| CORE VENTURE CAPITAL → | RIA / FO | – | WEST HOLLYWOOD, CA | CRD 163335 |
| Core Wealth Advisors, Inc. → | 13F manager | – | – | CIK 1770532 |
| CORE WEALTH ADVISORS, LLC → | 13F manager | – | – | CIK 2110114 |
| Core Wealth Management, Inc. → | 13F manager | – | – | CIK 1965150 |
| Core Wealth Partners LLC → | 13F manager | – | – | CIK 1965078 |
| Corebridge Financial, Inc. → | 13F manager | – | – | CIK 1889539 |
| Corecam AG → | 13F manager | – | – | CIK 2110914 |
| Corecam Pte. Ltd. → | 13F manager | – | – | CIK 2106977 |
| CoreCap Advisors, LLC → | 13F manager | – | – | CIK 1902501 |
| CORECO CENTRAL AMERICA PARTNERS I, LLC → | RIA / FO | – | GUATEMALA | CRD 165281 |
| CoreCommodity Management, LLC → | 13F manager | – | – | CIK 1301743 |
| CoreFirst Bank & Trust → | 13F manager | – | – | CIK 1845199 |
| CORELINE MANAGEMENT LLC → | RIA / FO | – | REDWOOD CITY, CA | CRD 334542 |
| COREPATH WEALTH PARTNERS LLC → | 13F manager | – | – | CIK 1845838 |
| COREVIEW CAPITAL MANAGEMENT LIMITED → | RIA / FO | – | HONG KONG | CRD 311966 |
| CoreView Capital Management Ltd → | 13F manager | – | – | CIK 1842785 |
| Corey William S. Jr. → | 13F manager | – | – | CIK 0001815639 |
| Corgi 3, a series of Capitalize Investments LLC → | Issuer | – | – | CIK 2139357 |
| Corient Global Partners Ltd → | Issuer | – | – | CIK 2138844 |
| Corient IA LLC → | 13F manager | – | – | CIK 2058426 |
| Corient Partners US LP → | Issuer | – | – | CIK 2138841 |
| Corient Private Wealth LLC → | 13F manager | – | – | CIK 1948780 |
| Corigliano Investment Advisers, LLC → | 13F manager | – | – | CIK 2031771 |
| CORINTHIA UK MANAGEMENT LIMITED → | RIA / FO | – | LONDON | CRD 335155 |
| Cormorant Asset Management, LP → | 13F manager | – | – | CIK 1583977 |
| Cornell Pochily Investment Advisors, Inc. → | 13F manager | – | – | CIK 1736260 |
| CORNER MARKET CAPITAL US, INC. → | RIA / FO | – | VANCOUVER | CRD 169168 |
| CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC → | 13F manager | – | – | CIK 2044324 |
| Cornerstone Advisors, LLC → | 13F manager | – | – | CIK 1775446 |
| Cornerstone Advisory, LLC → | 13F manager | – | – | CIK 1668189 |
| CORNERSTONE CAPITAL MANAGEMENT, INC. → | RIA / FO | – | TROY, MI | CRD 162746 |
| Cornerstone Capital, Inc. → | 13F manager | – | – | CIK 819535 |
| CORNERSTONE ENTERPRISES, LLC → | 13F manager | – | – | CIK 1987314 |
| Cornerstone Financial Group, LLC /NE/ → | 13F manager | – | – | CIK 2056783 |
| Cornerstone Financial Management LLC → | 13F manager | – | – | CIK 2110329 |
| Cornerstone Investment Partners, LLC → | 13F manager | – | – | CIK 1328062 |
| Cornerstone Management, Inc. → | 13F manager | – | – | CIK 1587867 |
| Cornerstone National Bank & Trust Co → | 13F manager | – | – | CIK 2104293 |
| CORNERSTONE PARTNERS CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 1845620 |
| Cornerstone Planning Group LLC → | 13F manager | – | – | CIK 1822587 |
| Cornerstone Planning, LLC → | 13F manager | – | – | CIK 1802105 |
| Cornerstone Select Advisors, LLC → | 13F manager | – | – | CIK 2055366 |
| Cornerstone Wealth Advisors, Inc. → | 13F manager | – | – | CIK 1862176 |
| Cornerstone Wealth Group, LLC → | 13F manager | – | – | CIK 1774879 |
| Cornerstone Wealth Management, LLC → | 13F manager | – | – | CIK 1674117 |
| Cornerstone Wealth Partners, LLC → | 13F manager | – | – | CIK 2109292 |
| Cornerstone Wealth, LLC/TN → | 13F manager | – | – | CIK 2135644 |
| Cornett John Gregory → | 13F manager | – | – | CIK 0002013670 |
| Cornog William L → | 13F manager | – | – | CIK 0001697415 |
| COROMANDEL CAPITAL → | RIA / FO | – | PASADENA, CA | CRD 332656 |
| Coronation Fund Managers Ltd. → | 13F manager | – | – | CIK 1594320 |
| CORONET INVESTMENTS PTY LTD → | RIA / FO | – | SYDNEY, NEW SOUTH WALES | CRD 334011 |
| CORPORATE PARTNERS II MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 161671 |
| CORPORATE SUPPORT RESEARCH INSTITUTE CO., LTD. → | RIA / FO | – | TOKYO | CRD 335693 |
| Corps Capital Advisors, LLC → | 13F manager | – | – | CIK 2054234 |
| CORPUS MANAGEMENT COMPANY X, LLC → | RIA / FO | – | TRIANON | CRD 336320 |
| CORRADO ADVISORS, LLC → | 13F manager | – | – | CIK 1482611 |
| Corre Partners Management, LLC → | 13F manager | – | – | CIK 0001537323 |
| Corre Partners Management, LLC → | 13F manager | – | – | CIK 1537323 |
| CORRECT CAPITAL WEALTH MANAGEMENT → | 13F manager | – | – | CIK 1844835 |
| CORRELATION MANAGEMENT, LLC → | RIA / FO | – | SAN DIEGO, CA | CRD 161940 |
| Correnti Salvatore → | 13F manager | – | – | CIK 0001738718 |
| CORRIENTE ADVISORS, LLC → | RIA / FO | – | FORT WORTH, TX | CRD 127639 |
| Corriente-Omnitron SAFE Fund, LP → | Issuer | – | – | CIK 2137063 |
| CORSAIR CAPITAL MANAGEMENT, L.P. → | 13F manager | – | – | CIK 1276470 |
| Corsicana & Co. → | 13F manager | – | – | CIK 1869923 |
| CORTEN CAPITAL → | RIA / FO | – | LONDON | CRD 305335 |
| CORTLAND ASSOCIATES INC/MO → | 13F manager | – | – | CIK 1014315 |
| Cortlandt Legal Fund 1, LLC → | Issuer | – | – | CIK 2136661 |
| CORTON CAPITAL LLC → | RIA / FO | – | SÃO PAULO | CRD 321889 |
| CORUM ASSET MANAGEMENT → | RIA / FO | – | PARIS | CRD 282845 |
| Corundum Group, Inc. → | 13F manager | – | – | CIK 1486083 |
| CORUNDUM PARTNERS → | RIA / FO | – | COLORADO SPRINGS, CO | CRD 282191 |
| Corundum Trust Company, INC → | 13F manager | – | – | CIK 1987720 |
| Corus Family Wealth Advisors → | 13F manager | – | – | CIK 1894830 |
| Corvex Management LP → | 13F manager | – | – | CIK 1535472 |
| Cosentino John A Jr → | 13F manager | – | – | CIK 0001335778 |
| Cosknorr Properties, LLC → | Issuer | – | – | CIK 2138017 |
| Cosmic Management, LLC → | 13F manager | – | – | CIK 2113747 |
| COSMIC MANAGEMENT, LLC → | RIA / FO | – | WEST HOLLYWOOD, CA | CRD 308528 |
| COSMOS MANAGEMENT LLC → | RIA / FO | – | AUSTIN, TX | CRD 340741 |
| Cosner Financial Group, LLC → | 13F manager | – | – | CIK 1674627 |
| COSSE STEVEN A → | 13F manager | – | – | CIK 0001239248 |
| Costa James M → | 13F manager | – | – | CIK 0001583207 |
| COSTA, ANDRE → | RIA / FO | – | GOIANI, GOIAS | CRD 289590 |
| COSTANOA VENTURES → | RIA / FO | – | PALO ALTO, CA | CRD 164808 |
| Costello Asset Management, INC → | 13F manager | – | – | CIK 1760145 |
| Coston, McIsaac & Partners → | 13F manager | – | – | CIK 1945037 |
| Cottage Street Advisors LLC → | 13F manager | – | – | CIK 1665302 |
| COTTONWOOD CAPITAL ADVISORS, LLC → | 13F manager | – | – | CIK 1903321 |
| COTTONWOOD CAPITAL GROUP → | RIA / FO | – | – | CRD 327911 |
| Coughlin Daniel E → | 13F manager | – | – | CIK 0001786853 |
| Coughlin Zachary → | 13F manager | – | – | CIK 0001922587 |
| Cougle Melissa → | 13F manager | – | – | CIK 0001744764 |
| Coulter Julian George → | 13F manager | – | – | CIK 0002134177 |
| COUNCIL OAKS PARTNERS, LLC → | RIA / FO | – | AUSTIN, TX | CRD 332138 |
| Council Ring Capital, LLC → | 13F manager | – | – | CIK 1984078 |
| Councilmark Asset Management, LLC → | 13F manager | – | – | CIK 2022076 |
| Countach Medical Corp → | Issuer | – | – | CIK 2138901 |
| COUNTERPART VENTURES → | RIA / FO | – | SAN FRANCISCO, CA | CRD 310398 |