| Empower Advisory Group, LLC → | 13F manager | – | – | CIK 1978885 |
| Empower Annuity Insurance Co → | 13F manager | – | – | CIK 1444597 |
| EMPOWER HARVEST MANAGEMENT SERVICES, INC. → | RIA / FO | – | GRAND CAYMAN | CRD 284291 |
| EMPOWER HARVEST MANAGEMENT SERVICES, INC. → | 13F manager | – | – | CIK 2049453 |
| Empowered Funds, LLC → | 13F manager | – | – | CIK 1592828 |
| Emprise Bank → | 13F manager | – | – | CIK 2018815 |
| Empty Can Opportunities, LLC → | Issuer | – | – | CIK 2140801 |
| Empyrean Capital Partners, LP → | 13F manager | – | – | CIK 1317195 |
| EMR CAPITAL ADVISORS PTY LTD → | RIA / FO | – | MELBOURNE, VICTORIA | CRD 169370 |
| EMR CAPITAL MANAGEMENT LIMITED → | RIA / FO | – | GRAND CAYMAN | CRD 290297 |
| Emulated, Inc. → | Issuer | – | – | CIK 2140171 |
| EMZ PARTNERS → | RIA / FO | – | PARIS | CRD 333324 |
| ENA INVESTMENT CAPITAL LLP → | RIA / FO | – | LONDON | CRD 283023 |
| ENAM ASSET MANAGEMENT (SINGAPORE) PTE LIMITED → | RIA / FO | – | SINGAPORE | CRD 327938 |
| Enavate Sciences GP, LLC → | 13F manager | – | – | CIK 1953107 |
| ENCAP ETF MANAGEMENT, LLC → | RIA / FO | – | HOUSTON, TX | CRD 325769 |
| ENCAP FLATROCK MIDSTREAM → | RIA / FO | – | SAN ANTONIO, TX | CRD 161237 |
| EnCap Investments L.P. → | 13F manager | – | – | CIK 1290910 |
| ENCAP INVESTMENTS L.P. → | RIA / FO | – | HOUSTON, TX | CRD 160695 |
| EnCap Linea Co-Invest B, L.P. → | Issuer | – | – | CIK 2141910 |
| Enclave Advisors LLC → | 13F manager | – | – | CIK 1836110 |
| Enclave Shoreview Rice Street, LLC → | Issuer | – | – | CIK 2139497 |
| Encompass Capital Advisors LLC → | 13F manager | – | – | CIK 1541901 |
| Encompass More Asset Management → | 13F manager | – | – | CIK 2011218 |
| ENCOMPASS WEALTH ADVISORS, LLC → | 13F manager | – | – | CIK 1849614 |
| ENCORE ASSET MANAGEMENT → | RIA / FO | – | SAO PAULO | CRD 325605 |
| Encore Berea H1A Off-Set II → | Issuer | – | – | CIK 2137533 |
| ENCORE FINANCE GROUP, L.L.C. → | RIA / FO | – | HOLLYWOOD, FL | CRD 341465 |
| ENCORE GENERAL PARTNER, LLC → | RIA / FO | – | CLAYTON, MO | CRD 327249 |
| Encore Global Management, LP → | 13F manager | – | – | CIK 2135356 |
| ENCOURAGE CAPITAL MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 315982 |
| ENDEAVOR CATALYST → | RIA / FO | – | NEW YORK, NY | CRD 171738 |
| Endeavor Orthopaedics, Inc. → | Issuer | – | – | CIK 2137100 |
| ENDEAVOR PRIVATE WEALTH, INC. → | 13F manager | – | – | CIK 1906023 |
| ENDEAVOUR CAPITAL ADVISORS INC → | 13F manager | – | – | CIK 1218749 |
| ENDEAVOUR VISION SA → | RIA / FO | – | GENEVA | CRD 315299 |
| ENDLESS LLP → | RIA / FO | – | LEEDS | CRD 161917 |
| Endowment Total Core Private Fund III, L.P. → | Issuer | – | – | CIK 2140347 |
| Endowment Wealth Management, Inc. → | 13F manager | – | – | CIK 1904477 |
| ENDURA CAPITAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 287720 |
| ENDURANCE INVESTMENT PARTNERS, LLC → | RIA / FO | – | DALLAS, TX | CRD 339080 |
| ENDURANCE MC, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 341342 |
| Endurance Services Ltd → | 13F manager | – | – | CIK 2011025 |
| ENDURANCE28 VC LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 307613 |
| Endure Capital Management, LLC → | 13F manager | – | – | CIK 2055657 |
| ENDURE CAPITAL MANAGEMENT, LLC → | RIA / FO | – | AUSTIN, TX | CRD 332091 |
| Enduring Climate Fund 2 LLC → | Issuer | – | – | CIK 2137142 |
| ENDURING EQUITY HOLDINGS, LLC → | RIA / FO | – | – | CRD 339930 |
| ENEA CAPITAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 337733 |
| ENEA CAPITAL, LLC → | RIA / FO | – | – | CRD 338322 |
| ENERGY CAPITAL VENTURES, INC. → | RIA / FO | – | CHICAGO, IL | CRD 329462 |
| Energy Income Partners, LLC → | 13F manager | – | – | CIK 1388814 |
| ENERGY INNOVATION CAPITAL MANAGEMENT, LLC → | RIA / FO | – | ORINDA, CA | CRD 283206 |
| ENERGY MIX VENTURES, LLC → | RIA / FO | – | – | CRD 333286 |
| ENERGY TRANSITION VENTURES, LLC → | RIA / FO | – | – | CRD 314036 |
| ENERTECH CAPITAL → | RIA / FO | – | AMBLER, PA | CRD 161807 |
| Engaged Capital LLC → | 13F manager | – | – | CIK 1559771 |
| ENGEL JOHN → | 13F manager | – | – | CIK 0001278669 |
| Engine Capital Management, LP → | 13F manager | – | – | CIK 1665590 |
| ENGINE VENTURES → | RIA / FO | – | CAMBRIDGE, MA | CRD 327296 |
| ENGINEERING CAPITAL → | RIA / FO | – | – | CRD 175110 |
| Engineers Gate Manager LP → | 13F manager | – | – | CIK 1620220 |
| Engle Capital Management, L.P. → | 13F manager | – | – | CIK 1684868 |
| Englebert Financial Advisers, LLC → | 13F manager | – | – | CIK 2097035 |
| ENGLISH CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 2010442 |
| Enhancing Capital LLC → | 13F manager | – | – | CIK 1909572 |
| ENIAC VENTURES → | RIA / FO | – | NEW YORK, NY | CRD 173098 |
| ENIGMA CAPITAL, LLC → | RIA / FO | – | – | CRD 342985 |
| ENIGMA GLOBAL, LLC → | RIA / FO | – | WEST HOLLYWOOD, CA | CRD 338639 |
| ENKO CAPITAL MANAGEMENT → | RIA / FO | – | LONDON | CRD 309541 |
| ENKO FUND MANAGERS → | RIA / FO | – | PORT LOUIS | CRD 309540 |
| ENLIGHTENED ACCESS LLC → | RIA / FO | – | NEW YORK, NY | CRD 269972 |
| ENLIGHTENED HOSPITALITY INVESTMENTS MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 285719 |
| ENR Denali-Avant Sidecar Blocker LP → | Issuer | – | – | CIK 2142279 |
| ENR Denali-Avant Sidecar LP → | Issuer | – | – | CIK 2139655 |
| ENRICH FINANCE LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 337784 |
| EnRich Financial Partners LLC → | 13F manager | – | – | CIK 1955091 |
| ENRIQUEZ DAHLHAUS Jean Michel → | 13F manager | – | – | CIK 0002123350 |
| ENSEMBLE VC MANAGEMENT, LLC → | RIA / FO | – | AUSTIN, TX | CRD 317056 |
| Ensign Peak Advisors, Inc → | 13F manager | – | – | CIK 1454984 |
| Enspire Fund, LP → | Issuer | – | – | CIK 2142040 |
| Enstar Group LTD → | 13F manager | – | – | CIK 1363829 |
| Entelevest, LLC → | 13F manager | – | – | CIK 2109595 |
| ENTERPRISE FINANCIAL SERVICES CORP → | 13F manager | – | – | CIK 1025835 |
| ENTOURAGE EFFECT CAPITAL, LLC → | RIA / FO | – | DALLAS, TX | CRD 309698 |
| Entravia, Inc. → | Issuer | – | – | CIK 2139214 |
| ENTREPRENEURS ROUNDTABLE ACCELERATOR, LLC → | RIA / FO | – | NEW YORK, NY | CRD 289820 |
| ENTREWEALTH, LLC → | 13F manager | – | – | CIK 2052200 |
| Entropy Technologies, LP → | 13F manager | – | – | CIK 1976151 |
| Entruity Wealth, LLC → | 13F manager | – | – | CIK 1719303 |
| ENTRUST FINANCIAL LLC → | 13F manager | – | – | CIK 2109860 |
| ENTRUST GLOBAL PARTNERS L L C → | 13F manager | – | – | CIK 1080818 |
| EntryPoint Capital, LLC → | 13F manager | – | – | CIK 1992519 |
| Enveric Biosciences, Inc. → | Issuer | – | – | CIK 890821 |
| ENVESTNET ASSET MANAGEMENT INC → | 13F manager | – | – | CIK 1407543 |
| Envestnet Portfolio Solutions, Inc. → | 13F manager | – | – | CIK 1998033 |
| ENVESTRA CAPITAL LLP → | RIA / FO | – | LONDON | CRD 332110 |
| ENVISAGE CAPITAL MANAGEMENT, LLC → | RIA / FO | – | BEVERLY HILLS, CA | CRD 287499 |
| ENVISION ASSET MANAGEMENT → | RIA / FO | – | TRIBECA CENTRAL, TRIANON | CRD 309794 |
| Envision Financial LLC → | 13F manager | – | – | CIK 2051355 |