| Envision Financial Planning, LLC → | 13F manager | – | – | CIK 1964460 |
| Envision Financial Transparency, LLC → | 13F manager | – | – | CIK 2080849 |
| ENVISION VENTURES MANAGEMENT, LLC → | RIA / FO | – | MENLO PARK, CA | CRD 283646 |
| ENVISIONX CAPITAL MANAGEMENT, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 328575 |
| ENVOY EQUITY PARTNERS LP → | RIA / FO | – | NEW YORK, NY | CRD 339167 |
| ENZI WEALTH → | 13F manager | – | – | CIK 1887441 |
| EOM MANAGEMENT, LTD. → | RIA / FO | – | HAMILTON | CRD 170947 |
| EON A SERIES OF VUVP FUND LLC → | Issuer | – | – | CIK 2136176 |
| EOS CREDIT → | RIA / FO | – | – | CRD 338620 |
| Eos Management, L.P. → | 13F manager | – | – | CIK 1548882 |
| EOS VENTURE PARTNERS (INVESTMENT ADVISER) INC → | RIA / FO | – | SANTA MONICA, CA | CRD 319182 |
| EOS VENTURE PARTNERS LIMITED → | RIA / FO | – | LONDON | CRD 319181 |
| EP Wealth Advisors, LLC → | 13F manager | – | – | CIK 1540569 |
| EPACRIA CAPITAL PARTNERS, LLC → | 13F manager | – | – | CIK 1927623 |
| EPG Wealth Management LLC → | 13F manager | – | – | CIK 1803058 |
| EPIC PARTNERS INVESTMENTS CO., LTD. → | RIA / FO | – | TOKYO | CRD 337352 |
| EPIDAREX CAPITAL MANAGEMENT LLC → | RIA / FO | – | BETHESDA, MD | CRD 307874 |
| EPIPHANLY ADVISORY, LLC → | RIA / FO | – | AVENTURA, FL | CRD 324466 |
| EPIQ CAPITAL INVESTMENT ADVISORY LLP → | RIA / FO | – | MUMBAI, MAHARASHTRA | CRD 324973 |
| EPIQ CAPITAL MANAGEMENT LLC → | RIA / FO | – | GRAND CAYMAN | CRD 304625 |
| EPIQ PARTNERS, LLC → | 13F manager | – | – | CIK 1799435 |
| EPIRIS LLP → | RIA / FO | – | LONDON | CRD 289031 |
| Epoch Investment Partners, Inc. → | 13F manager | – | – | CIK 1305841 |
| EPower Capital US LLC → | Issuer | – | – | CIK 2137528 |
| EPP, UNIPESSOAL LDA → | RIA / FO | – | ESTORIL | CRD 333525 |
| Epping Forest Opportunity Fund I, LLC → | Issuer | – | – | CIK 2136922 |
| EPS MANAGEMENT, LLC → | RIA / FO | – | – | CRD 324988 |
| EPSILON HEALTH INVESTORS, LLC → | RIA / FO | – | WASHINGTON DC, DC | CRD 298267 |
| EPSILON VENTURE PARTNERS MANAGEMENT, L.P. → | RIA / FO | – | HONG KONG | CRD 284029 |
| EPTA CAPITAL MANAGEMENT → | RIA / FO | – | – | CRD 338727 |
| EPUS GLOBAL ENERGY, LLC → | RIA / FO | – | FORT WORTH, TX | CRD 298819 |
| EQ ASSET MANAGEMENT LTD → | RIA / FO | – | HELSINKI | CRD 306683 |
| EQ LLC → | 13F manager | – | – | CIK 1757605 |
| EQ WEALTH ADVISORS, LLC → | 13F manager | – | – | CIK 2047572 |
| EQP AI AUTOMATION A SERIES OF EQP MASTER I LLC → | Issuer | – | – | CIK 2140868 |
| EQP AI CODE A SERIES OF EQP MASTER I LLC → | Issuer | – | – | CIK 2140871 |
| EQP AI DEFENSE A SERIES OF EQP MASTER I LLC → | Issuer | – | – | CIK 2136174 |
| EQP AI DRIVE A SERIES OF EQP MASTER I LLC → | Issuer | – | – | CIK 2136168 |
| EQP AI ENGINE A SERIES OF EQP MASTER I LLC → | Issuer | – | – | CIK 2140872 |
| EQR RWA INFORMATION LTD → | RIA / FO | – | DENVER, CO | CRD 339817 |
| EQT Fund Management S.a r.l. → | 13F manager | – | – | CIK 1834239 |
| EQT FUND MANAGEMENT S.A.R.L → | RIA / FO | – | LUXEMBOURG | CRD 288390 |
| EQT PARTNERS AB → | RIA / FO | – | STOCKHOLM | CRD 160716 |
| EQT PARTNERS AG → | RIA / FO | – | ZÜRICH | CRD 160717 |
| EQT PARTNERS AS → | RIA / FO | – | OSLO | CRD 160718 |
| EQT PARTNERS ASIA PTE. LTD. → | RIA / FO | – | SINGAPORE, SINGAPORE | CRD 326818 |
| EQT PARTNERS AUSTRALIA PTY LTD. → | RIA / FO | – | SYDNEY | CRD 310189 |
| EQT PARTNERS DENMARK APS → | RIA / FO | – | HELLERUP | CRD 310182 |
| EQT PARTNERS GMBH → | RIA / FO | – | MUNICH | CRD 160722 |
| EQT PARTNERS JAPAN K.K. → | RIA / FO | – | MINATO-KU, TOKYO | CRD 321264 |
| EQT PARTNERS KOREA CO., LTD. → | RIA / FO | – | SEOUL, JUNG-GU | CRD 319766 |
| EQT PARTNERS LIMITED → | RIA / FO | – | LONDON | CRD 309520 |
| EQT PARTNERS NETHERLANDS B.V. → | RIA / FO | – | AMSTERDAM | CRD 310186 |
| EQT PARTNERS OY → | RIA / FO | – | HELSINKI | CRD 160720 |
| EQT PARTNERS S.R.L. → | RIA / FO | – | MILAN, MILAN | CRD 305204 |
| EQT PARTNERS SAS → | RIA / FO | – | PARIS | CRD 310185 |
| EQT PARTNERS SPAIN, S.L.U → | RIA / FO | – | MADRID | CRD 313123 |
| EQT X Co-Investment (N) SCSp → | Issuer | – | – | CIK 2137279 |
| EQUAL CHANCE CAPITAL LTD → | RIA / FO | – | DENVER, CO | CRD 340452 |
| EQUAL OPPORTUNITY VENTURES → | RIA / FO | – | CAMBRIDGE, MA | CRD 304671 |
| EQUAL VENTURES → | RIA / FO | – | NEW YORK, NY | CRD 304885 |
| EQUARIAN CAPITAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 310380 |
| EQUATOR AFRICA → | RIA / FO | – | – | CRD 331510 |
| EQUATOR CAPITAL PARTNERS LLC → | RIA / FO | – | CHICAGO, IL | CRD 161708 |
| EQUIAM → | RIA / FO | – | SAN FRANCISCO, CA | CRD 297191 |
| Equinox Partners Investment Management LLC → | 13F manager | – | – | CIK 938552 |
| EQUIP CAPITAL → | RIA / FO | – | OSLO | CRD 327071 |
| EQUISTONE PARTNERS EUROPE LIMITED → | RIA / FO | – | LONDON | CRD 162344 |
| EQUISTONE PARTNERS FRANCE SAS → | RIA / FO | – | PARIS | CRD 326525 |
| Equita Financial Network, Inc. → | 13F manager | – | – | CIK 1994461 |
| Equitable Holdings, Inc. → | 13F manager | – | – | CIK 1333986 |
| EQUITABLE TRUST CO → | 13F manager | – | – | CIK 33250 |
| EQUITAGE VENTURES, L.L.C. → | RIA / FO | – | DENVER, CO | CRD 330134 |
| EQUITEC PROPRIETARY MARKETS, LLC → | 13F manager | – | – | CIK 1143261 |
| EQUITIX → | RIA / FO | – | LONDON | CRD 293853 |
| EQUITY INVESTMENT CORP → | 13F manager | – | – | CIK 1685771 |
| Equity Wealth Partners, LLC → | 13F manager | – | – | CIK 2097037 |
| Equitybee 22-15260 a Series of Equitybee cFund Master LLC → | Issuer | – | – | CIK 2136673 |
| Equitybee 22-24814 a Series of Equitybee cFund Master LLC → | Issuer | – | – | CIK 2136663 |
| Equitybee 22-43159 a Series of Equitybee cFund Master LLC → | Issuer | – | – | CIK 2136662 |
| Equitybee 22-67044 a Series of Equitybee cFund Master LLC → | Issuer | – | – | CIK 2136665 |
| Equitybee 22-71821 a Series of Equitybee cFund Master LLC → | Issuer | – | – | CIK 2136670 |
| Equitybee 22-76598 a Series of Equitybee cFund Master LLC → | Issuer | – | – | CIK 2136667 |
| Equitybee 22-81375 a Series of Equitybee cFund Master LLC → | Issuer | – | – | CIK 2136664 |
| Equitybee 22-93981 a Series of Equitybee cFund Master LLC → | Issuer | – | – | CIK 2136672 |
| Equitybee 22-95706 a Series of Equitybee cFund Master LLC → | Issuer | – | – | CIK 2136669 |
| EQUITYBEE ADVISORS, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 309297 |
| EQUITYZEN ADVISORS LLC → | RIA / FO | – | NEW YORK, NY | CRD 289299 |
| EQV CAPITAL, L.P. → | RIA / FO | – | DALLAS, TX | CRD 335827 |
| ER Collective Holdings, LLC → | 13F manager | – | – | CIK 2059227 |
| ERA FINANCIAL ADVISORS → | RIA / FO | – | COVINA, CA | CRD 334404 |
| ERA VENTURES MANAGEMENT LP → | RIA / FO | – | NEW YORK, NY | CRD 323572 |
| Ergawealth Advisors, Inc. → | 13F manager | – | – | CIK 1973209 |
| ERGEN CHARLES W → | 13F manager | – | – | CIK 0000904548 |
| Erickson Financial Group, LLC → | 13F manager | – | – | CIK 1797734 |
| ERICKSON THOMAS W → | 13F manager | – | – | CIK 0001120226 |
| ERIE STREET GROWTH PARTNERS → | RIA / FO | – | CHICAGO, IL | CRD 326011 |
| Eriksen Howard Timothy → | 13F manager | – | – | CIK 0001650715 |
| Erlich Craig → | 13F manager | – | – | CIK 0001747962 |
| ERn Financial, LLC → | 13F manager | – | – | CIK 1768302 |