
| Ethic Inc. → | 13F manager | – | – | CIK 1780570 |
| Ethos Capital Management, Inc. → | 13F manager | – | – | CIK 2106214 |
| Ethos Financial Group, LLC → | 13F manager | – | – | CIK 1954242 |
| ETHOS INVESTMENT MANAGEMENT LP → | RIA / FO | – | OREM, UT | CRD 318861 |
| ETHOS MANAGER LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 310619 |
| ETHOS MID MARKET FUND I (PTY) LIMITED → | RIA / FO | – | JOHANNESBURG, GAUTENG | CRD 297478 |
| ETHOS PRIVATE EQUITY → | RIA / FO | – | JOHANNESBURG | CRD 162657 |
| EU Fund Chatur, L.P. → | Issuer | – | – | CIK 2139674 |
| EU Fund Quartus, L.P. → | Issuer | – | – | CIK 2139693 |
| EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC → | 13F manager | – | – | CIK 1080382 |
| Euclidean Capital LLC → | 13F manager | – | – | CIK 1825034 |
| Eukles Asset Management → | 13F manager | – | – | CIK 1632553 |
| EULAV Asset Management → | 13F manager | – | – | CIK 1540826 |
| EULER ILS PARTNERS LTD → | RIA / FO | – | ZURICH | CRD 290699 |
| EURAZEO INFRASTRUCTURE PARTNERS → | RIA / FO | – | PARIS | CRD 332365 |
| Eurizon Asset Management Hungary Ltd. → | 13F manager | – | – | CIK 2110593 |
| Eurizon Asset Management Slovakia, sprav. spol., a.s. → | 13F manager | – | – | CIK 2109333 |
| Eurizon Capital SGR S.p.A. → | 13F manager | – | – | CIK 2107286 |
| Eurizon SLJ Capital Ltd → | 13F manager | – | – | CIK 2107309 |
| Euro Pacific Asset Management, LLC → | 13F manager | – | – | CIK 1796651 |
| EUROPA CAPITAL, LLP → | RIA / FO | – | LONDON | CRD 161325 |
| EV MANAGEMENT COMPANY → | RIA / FO | – | SANTA BARBARA, CA | CRD 301096 |
| EV PRIVATE INVESTMENTS LLC → | RIA / FO | – | – | CRD 317329 |
| EV3 VENTURES LLC → | RIA / FO | – | NEW YORK, NY | CRD 323090 |
| Evanko Brian C → | 13F manager | – | – | CIK 0001722909 |
| Evans Carlos E → | 13F manager | – | – | CIK 0001632093 |
| Evans Jennifer → | 13F manager | – | – | CIK 0001291131 |
| Evansbrook LLC → | 13F manager | – | – | CIK 2069478 |
| Evanson Asset Management, LLC → | 13F manager | – | – | CIK 1626379 |
| EVANTIC CAPITAL, LLC → | RIA / FO | – | BEVERLY HILLS, CA | CRD 338533 |
| Evelyn Partners Asset Management Ltd → | 13F manager | – | – | CIK 2065207 |
| Evelyn Partners Investment Management (Europe) Ltd → | 13F manager | – | – | CIK 2065055 |
| Evelyn Partners Investment Management LLP → | 13F manager | – | – | CIK 2065206 |
| Evelyn Partners Investment Management Services Ltd → | 13F manager | – | – | CIK 2065205 |
| Evelyns Place, LLC. → | Issuer | – | – | CIK 2140545 |
| Evens Deirdre → | 13F manager | – | – | CIK 0001401237 |
| Evensky & Katz LLC → | 13F manager | – | – | CIK 1357867 |
| EVENT CAPITAL STRATEGIES MANAGEMENT, LLC → | RIA / FO | – | WHITE PLAINS, NY | CRD 326921 |
| EVENTIDE ASSET MANAGEMENT, LLC → | 13F manager | – | – | CIK 1442891 |
| Evercore Wealth Management, LLC → | 13F manager | – | – | CIK 1482689 |
| Everest Financial Group LLC → | 13F manager | – | – | CIK 2056391 |
| Everest Management Corp. → | 13F manager | – | – | CIK 2056683 |
| Everest PMC HoldCo, L.L.C. → | Issuer | – | – | CIK 2139520 |
| EVERETT HARRIS & CO /CA/ → | 13F manager | – | – | CIK 1009254 |
| EVERGLADES GLOBAL ADVISORS LLC → | RIA / FO | – | CORAL SPRINGS, FL | CRD 313651 |
| Evergreen Advisors, LLC → | 13F manager | – | – | CIK 1762294 |
| EVERGREEN CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 1260824 |
| Evergreen Private Wealth LLC → | 13F manager | – | – | CIK 2010098 |
| Evergreen Quality Fund GP, Ltd. → | 13F manager | – | – | CIK 2016939 |
| EVERGREEN VENTURE PARTNERS → | RIA / FO | – | TEL AVIV | CRD 162497 |
| Evergreen Wealth Management, LLC → | 13F manager | – | – | CIK 1965292 |