| DIRECT INVESTMENT ADVISOR LLC → | RIA / FO | – | MILTON, GA | CRD 338873 |
| Directional Asset Management → | 13F manager | – | – | CIK 2105817 |
| DIS MANAGEMENT COMPANY → | RIA / FO | – | MIAMI BEACH, FL | CRD 162242 |
| Discerene Group LP → | 13F manager | – | – | CIK 1632958 |
| DISCERNING CAPITAL LLC → | RIA / FO | – | – | CRD 329416 |
| DISCIPLINA ASSET MANAGEMENT (SINGAPORE) PTE. LTD. → | RIA / FO | – | SINGAPORE, SINGAPORE | CRD 322019 |
| Disciplina Capital Management LLC → | 13F manager | – | – | CIK 1993404 |
| Discipline Wealth Solutions, LLC → | 13F manager | – | – | CIK 2010507 |
| Disciplined Equity Management, Inc. → | 13F manager | – | – | CIK 1909380 |
| DISCIPLINED GROWTH INVESTORS INC /MN → | 13F manager | – | – | CIK 1050442 |
| Disciplined Investments, LLC → | 13F manager | – | – | CIK 1812492 |
| Disciplined Investors, L.L.C. → | 13F manager | – | – | CIK 2056242 |
| DISCIPULUS MANAGEMENT LLC → | RIA / FO | – | MILL CREEK, WA | CRD 336812 |
| DISCOVERY CAPITAL MANAGEMENT, LLC / CT → | 13F manager | – | – | CIK 1389507 |
| Discovery Value Fund → | 13F manager | – | – | CIK 1750451 |
| DISRUPT MANAGEMENT CO., LLC → | RIA / FO | – | – | CRD 338415 |
| Distenfeld Gershon M → | 13F manager | – | – | CIK 0001347799 |
| Distillate Capital Partners LLC → | 13F manager | – | – | CIK 1741001 |
| DISTRIBUTED VENTURES → | RIA / FO | – | CHICAGO, IL | CRD 317989 |
| Div Capital Phoenix Assets Ltd → | 13F manager | – | – | CIK 2089718 |
| Divco West Real Estate Services, LLC → | 13F manager | – | – | CIK 1561877 |
| DIVERGENT CAPITAL MANAGEMENT COMPANY, LLC → | RIA / FO | – | NEW YORK, NY | CRD 322748 |
| DIVERGENT INVESTMENTS S.À.R.L → | RIA / FO | – | GRAND DUCHY OF LUXEMBOURG | CRD 327211 |
| DIVERGENT WEALTH ADVISORS, LLC → | RIA / FO | – | SOUTH JORDAN, UT | CRD 286383 |
| Diversified Absolute Return Fund, L.P. → | Issuer | – | – | CIK 2137841 |
| Diversified Enterprises, LLC → | 13F manager | – | – | CIK 2037264 |
| Diversified Investment Strategies, LLC → | 13F manager | – | – | CIK 1427196 |
| DIVERSIFIED MANAGEMENT INC → | 13F manager | – | – | CIK 922372 |
| Diversified Portfolios, Inc. → | 13F manager | – | – | CIK 1634212 |
| Diversified Trust Co → | 13F manager | – | – | CIK 1479844 |
| Diversify Advisory Services, LLC → | 13F manager | – | – | CIK 2021232 |
| DIVERSIFY WEALTH MANAGEMENT, LLC → | 13F manager | – | – | CIK 2030780 |
| DIVIDEND ASSETS CAPITAL, LLC → | 13F manager | – | – | CIK 1365167 |
| DIVIDEX MANAGEMENT LLC → | RIA / FO | – | WESTWOOD, MA | CRD 171322 |
| Divisadero Street Capital Management, LP → | 13F manager | – | – | CIK 1901865 |
| Divisar Capital Management LLC → | 13F manager | – | – | CIK 1645721 |
| DIVYDE CAPITAL PARTNERS L.P. → | RIA / FO | – | WESTPORT, CT | CRD 338880 |
| DIXON FNANCIAL SERVICES, INC. → | 13F manager | – | – | CIK 1909993 |
| DIXON MIDLAND COMPANY LLC → | RIA / FO | – | CHICAGO, IL | CRD 312128 |
| Dixon Mitchell Investment Counsel Inc. → | 13F manager | – | – | CIK 1993485 |
| DJE Kapital AG → | 13F manager | – | – | CIK 1659196 |
| DKM Wealth Management, Inc. → | 13F manager | – | – | CIK 2055833 |
| DKR CAPITAL PARTNERS L.P. → | RIA / FO | – | GREENWICH, CT | CRD 117815 |
| DKRT Investments Corp. → | 13F manager | – | – | CIK 2080627 |
| DL Partners Core Fund LP → | Issuer | – | – | CIK 2137496 |
| DLD Asset Management, LP → | 13F manager | – | – | CIK 1578299 |
| DLK Investment Management, LLC → | 13F manager | – | – | CIK 2016793 |
| DM CAPITAL MANAGEMENT, LLC → | RIA / FO | – | DECATUR, GA | CRD 313633 |
| DMC Group, LLC → | 13F manager | – | – | CIK 1893403 |
| DME Capital Management, LP → | 13F manager | – | – | CIK 1489933 |
| DMKC Advisory Services, LLC → | 13F manager | – | – | CIK 1901337 |
| DN CAPITAL (US), INC → | RIA / FO | – | PARK CITY, UT | CRD 161513 |
| DnB Asset Management AS → | 13F manager | – | – | CIK 1456670 |
| DNCA FINANCE → | 13F manager | – | – | CIK 1752759 |
| DNX VENTURE PARTNERS IV → | RIA / FO | – | SAN MATEO, CA | CRD 333106 |
| DNX VENTURES → | RIA / FO | – | SAN MATEO, CA | CRD 336680 |
| DNX VENTURES → | RIA / FO | – | SAN MATEO, CA | CRD 174076 |
| DNX VENTURES → | RIA / FO | – | SAN MATEO, CA | CRD 333875 |
| DNX VENTURES → | RIA / FO | – | SAN MATEO, CA | CRD 333872 |
| DNX VENTURES → | RIA / FO | – | SAN MATEO, CA | CRD 301664 |
| Do Ventures Fund II, LP → | Issuer | – | – | CIK 2136121 |
| DO VENTURES MANAGEMENT, LLC → | RIA / FO | – | HO CHI MINH CITY, HO CHI MINH CITY | CRD 342451 |
| DOCK STREET ASSET MANAGEMENT INC → | 13F manager | – | – | CIK 1172779 |
| Dockside LLC → | 13F manager | – | – | CIK 2074563 |
| Dodds Wealth, LLC → | 13F manager | – | – | CIK 1973728 |
| DODGE & COX → | 13F manager | – | – | CIK 200217 |
| DOEPFNER CAPITAL MANAGEMENT, L.P. → | RIA / FO | – | LOS ANGELES, CA | CRD 335225 |
| Dogwood Wealth Management LLC → | 13F manager | – | – | CIK 2056922 |
| DOHENY ASSET MANAGEMENT /CA → | 13F manager | – | – | CIK 936936 |
| DOLAN JAMES LAWRENCE → | 13F manager | – | – | CIK 0000933028 |
| Dolan Kristin A → | 13F manager | – | – | CIK 0001480991 |
| DOLAN PATRICK FRANCIS → | 13F manager | – | – | CIK 0000932963 |
| DOLAN THOMAS CHARLES → | 13F manager | – | – | CIK 0000933029 |
| DOLBY FAMILY CAPITAL MANAGEMENT LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 313971 |
| DOLBY FAMILY VENTURES LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 313994 |
| DOLIVER ADVISORS, LP → | 13F manager | – | – | CIK 938077 |
| Doliver Cart, LLC → | Issuer | – | – | CIK 2142604 |
| DOLOMITE CAPITAL ADVISORS LLP → | RIA / FO | – | LONDON, WESTMINSTER | CRD 341456 |
| DOLPHIN ASSOCIATES III, LLC → | RIA / FO | – | – | CRD 163972 |
| Doma Perpetual Capital Management LLC → | 13F manager | – | – | CIK 1962221 |
| DOMAIN ASSOCIATES, LLC → | RIA / FO | – | PRINCETON, NJ | CRD 159846 |
| DOMINARI IM LLC → | RIA / FO | – | NEW YORK, NY | CRD 334275 |
| Dominari Master SPV LLC Series XXIV Prometheus → | Issuer | – | – | CIK 2138696 |
| Dominguez Wealth Management Solutions, Inc. → | 13F manager | – | – | CIK 1881335 |
| DOMINION FIDUCIARY SERVICES (MALTA) LIMITED → | RIA / FO | – | ST. JULIAN'S | CRD 173359 |
| DOMINSKI MATTHEW → | 13F manager | – | – | CIK 0001201056 |
| DON'T QUIT VENTURES LLC → | RIA / FO | – | – | CRD 333580 |
| DONALD SMITH & CO., INC. → | 13F manager | – | – | CIK 814375 |
| DONALDSON CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 1487438 |
| Donaldson Philip E → | 13F manager | – | – | CIK 0001737667 |
| Donalies Financial Planning, LLC → | 13F manager | – | – | CIK 2111587 |
| DONEGAL MUTUAL INSURANCE CO → | 13F manager | – | – | CIK 0000935596 |
| Donfris Michael J → | 13F manager | – | – | CIK 0002026106 |
| Donikowski Tina → | 13F manager | – | – | CIK 0001700872 |
| Donley Brian E. → | 13F manager | – | – | CIK 0001763196 |
| Donnell William E. → | 13F manager | – | – | CIK 0002066634 |
| Donnelly Brian J → | 13F manager | – | – | CIK 0002065630 |
| Donoghue Forlines LLC → | 13F manager | – | – | CIK 1702435 |
| Donor Advised Charitable Giving, Inc. → | 13F manager | – | – | CIK 1535839 |
| Donovan James Joseph → | 13F manager | – | – | CIK 0001929569 |