| EAGLE GROUP FINANCE LOAN CORP. → | RIA / FO | – | LOS ANGELES, CA | CRD 283364 |
| Eagle Health Investments LP → | 13F manager | – | – | CIK 1842545 |
| Eagle Point Credit Management LLC → | 13F manager | – | – | CIK 1607203 |
| EAGLE ROCK INVESTMENT COMPANY, LLC → | 13F manager | – | – | CIK 1911407 |
| Eagle Strategies LLC → | 13F manager | – | – | CIK 1907666 |
| EAGLE VALUE PARTNERS, LLC → | RIA / FO | – | – | CRD 161978 |
| Eagle Vision Fund LLC → | Issuer | – | – | CIK 2136816 |
| Eagle Wealth Advisors LLC → | 13F manager | – | – | CIK 2107271 |
| EAGLE WEALTH STRATEGIES LLC → | 13F manager | – | – | CIK 2009882 |
| EagleClaw Capital Managment, LLC → | 13F manager | – | – | CIK 1607636 |
| EARLEY ANTHONY F JR → | 13F manager | – | – | CIK 0001167316 |
| EARLYBIRD GMBH & CO. KG → | RIA / FO | – | BERLIN | CRD 341941 |
| EARNED WEALTH ADVISORS, LLC → | 13F manager | – | – | CIK 1905663 |
| EARNEST PARTNERS LLC → | 13F manager | – | – | CIK 1102578 |
| EARTH FOUNDRY MANAGEMENT, LP → | RIA / FO | – | – | CRD 334550 |
| EARTHSHOT VENTURES → | RIA / FO | – | SAN FRANCISCO, CA | CRD 319474 |
| East Bay Merchant Capital Fund III LP → | Issuer | – | – | CIK 2138818 |
| EAST BLUE VENTURES PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 342205 |
| EAST CAPITAL ASSET MANAGEMENT → | RIA / FO | – | LUXEMBOURG | CRD 288757 |
| EAST COAST ASSET MANAGEMENT SEZC → | RIA / FO | – | GEORGE TOWN | CRD 334162 |
| East Coast Asset Management, LLC. → | 13F manager | – | – | CIK 1579254 |
| EAST GROVE CAPITAL, LLC → | RIA / FO | – | – | CRD 289181 |
| East Islip Investco LLC → | Issuer | – | – | CIK 2141017 |
| EAST ROCKY ASSET MANAGEMENT LLC → | RIA / FO | – | – | CRD 322508 |
| East Side Games Group Inc. → | Issuer | – | – | CIK 2139504 |
| EAST VENTURES ADVISORY PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 336231 |
| EASTERLY INVESTMENT PARTNERS LLC → | 13F manager | – | – | CIK 1766150 |
| EASTERN ASSET MANAGEMENT LLC → | RIA / FO | – | GREENWICH, CT | CRD 339499 |
| EASTERN BANK → | 13F manager | – | – | CIK 1126395 |
| EASTERN BELL CAPITAL II LIMITED → | RIA / FO | – | GEORGE TOWN, GRAND CAYMAN | CRD 313363 |
| EASTERN BELL CAPITAL II MANAGEMENT LIMITED → | RIA / FO | – | SEVEN MILE BEACH, GRAND CAYMAN | CRD 313407 |
| EASTERN BELL CAPITAL LIMITED → | RIA / FO | – | GEORGE TOWN, GRAND CAYMAN | CRD 308070 |
| EASTERN BELL CAPITAL MANAGEMENT LIMITED → | RIA / FO | – | GEORGE TOWN, GRAND CAYMAN | CRD 300995 |
| EASTLINK CAPITAL MANAGEMENT, LLC → | RIA / FO | – | MENLO PARK, CA | CRD 171406 |
| Eastover Investment Advisors LLC → | 13F manager | – | – | CIK 1472800 |
| EASTSIDE MANAGEMENT COMPANY, LLC → | RIA / FO | – | HUNTSVILLE, AL | CRD 281746 |
| Eaton Financial Holdings Company, LLC → | 13F manager | – | – | CIK 1972322 |
| Eaton-Cambridge Inc. → | 13F manager | – | – | CIK 2011052 |
| Eave Capital Partners LP → | Issuer | – | – | CIK 2139388 |
| EB CAPITAL, LLC → | RIA / FO | – | – | CRD 321265 |
| EB5 Capital - Jobs Fund 49, LLC → | Issuer | – | – | CIK 2137880 |
| EB5 NCE Eagle Point LP → | Issuer | – | – | CIK 2142091 |
| EB5AN Currahee Fund 46, LP → | Issuer | – | – | CIK 2139199 |
| EB5AN Granbury Multifamily Fund 44, LP → | Issuer | – | – | CIK 2139222 |
| EB5AN Granbury Multifamily Fund 45, LP → | Issuer | – | – | CIK 2139206 |
| EB5AN Pointe Vista Fund 33, LP → | Issuer | – | – | CIK 2139209 |
| EB5AN Simply Shenandoah Fund 43, LP → | Issuer | – | – | CIK 2139201 |
| Ebbett John → | 13F manager | – | – | CIK 0001934848 |
| EBC Syndicate Investment LLC - Series 1 → | Issuer | – | – | CIK 2139188 |
| Ebert Capital Management Inc. → | 13F manager | – | – | CIK 2102530 |
| Ebong Francis → | 13F manager | – | – | CIK 0001878085 |
| EC Capital Fund, LP → | Issuer | – | – | CIK 2140648 |
| EC Lex Holdings LLC → | Issuer | – | – | CIK 2136286 |
| EC MANAGEMENT SERVICES, LLC → | RIA / FO | – | AUSTIN, TX | CRD 159891 |
| ECHELON INVESTMENT PARTNERS LP → | RIA / FO | – | BOCA RATON, FL | CRD 300855 |
| ECHELON MANAGEMENT → | RIA / FO | – | EVANSTON, WY | CRD 318674 |
| ECHELON PARTNERS X MANAGEMENT LLC → | RIA / FO | – | SHERIDAN, WY | CRD 342143 |
| ECHO → | RIA / FO | – | ROAD TOWN, TORTOLA | CRD 331599 |
| ECHO FINANCE → | RIA / FO | – | PHILADELPHIA, PA | CRD 317145 |
| ECHO HEALTH VENTURES LLC → | RIA / FO | – | DURHAM, NC | CRD 312774 |
| ECHO Realty, L.P. → | Issuer | – | – | CIK 2138603 |
| Echo Wealth Management, LLC → | 13F manager | – | – | CIK 1846994 |
| Echo45 Advisors LLC → | 13F manager | – | – | CIK 1908617 |
| ECHOLS LELDON E → | 13F manager | – | – | CIK 0001116073 |
| ECI MANAGEMENT LIMITED → | RIA / FO | – | LONDON | CRD 312682 |
| eCIO, Inc. → | 13F manager | – | – | CIK 1830823 |
| ECKERT ROBERT → | 13F manager | – | – | CIK 0001194256 |
| Eckhardt Sue Gail → | 13F manager | – | – | CIK 0001823769 |
| ECKUITY CAPITAL MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 341916 |
| Eckuity Fund II LP → | Issuer | – | – | CIK 2140707 |
| ECKUITY LLC → | RIA / FO | – | CYPRESS, TX | CRD 328867 |
| ECLECTIC → | RIA / FO | – | – | CRD 317051 |
| ECLECTIC ASSOCIATES INC /ADV → | 13F manager | – | – | CIK 743482 |
| ECLIPSE → | RIA / FO | – | PALO ALTO, CA | CRD 255789 |
| ECLIPSE OPERATIONS, LLC → | 13F manager | – | – | CIK 1908066 |
| ECLIPTIC MANAGEMENT, LLC → | RIA / FO | – | AUSTIN, TX | CRD 314617 |
| ECM EQUITY CAPITAL MANAGEMENT GMBH → | RIA / FO | – | FRANKFURT | CRD 160033 |
| ECM Fund 66 LLC → | Issuer | – | – | CIK 2136812 |
| ECOBRIDGE CAPITAL MANAGEMENT LP → | RIA / FO | – | NEW YORK, NY | CRD 331127 |
| ECOFI INVESTISSEMENTS SA → | 13F manager | – | – | CIK 2034064 |
| Econ Financial Services Corp → | 13F manager | – | – | CIK 1659718 |
| ECONOMIC CYCLE FUND MANAGEMENT, LP → | RIA / FO | – | NEW YORK, NY | CRD 340448 |
| EcoR1 Capital, LLC → | 13F manager | – | – | CIK 1587114 |
| ECP Capital Group RE Fund II, LLC → | Issuer | – | – | CIK 2136302 |
| ECP ControlCo, LLC → | 13F manager | – | – | CIK 1707921 |
| ECP MANAGEMENT III, LLC → | RIA / FO | – | VIRGINIA BEACH, VA | CRD 335759 |
| ECV IL MANCO LIMITED → | RIA / FO | – | TEL AVIV | CRD 318974 |
| Eddie Patel Inc → | 13F manager | – | – | CIK 2078760 |
| Edelman Financial Engines, L.P. → | Issuer | – | – | CIK 2136556 |
| EDELWEISS, LLC → | RIA / FO | – | SAN ANTONIO, TX | CRD 309453 |
| EDEN BLOCK LP → | RIA / FO | – | LONDON | CRD 341111 |
| EDEN ROAD CAPITAL, LLC → | RIA / FO | – | – | CRD 342430 |
| Edenbrook Capital, LLC → | 13F manager | – | – | CIK 1666682 |
| EDENTREE ASSET MANAGEMENT Ltd → | 13F manager | – | – | CIK 1980273 |
| EDGAR LOMAX CO/VA → | 13F manager | – | – | CIK 1013538 |
| EDGE CAPITAL INVESTMENT MANAGEMENT, LTD → | RIA / FO | – | ROAD TOWN | CRD 316894 |
| EDGE CASE CAPITAL PARTNERS → | RIA / FO | – | – | CRD 329191 |
| EDGE PARTNERS CAPITAL LLC → | RIA / FO | – | WESTPORT, CT | CRD 330669 |
| Edge Wealth Management LLC → | 13F manager | – | – | CIK 1567163 |
| Edgemoor Investment Advisors, Inc. → | 13F manager | – | – | CIK 1313792 |