| Conrad Siegel Investment Advisors, Inc. → | 13F manager | – | – | CIK 1905875 |
| Conroy Theresa A. → | 13F manager | – | – | CIK 0001976248 |
| CONSCIOUS WEALTH INVESTMENTS, LLC → | 13F manager | – | – | CIK 2011014 |
| CONSEQUENT CAPITAL INVESTMENTS, LLC → | RIA / FO | – | ATLANTA, GA | CRD 293351 |
| Conservest Capital Advisors, Inc. → | 13F manager | – | – | CIK 1705716 |
| Consiglio Ronald J → | 13F manager | – | – | CIK 0001232088 |
| CONSILIO WEALTH ADVISORS, LLC → | 13F manager | – | – | CIK 1908944 |
| Consilium Wealth Advisory, LLC → | 13F manager | – | – | CIK 1904906 |
| CONSOLIDATED CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 1666613 |
| CONSOLIDATED EQUITY III ADVISORY AB → | RIA / FO | – | STOCKHOLM, UPPLAND | CRD 335589 |
| Consolidated Investment Group LLC → | 13F manager | – | – | CIK 1556168 |
| Consolidated Portfolio Review Corp → | 13F manager | – | – | CIK 1972835 |
| CONSOLIDATED PRESS INTERNATIONAL HOLDINGS LTD → | 13F manager | – | – | CIK 1260786 |
| CONSOLIDATION ET DEVELOPPEMENT GESTION → | RIA / FO | – | PARIS | CRD 319380 |
| CONSONANT VENTURES → | RIA / FO | – | NEW YORK, NY | CRD 338708 |
| Constant Guidance Financial LLC → | 13F manager | – | – | CIK 1995383 |
| Constellation Investments, Inc. → | 13F manager | – | – | CIK 1573575 |
| Constitution Capital LLC → | 13F manager | – | – | CIK 1845531 |
| CONSTRUCT CAPITAL → | RIA / FO | – | WASHINGTON, DC | CRD 310594 |
| CONSTRUCTOR CAPITAL I GP LTD. → | RIA / FO | – | GRAND CAYMAN | CRD 329251 |
| CONSULTA LIMITED → | RIA / FO | – | LONDON | CRD 318927 |
| Consulta Ltd → | 13F manager | – | – | CIK 1510677 |
| CONSULTIVA WEALTH MANAGEMENT, CORP. → | 13F manager | – | – | CIK 1845849 |
| Contango Wealth Management LLC → | 13F manager | – | – | CIK 2137383 |
| CONTEMPORARY HEALTHCARE CAPITAL, LLC → | RIA / FO | – | CHATTANOOGA, TN | CRD 293823 |
| Context Capital Management, LLC → | 13F manager | – | – | CIK 1301396 |
| CONTINENTAL ADVISORS LLC → | 13F manager | – | – | CIK 1277779 |
| CONTINENTAL GENERAL INSURANCE CO → | 13F manager | – | – | CIK 24046 |
| CONTINENTAL GRAIN CO → | 13F manager | – | – | CIK 929607 |
| CONTINENTAL INVESTORS SERVICES, INC. → | 13F manager | – | – | CIK 883634 |
| Continuum Advisory, LLC → | 13F manager | – | – | CIK 1846532 |
| CONTINUUM WEALTH ADVISORS, LLC → | 13F manager | – | – | CIK 1966482 |
| Contour Asset Management LLC → | 13F manager | – | – | CIK 1510669 |
| CONTOUR VENTURE PARTNERS → | RIA / FO | – | NEW YORK, NY | CRD 162419 |
| Contra Fund Partners, LP → | Issuer | – | – | CIK 2140178 |
| Contraline-5, a series of Jason's Syndicate, LLC → | Issuer | – | – | CIK 2137042 |
| CONTRARIAN CAPITAL MANAGEMENT, L.L.C. → | 13F manager | – | – | CIK 1050417 |
| Contrarius Group Holdings Ltd → | 13F manager | – | – | CIK 2054801 |
| CONTRAVISORY INVESTMENT MANAGEMENT, INC. → | 13F manager | – | – | CIK 1365707 |
| Contreras-Sweet Maria → | 13F manager | – | – | CIK 0001700964 |
| CONVECTIVE CAPITAL MANAGEMENT, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 324626 |
| Convergence Financial, LLC → | 13F manager | – | – | CIK 2034001 |
| Convergence Investment Partners, LLC → | 13F manager | – | – | CIK 1456133 |
| CONVERGENT FINANCE, LLP → | RIA / FO | – | MUMBAI | CRD 320731 |
| CONVERGENT VENTURES LLC → | RIA / FO | – | – | CRD 326986 |
| CONVERGENT WEALTH ADVISORS INC → | RIA / FO | – | DENVER, CO | CRD 336657 |
| Converium Capital Inc. → | 13F manager | – | – | CIK 2043653 |
| Conversant Capital LLC → | 13F manager | – | – | CIK 1850901 |
| CONVERSION CAPITAL, LLC → | RIA / FO | – | FULTON, MD | CRD 301524 |
| CONVICTION PARTNERS, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 324113 |
| CONWAY CAPITAL MANAGEMENT, INC. → | 13F manager | – | – | CIK 2044929 |
| Cook & Bynum Capital Management, LLC → | 13F manager | – | – | CIK 1542280 |
| Cook Cody → | 13F manager | – | – | CIK 0002049872 |
| Cook Melanie K. → | 13F manager | – | – | CIK 0001914165 |
| COOKE & BIELER LP → | 13F manager | – | – | CIK 24386 |
| Cooke Julie → | 13F manager | – | – | CIK 0001776977 |
| Cooke Wealth Management, LLC → | 13F manager | – | – | CIK 2093659 |
| Cooksen Wealth, LLC → | 13F manager | – | – | CIK 2016393 |
| COOKSON PEIRCE & CO INC → | 13F manager | – | – | CIK 1141455 |
| COOLABAH CAPITAL INVESTMENTS (USA) INC → | RIA / FO | – | MIAMI, FL | CRD 336841 |
| Cooley Richard Scott → | 13F manager | – | – | CIK 0001406840 |
| Cooney Anne M → | 13F manager | – | – | CIK 0001667708 |
| Cooper Capital Advisors LLC → | 13F manager | – | – | CIK 1957878 |
| COOPER CREEK PARTNERS MANAGEMENT LLC → | 13F manager | – | – | CIK 1512162 |
| Cooper Diane L. → | 13F manager | – | – | CIK 0001757376 |
| Cooper Financial Group → | 13F manager | – | – | CIK 1751581 |
| COOPER INVESTORS PTY LTD → | 13F manager | – | – | CIK 1561728 |
| Cooper Matthew W → | 13F manager | – | – | CIK 0001727277 |
| Cooper Shantella E. → | 13F manager | – | – | CIK 0001698291 |
| COOPER/HAIMS ADVISORS, LLC → | 13F manager | – | – | CIK 1654033 |
| Cooperatieve Gilde Healthcare Private Equity V U.A. → | Issuer | – | – | CIK 2139397 |
| COOPERMAN LEON G → | 13F manager | – | – | CIK 898382 |
| COOPERMAN LEON G → | 13F manager | – | – | CIK 0000898382 |
| Coordinated Financial Services, Inc. → | 13F manager | – | – | CIK 2055532 |
| Copeland Capital Management, LLC → | 13F manager | – | – | CIK 1541743 |
| Copeland Margot → | 13F manager | – | – | CIK 0001913285 |
| COPENHAGEN INFRASTRUCTURE PARTNERS → | RIA / FO | – | COPENHAGEN | CRD 307334 |
| COPERNICUS INVESTMENT MANAGER LLC → | RIA / FO | – | – | CRD 340197 |
| Copia Wealth Management → | 13F manager | – | – | CIK 2058771 |
| Copley Financial Group, Inc. → | 13F manager | – | – | CIK 2045258 |
| Coppell Advisory Solutions LLC → | 13F manager | – | – | CIK 1848433 |
| COPPER SKY CAPITAL, LLC → | RIA / FO | – | SCOTTSDALE, AZ | CRD 317059 |
| COPPER STREET CAPITAL LLP → | RIA / FO | – | LONDON | CRD 288882 |
| Copperwood Asset Management LP → | 13F manager | – | – | CIK 2100569 |
| Coquina Private Wealth LLC → | 13F manager | – | – | CIK 2103792 |
| CORA CAPITAL ADVISORS LLC → | 13F manager | – | – | CIK 1964530 |
| CORAL COVE US GP LTD. → | RIA / FO | – | CEDAR PARK, TX | CRD 340381 |
| Coral Wealth Management, LLC → | 13F manager | – | – | CIK 2135133 |
| CORBIERE CAPITAL MANAGEMENT (JERSEY) LIMITED → | RIA / FO | – | ST HELIER | CRD 330061 |
| CORBYN INVESTMENT MANAGEMENT INC/MD → | 13F manager | – | – | CIK 919538 |
| CORDA Investment Management, LLC. → | 13F manager | – | – | CIK 1545812 |
| Cordant, Inc. → | 13F manager | – | – | CIK 1830942 |
| Cordatus Wealth Management LLC → | 13F manager | – | – | CIK 1715862 |
| Cordgrass Capital Advisors, LLC → | 13F manager | – | – | CIK 1912040 |
| Cordoba Advisory Partners LLC → | 13F manager | – | – | CIK 2067133 |
| Core Alternative Capital → | 13F manager | – | – | CIK 1776878 |
| Core Asset Credit Partners, LLC → | Issuer | – | – | CIK 2136105 |
| CORE ELEVEN INVESTMENTS MANAGEMENT LLC → | RIA / FO | – | – | CRD 338384 |
| CORE EQUITY HOLDINGS GP LIMITED → | RIA / FO | – | GRAND CAYMAN | CRD 285453 |
| CORE INVESTMENT ADVISORS LLC → | RIA / FO | – | COLUMBUS, OH | CRD 287852 |