| ELEVATION HOLDINGS, LLC → | RIA / FO | – | – | CRD 337333 |
| ELEVATION POINT WEALTH PARTNERS, LLC → | 13F manager | – | – | CIK 1744349 |
| Elevation Wealth Management LLC → | 13F manager | – | – | CIK 2093518 |
| ELEVATION WEALTH PARTNERS, LLC → | 13F manager | – | – | CIK 1976256 |
| ELEVATUS WELATH MANAGEMENT → | 13F manager | – | – | CIK 1982776 |
| Eley Financial Management, Inc → | 13F manager | – | – | CIK 1965267 |
| Elgethun Capital Management → | 13F manager | – | – | CIK 1638022 |
| ELI0526 a Series of CGF2021 LLC → | Issuer | – | – | CIK 2138067 |
| Eliot Finkel Investment Counsel, LLC → | 13F manager | – | – | CIK 1641643 |
| ELITE CAPITAL FOUNDATION LTD → | RIA / FO | – | DENVER, CO | CRD 342691 |
| Elite Financial, Inc. → | 13F manager | – | – | CIK 2059349 |
| Elite Life Management LLC → | 13F manager | – | – | CIK 2010262 |
| Elite Talent Sports Management Agency & Investment Group LLC → | Issuer | – | – | CIK 2142245 |
| Elite Wealth Management, Inc. → | 13F manager | – | – | CIK 1622757 |
| Elizabeth Park Capital Advisors, Ltd. → | 13F manager | – | – | CIK 1600583 |
| Elk River Wealth Management LLC → | 13F manager | – | – | CIK 1844107 |
| ELKHORN PARTNERS LIMITED PARTNERSHIP → | 13F manager | – | – | CIK 928400 |
| ELLASINVEST ASSET MANAGEMENT → | RIA / FO | – | DENVER, CO | CRD 341457 |
| Ellenbecker Investment Group → | 13F manager | – | – | CIK 1731497 |
| Ellerker Marco → | 13F manager | – | – | CIK 0002030873 |
| ELLERSON GROUP INC /ADV → | 13F manager | – | – | CIK 935570 |
| Ellevest, Inc. → | 13F manager | – | – | CIK 1644128 |
| Elliott Investment Management L.P. → | 13F manager | – | – | CIK 1791786 |
| Ellis Investment Partners, LLC → | 13F manager | – | – | CIK 1765590 |
| Ellis-Kirk Matrice → | 13F manager | – | – | CIK 0001345891 |
| Ellsworth Advisors, LLC → | 13F manager | – | – | CIK 1843553 |
| ELM HAVEN CAPITAL MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 341502 |
| ELM PARK CAPITAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 156367 |
| Elm Partners Management LLC → | 13F manager | – | – | CIK 1743941 |
| Elm Westermark Investors, LLC → | Issuer | – | – | CIK 2136275 |
| Elm3 Financial Group, LLC → | 13F manager | – | – | CIK 2011201 |
| Elmind Capital, LP → | 13F manager | – | – | CIK 2052213 |
| Elmwood Wealth Management, Inc. → | 13F manager | – | – | CIK 1731927 |
| Elo Mutual Pension Insurance Co → | 13F manager | – | – | CIK 1739877 |
| ELPHINA → | RIA / FO | – | – | CRD 334990 |
| ELPIS CAPITAL GROUP, LLC → | RIA / FO | – | FISHERS, IN | CRD 175494 |
| Elser Financial Planning, Inc → | 13F manager | – | – | CIK 2028202 |
| ELSZTAIN EDUARDO S → | 13F manager | – | – | CIK 0001037182 |
| Elwood & Goetz Wealth Advisory Group, LLC → | 13F manager | – | – | CIK 1752758 |
| ELWOOD CAPITAL PARTNERS LP → | RIA / FO | – | NEW YORK, NY | CRD 326288 |
| ELWOOD CAPITAL PARTNERS LP → | 13F manager | – | – | CIK 2050159 |
| ELYPATH CAPITAL MANAGEMENT LLC → | RIA / FO | – | GREENWICH, CT | CRD 342148 |
| ELYSEUM FAMILY OFFICE S.A. → | RIA / FO | – | GENEVA | CRD 291324 |
| ELYSIAN CAPITAL LLP → | RIA / FO | – | LONDON | CRD 226764 |
| Elyxium Wealth, LLC → | 13F manager | – | – | CIK 2043538 |
| EM ADVISOR → | RIA / FO | – | NEW YORK, NY | CRD 314402 |
| EM-ES FUND MANAGEMENT LLP → | RIA / FO | – | LONDON, ENGLAND | CRD 287902 |
| EM-ES FUND MANAGEMENT LTD. → | RIA / FO | – | ROAD TOWN, TORTOLA | CRD 287923 |
| EMBARK MANAGEMENT LLC → | RIA / FO | – | – | CRD 287473 |
| Ember Health Inc. → | Issuer | – | – | CIK 2139026 |
| EMBERVEST → | RIA / FO | – | – | CRD 338652 |
| Emblok, Inc. → | Issuer | – | – | CIK 2140377 |
| EMBREE CAPITAL MARKETS GROUP, INC. → | RIA / FO | – | GEORGETOWN, TX | CRD 336640 |
| Embree Financial Group → | 13F manager | – | – | CIK 2020860 |
| EMBREY FUND MANAGER, LLC → | RIA / FO | – | SAN ANTONIO, TX | CRD 329869 |
| EMCEE INVEST → | RIA / FO | – | MIAMI, FL | CRD 297589 |
| EMERALD ADVISERS, LLC → | 13F manager | – | – | CIK 1015083 |
| Emerald Advisors, LLC → | 13F manager | – | – | CIK 1802611 |
| EMERALD DEVELOPMENT MANAGERS LP → | RIA / FO | – | NEW YORK, NY | CRD 168169 |
| Emerald Investment Advisers, LLC → | 13F manager | – | – | CIK 2127823 |
| EMERALD MUTUAL FUND ADVISERS TRUST → | 13F manager | – | – | CIK 1352895 |
| Emerald Opportunity LP → | Issuer | – | – | CIK 2139864 |
| EMERALD TECHNOLOGY VENTURES AG → | RIA / FO | – | ZURICH, KANTON ZURICH | CRD 284858 |
| EMERGENCE EQUITY MANAGEMENT, INC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 161547 |
| EMERGENCE GP PARTNERS, LLC → | 13F manager | – | – | CIK 1589115 |
| EMERGENT VENTURES, LLC → | RIA / FO | – | – | CRD 305182 |
| Emergent Wealth Advisors, LLC → | 13F manager | – | – | CIK 1799880 |
| EMERGEVEST → | RIA / FO | – | KOWLOON BAY | CRD 170704 |
| EMERGING → | RIA / FO | – | CHICAGO, IL | CRD 337313 |
| EMERGING UNITED ASSET MANAGEMENT LTD → | RIA / FO | – | DENVER, CO | CRD 338715 |
| EMERGING VARIANT CAPITAL MANAGEMENT, LP → | RIA / FO | – | NEW YORK, NY | CRD 291512 |
| Emerson Daniel P → | 13F manager | – | – | CIK 0001623654 |
| Emeth Value Capital, LLC → | 13F manager | – | – | CIK 2053013 |
| EMG Holdings, L.P. → | 13F manager | – | – | CIK 1478394 |
| EMH PARTNERS GMBH → | RIA / FO | – | MUNICH | CRD 307458 |
| EMINENCE CAPITAL, LP → | 13F manager | – | – | CIK 1107310 |
| EMINENCE MARVELOUS GP II LIMITED → | RIA / FO | – | SHANGHAI | CRD 313468 |
| Emissary Wealth LLC → | 13F manager | – | – | CIK 2107252 |
| EMJ CAPITAL LTD. → | RIA / FO | – | TORONTO, ONTARIO | CRD 311754 |
| EMK CAPITAL LLP → | RIA / FO | – | LONDON | CRD 289108 |
| EMK Capital Partners (PF) (Feeder) LP → | Issuer | – | – | CIK 2138281 |
| EMK Capital Partners (PF) LP → | Issuer | – | – | CIK 2138277 |
| EMK Development Group, Inc. → | Issuer | – | – | CIK 2137296 |
| EMKO INDUSTRIAL GP I LLC → | RIA / FO | – | NARBETH, PA | CRD 334508 |
| EMMA 100, LLC → | RIA / FO | – | – | CRD 315604 |
| Emmett Investment Management, LP → | 13F manager | – | – | CIK 2042845 |
| Emory Investor II LLC → | Issuer | – | – | CIK 2137916 |
| EMORY UNIVERSITY → | 13F manager | – | – | CIK 1377635 |
| EMPACTFUL CAPITAL LLC → | RIA / FO | – | DOYLESTOWN, PA | CRD 325002 |
| Empery Asset Management, LP → | 13F manager | – | – | CIK 1469336 |
| Empire Financial Management Company, LLC → | 13F manager | – | – | CIK 1971875 |
| Empire Franchising LLC → | Issuer | – | – | CIK 2139559 |
| Empire Life Investments Inc. → | 13F manager | – | – | CIK 1640951 |
| Empirical Asset Management, LLC → | 13F manager | – | – | CIK 1926596 |
| Empirical Capital Management, LLC → | 13F manager | – | – | CIK 1642274 |
| Empirical Finance, LLC → | 13F manager | – | – | CIK 1572838 |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management → | 13F manager | – | – | CIK 1510434 |
| Employees Provident Fund Board → | 13F manager | – | – | CIK 1600177 |
| Employees Retirement System of Texas → | 13F manager | – | – | CIK 1398739 |
| Employees' Retirement Fund of the City of Fort Worth → | 13F manager | – | – | CIK 1986812 |