| EdgePoint Investment Group Inc. → | 13F manager | – | – | CIK 1481669 |
| EdgeRock Capital LLC → | 13F manager | – | – | CIK 1908378 |
| EDGESTONE PARTNERS, INC. → | RIA / FO | – | TORONTO | CRD 281846 |
| Edgestream Partners, L.P. → | 13F manager | – | – | CIK 1535061 |
| Edgewater Estates Investors LLC → | Issuer | – | – | CIK 2140244 |
| EDGEWOOD CAPITAL ADVISORS, LLC → | RIA / FO | – | SOUTHPORT, CT | CRD 164110 |
| EDGEWOOD MANAGEMENT LLC → | 13F manager | – | – | CIK 860561 |
| EDGEWORTH CAPITAL, INC. → | RIA / FO | – | GREENWICH, CT | CRD 327432 |
| EDIF IV Feeder Fund S.C.A. SICAV-RAIF → | Issuer | – | – | CIK 2139338 |
| EDITED CAPITAL MANAGEMENT, LLC → | RIA / FO | – | DENVER, CO | CRD 327261 |
| EDITION VENTURES LLC → | RIA / FO | – | GREENBRAE, CA | CRD 338309 |
| EDL CAPITAL AG → | RIA / FO | – | PFAFFIKON, SCHWYZ | CRD 298359 |
| EDMOND DE ROTHSCHILD HOLDING S.A. → | 13F manager | – | – | CIK 1649647 |
| EDMP, INC. → | 13F manager | – | – | CIK 1016021 |
| EDRPEL → | RIA / FO | – | LUXEMBOURG | CRD 291887 |
| EDWARDS JEFFREY L → | 13F manager | – | – | CIK 0001190642 |
| Edwards Marcie L → | 13F manager | – | – | CIK 0001843822 |
| EF HUTTON FUND MANAGEMENT LLC → | RIA / FO | – | DUXBURY, MA | CRD 327556 |
| EF PORTFOLIO → | RIA / FO | – | SACRAMENTO, CA | CRD 342386 |
| Efficient Advisors, LLC → | 13F manager | – | – | CIK 1542164 |
| EFFISSIMO CAPITAL MANAGEMENT PTE LTD → | RIA / FO | – | SINGAPORE | CRD 162975 |
| EFFISSIMO PARTNERS → | RIA / FO | – | SINGAPORE | CRD 282954 |
| EFG International AG → | 13F manager | – | – | CIK 2109868 |
| EFSANE WEALTH MANAGEMENT CONSULTING CO., LTD → | RIA / FO | – | DENVER, CO | CRD 334573 |
| Egan Cynthia → | 13F manager | – | – | CIK 0001584240 |
| Egan Mary → | 13F manager | – | – | CIK 0001713652 |
| EGARDEN II CAPITAL LIMITED → | RIA / FO | – | CENTRAL, HONG KONG | CRD 310600 |
| EGARDEN III CAPITAL LIMITED → | RIA / FO | – | CENTRAL, HONG KONG | CRD 310601 |
| EGARDEN IV CAPITAL LTD → | RIA / FO | – | CENTRAL, HONG KONG | CRD 310599 |
| EGATEWAY CAPITAL, LLC → | RIA / FO | – | COVINGTON, KY | CRD 322765 |
| eGC II-8 LLC → | Issuer | – | – | CIK 2136961 |
| EGERIA → | RIA / FO | – | AMSTERDAM, NOORD HOLLA | CRD 336714 |
| Egerton Capital (UK) LLP → | 13F manager | – | – | CIK 1581811 |
| EGLINTON CAPITAL PARTNERS INC. → | RIA / FO | – | TORONTO | CRD 323418 |
| EGP MANAGEMENT LIMITED → | RIA / FO | – | GRAND CAYMAN | CRD 298842 |
| Egret Therapeeutics I, a series of Capitalize Investments LLC → | Issuer | – | – | CIK 2139353 |
| EGV Project Talos XVII, a Series of A Master Series, LLC → | Issuer | – | – | CIK 2136123 |
| EGV VIII Forensis II, a Series of A Master Series, LLC → | Issuer | – | – | CIK 2139141 |
| EHRENBERG CHESLER INVESTMENT ADVISORS LLC → | RIA / FO | – | SAN ANTONIO, TX | CRD 168591 |
| Ehrenkranz Partners L.P. → | 13F manager | – | – | CIK 1641043 |
| EHRLICH FINANCIAL GROUP → | 13F manager | – | – | CIK 2010632 |
| EHVC, LLC → | RIA / FO | – | – | CRD 342961 |
| EICHER CAROL S → | 13F manager | – | – | CIK 0001434811 |
| EIF (ECOSYSTEM INTEGRITY FUND) → | RIA / FO | – | – | CRD 162307 |
| EIF MANAGERS II LIMITED → | RIA / FO | – | TRIANON | CRD 283761 |
| EIF MANAGERS III LIMITED → | RIA / FO | – | TRIANON | CRD 309004 |
| EIF MANAGERS IV LIMITED → | RIA / FO | – | TRIANON | CRD 325699 |
| EIF MANAGERS LIMITED → | RIA / FO | – | TRIANON | CRD 163675 |
| EIG Asset Management, LLC → | 13F manager | – | – | CIK 1616895 |
| EIGER CAPITAL INVESTMENT INC → | RIA / FO | – | DENVER, CO | CRD 342240 |
| EIGHT 31 FINANCIAL, LLC → | 13F manager | – | – | CIK 2011328 |
| EIGHT ACRES CAPITAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 300508 |
| EIGHT BAR PARTNERS → | RIA / FO | – | – | CRD 281519 |
| EIGHT CAPITAL MANAGEMENT LLC → | RIA / FO | – | CAGUAS, PR | CRD 328831 |
| EIGHT ROADS GP → | RIA / FO | – | PEMBROKE, HAMILTON | CRD 163009 |
| EIGHTY-SEVEN CAPITAL MANAGEMENT, LLC → | RIA / FO | – | MENLO PARK, CA | CRD 309390 |
| EII-Co-Invest II, L.P. → | Issuer | – | – | CIK 2138403 |
| EIS Automation LLC → | Issuer | – | – | CIK 2140397 |
| Eizenman Avinoam → | 13F manager | – | – | CIK 0002110910 |
| Eizenman Liron → | 13F manager | – | – | CIK 0002110971 |
| EJF Capital LP → | 13F manager | – | – | CIK 1353254 |
| EJMK Ventures LLC → | 13F manager | – | – | CIK 2113915 |
| Ekizian Laura L → | 13F manager | – | – | CIK 0002072554 |
| EL CAMINO GLOBAL CAPITAL, LLC → | RIA / FO | – | MOUNTAIN VIEW, CA | CRD 306044 |
| EL CAP HOLDINGS CAPITAL PARTNERS, LLC → | RIA / FO | – | SALT LAKE CITY, UT | CRD 306894 |
| EL CASTILLO INVESTMENTS, LLC → | Issuer | – | – | CIK 2136338 |
| El Paso Minerals Corp. → | Issuer | – | – | CIK 2140611 |
| El Puerto de Liverpool, S.A.B. de C.V. → | 13F manager | – | – | CIK 1946901 |
| ELAN CAPITAL MANAGEMENT (LONDON) LTD → | RIA / FO | – | LONDON, GREATER LONDON | CRD 291714 |
| ELAN CAPITAL MANAGEMENT (SINGAPORE) PTE. LTD → | RIA / FO | – | SINGAPORE | CRD 332391 |
| ELAN CAPITAL MANAGEMENT OY → | RIA / FO | – | HELSINKI | CRD 311801 |
| ELBERON, LLC → | RIA / FO | – | – | CRD 171606 |
| ELCO Management Co., LLC → | 13F manager | – | – | CIK 1690717 |
| Elderwood Production LLC → | Issuer | – | – | CIK 2139038 |
| ELDON PASS → | RIA / FO | – | BOERNE, TX | CRD 337769 |
| Eldred Rock Partners, LLC → | 13F manager | – | – | CIK 1984180 |
| Eldridge Investment Advisors, Inc. → | 13F manager | – | – | CIK 1727993 |
| Electric Capital Partners, LLC → | 13F manager | – | – | CIK 2087133 |
| ELECTRIC FEEL VENTURES LLC → | RIA / FO | – | MIAMI, FL | CRD 316539 |
| Electron Capital Partners, LLC → | 13F manager | – | – | CIK 1586986 |
| Electrum Group LLC → | 13F manager | – | – | CIK 1565641 |
| Elefante Mark B → | 13F manager | – | – | CIK 1661535 |
| ELEFUND MANAGEMENT COMPANY, LLC → | RIA / FO | – | MOUNTAIN VIEW, CA | CRD 289501 |
| ELEMENT CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 1535630 |
| ELEMENT POINTE ADVISORS, LLC → | 13F manager | – | – | CIK 1764059 |
| Element Squared LLC → | 13F manager | – | – | CIK 2086643 |
| Element Wealth, LLC → | 13F manager | – | – | CIK 1802743 |
| Elemental AI Growth X LP → | Issuer | – | – | CIK 2136688 |
| Elemental Capital Partners LLC → | 13F manager | – | – | CIK 1860672 |
| ELEMENTS HEALTH INVESTORS MANAGEMENT, LP → | RIA / FO | – | NEW YORK, NY | CRD 324488 |
| Elequin Capital, LP → | 13F manager | – | – | CIK 1810873 |
| Eleva Capital SAS → | 13F manager | – | – | CIK 2054496 |
| ELEVAR EQUITY MANAGEMENT LTD. → | RIA / FO | – | SEATTLE, WA | CRD 175214 |
| Elevate Capital Advisors, LLC → | 13F manager | – | – | CIK 1909571 |
| ELEVATE WEALTH ADVISORY, INC → | 13F manager | – | – | CIK 2011651 |
| Elevated Capital Advisors, LLC → | 13F manager | – | – | CIK 1802387 |
| Elevated Financial Group LLC → | 13F manager | – | – | CIK 2063915 |
| Elevation Advisory Partners LLC → | 13F manager | – | – | CIK 2124354 |
| Elevation Capital Advisory, LLC → | 13F manager | – | – | CIK 1871112 |
| ELEVATION CAPITAL PARTNERS, LLC → | RIA / FO | – | SALT LAKE CITY, UT | CRD 163314 |