| CYPRESS FUND MANAGEMENT, LLC → | RIA / FO | – | SHREVEPORT, LA | CRD 336224 |
| CYPRESS GROWTH CAPITAL, LLC → | RIA / FO | – | DALLAS, TX | CRD 171001 |
| CYPRESS POINT INVESTMENT MANAGEMENT LP → | 13F manager | – | – | CIK 2058475 |
| Cypress Point Wealth Management, LLC → | 13F manager | – | – | CIK 1825611 |
| Cypress Wealth Services, LLC → | 13F manager | – | – | CIK 1721527 |
| Cyr Financial Inc. → | 13F manager | – | – | CIK 2010666 |
| CYRUS CAPITAL PARTNERS, L.P. → | 13F manager | – | – | CIK 1166564 |
| CZ HEDGE MANAGEMENT, LLC → | RIA / FO | – | – | CRD 159855 |
| Czech National Bank → | 13F manager | – | – | CIK 1908923 |
| D ASSOCIATES GP (ISRAEL) LTD. → | RIA / FO | – | TEL AVIV | CRD 296628 |
| D CAPITAL, INC. → | RIA / FO | – | MINATO-KU, TOKYO | CRD 336322 |
| D F BURCH ADVISORS, LTD. → | RIA / FO | – | DALLAS, TX | CRD 132845 |
| D L CARLSON INVESTMENT GROUP INC → | 13F manager | – | – | CIK 1021117 |
| D PARTNERS 2 COMPANY (MANAGEMENT) 2005 LTD. → | RIA / FO | – | TEL AVIV | CRD 162511 |
| D. Boral Master SPV LLC, Series X Prometheus → | Issuer | – | – | CIK 2137189 |
| D. E. Shaw & Co., Inc. → | 13F manager | – | – | CIK 1009207 |
| D. E. Shaw Lithic XTM Fund, L.L.C. → | Issuer | – | – | CIK 2140636 |
| D.A. DAVIDSON & CO. → | 13F manager | – | – | CIK 1080107 |
| D.B. Root & Company, LLC → | 13F manager | – | – | CIK 1731717 |
| D'Orazio & Associates, Inc. → | 13F manager | – | – | CIK 1646821 |
| D/B/A RIVERSIDE CAPITAL MANAGEMENT → | RIA / FO | – | WHITE PLAINS, NY | CRD 163078 |
| D1 Capital Partners L.P. → | 13F manager | – | – | CIK 1747057 |
| DA CAPITAL LLC → | RIA / FO | – | NEW YORK, NY | CRD 329028 |
| DABRA CAPITAL PARTNERS, LLC → | RIA / FO | – | BROOKLYN, NY | CRD 309575 |
| DaBreo Anthony → | 13F manager | – | – | CIK 0002034398 |
| Dadswell Charles → | 13F manager | – | – | CIK 0001575229 |
| DAEDALIAN PARTNERS, LP → | RIA / FO | – | NEW YORK, NY | CRD 343163 |
| DAFNA Capital Management LLC → | 13F manager | – | – | CIK 1389933 |
| DAFT CAPITAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 339931 |
| DAG VENTURES → | RIA / FO | – | PALO ALTO, CA | CRD 162705 |
| DAG Ventures, LLC → | 13F manager | – | – | CIK 1624576 |
| DAGCO, INC. → | 13F manager | – | – | CIK 1767343 |
| DAHAB ASSOCIATES INC → | RIA / FO | – | BAY SHORE, NY | CRD 108356 |
| DAHL JAMES H → | 13F manager | – | – | CIK 0000933422 |
| DAHRING {-} CUSMANO LLC → | 13F manager | – | – | CIK 2053669 |
| Dai-ichi Life Insurance Company, Ltd → | 13F manager | – | – | CIK 1697728 |
| Dai-ichi Life International Holdings LLC → | 13F manager | – | – | CIK 1977663 |
| DAIDO LIFE INSURANCE CO → | 13F manager | – | – | CIK 1173460 |
| DAILY JOURNAL CORP → | 13F manager | – | – | CIK 783412 |
| Daimyo Multi-Strategy Fund I LP → | Issuer | – | – | CIK 2138093 |
| DAIWA INTERNATIONAL CAPITAL PARTNERS LIMITED → | RIA / FO | – | LONDON | CRD 325039 |
| Daiwa Securities Group Inc. → | 13F manager | – | – | CIK 1481045 |
| Dakos Andrew → | 13F manager | – | – | CIK 0001341021 |
| Dakota Community Bank & Trust NA → | 13F manager | – | – | CIK 1950556 |
| DAKOTA PACIFIC GLOBAL MACRO ADVISERS LP → | RIA / FO | – | SALT LAKE CITY, UT | CRD 288781 |
| Dakota Wealth Management → | 13F manager | – | – | CIK 1631353 |
| Dala Group, LLC → | 13F manager | – | – | CIK 2129058 |
| Dalal Street, LLC → | 13F manager | – | – | CIK 1549575 |
| Dale Q Rice Investment Management Ltd → | 13F manager | – | – | CIK 2041427 |
| DALE TIONGSON → | RIA / FO | – | – | CRD 338149 |
| Dalecrest PE Fund LLC → | Issuer | – | – | CIK 2141523 |
| DALFORT CAPITAL PARTNERS → | RIA / FO | – | DALLAS, TX | CRD 317495 |
| DALGIN, BURAK → | RIA / FO | – | ISTANBUL | CRD 313893 |
| Dallas H James → | 13F manager | – | – | CIK 0001324953 |
| DALLAS VENTURE CAPITAL → | RIA / FO | – | SOUTHLAKE, TX | CRD 312358 |
| DALMORE CAPITAL LIMITED → | RIA / FO | – | LONDON | CRD 342093 |
| Dalton Investments, Inc. → | 13F manager | – | – | CIK 1388838 |
| Dalton Mills, Inc. → | Issuer | – | – | CIK 2136348 |
| Dambkowski Carl → | 13F manager | – | – | CIK 0001983476 |
| Damon Doneene K → | 13F manager | – | – | CIK 0001998554 |
| Dana Investment Advisors, Inc. → | 13F manager | – | – | CIK 1427514 |
| Daner Wealth Management, LLC → | 13F manager | – | – | CIK 1956649 |
| DANHUA CAPITAL MANAGEMENT, LLC → | RIA / FO | – | MENLO PARK, CA | CRD 170108 |
| Danica Pension, Livsforsikringsaktieselskab → | 13F manager | – | – | CIK 2096095 |
| Danmarks Nationalbank → | 13F manager | – | – | CIK 2110543 |
| DANSKE BANK A/S → | 13F manager | – | – | CIK 800177 |
| Danvers Dentistry PC → | Issuer | – | – | CIK 2137071 |
| DAOBIT HOLDINGS LIMITED → | RIA / FO | – | DENVER, CO | CRD 339212 |
| DAOYI ASSET MANAGEMENT LIMITED → | RIA / FO | – | HONG KONG | CRD 341482 |
| DARA CAPITAL US, INC. → | 13F manager | – | – | CIK 1891892 |
| DARAJA CAPITAL PARTNERS LP → | RIA / FO | – | – | CRD 326735 |
| Darden Wealth Group Inc → | 13F manager | – | – | CIK 2011221 |
| DARK FOREST CAPITAL MANAGEMENT LP → | 13F manager | – | – | CIK 1853322 |
| DARK HORSE CAPITAL MANAGEMENT LLC → | RIA / FO | – | CHADDS FORD, PA | CRD 321156 |
| DARK POOL CAPITAL → | RIA / FO | – | – | CRD 339561 |
| DARLINGTON PARTNERS CAPITAL MANAGEMENT, LP → | 13F manager | – | – | CIK 1854440 |
| DARROCK, LLC → | RIA / FO | – | KADIKOY | CRD 340896 |
| Darrow Company, Inc. → | 13F manager | – | – | CIK 1908169 |
| Darsana Capital Partners LP → | 13F manager | – | – | CIK 1609098 |
| DARWIN AND WOLF, LLC → | RIA / FO | – | – | CRD 320640 |
| DARWIN CAPITAL PARTNERS, INC. → | RIA / FO | – | TOKYO | CRD 341639 |
| Darwin Global Management, Ltd. → | 13F manager | – | – | CIK 1839209 |
| DARWIN GLOBAL MANAGEMENT, LTD. → | RIA / FO | – | ST. HELIER, CHANNEL ISLANDS | CRD 312512 |
| Darwin Wealth Management, LLC → | 13F manager | – | – | CIK 1663224 |
| Darwins River Capital, LP → | 13F manager | – | – | CIK 2064978 |
| Dash Acquisitions Inc. → | 13F manager | – | – | CIK 1745885 |
| Dastoor Michael → | 13F manager | – | – | CIK 0001295399 |
| Data Collective IV GP, LLC → | 13F manager | – | – | CIK 1664974 |
| DATA DRIVEN INVESTMENTS, LLC → | RIA / FO | – | – | CRD 340493 |
| DATA POINT MANAGEMENT COMPANY, LLC → | RIA / FO | – | BOSTON, MA | CRD 164853 |
| DATALIGN → | RIA / FO | – | CAMBRIDGE, MA | CRD 317004 |
| DATAPOWER VENTURES → | RIA / FO | – | NEW YORK, NY | CRD 334379 |
| DATATRIBE FOUNDRY, LLC → | RIA / FO | – | FULTON, MD | CRD 315206 |
| DATATRIBE OPPORTUNITIES MANAGEMENT, LLC → | RIA / FO | – | JACKSON, WY | CRD 316737 |
| Datesh LuAnn → | 13F manager | – | – | CIK 0001672739 |
| Dauntless Investment Group, LLC → | 13F manager | – | – | CIK 2044285 |
| DAVENPORT & Co LLC → | 13F manager | – | – | CIK 887777 |
| Daventry Group, LP → | 13F manager | – | – | CIK 1823718 |
| Davern Capital Partners, LP → | 13F manager | – | – | CIK 2003147 |
| DAVID CAPITAL PARTNERS, LLC → | RIA / FO | – | CHICAGO, IL | CRD 291910 |