| COMMITTED CAPITAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 342059 |
| Commodore Capital LP → | 13F manager | – | – | CIK 1831942 |
| COMMON FUND FOR NONPROFIT ORGANIZATIONS → | 13F manager | – | – | CIK 2022949 |
| COMMONS CAPITAL, LLC → | 13F manager | – | – | CIK 1912835 |
| COMMONVIEW CAPITAL → | RIA / FO | – | – | CRD 290040 |
| COMMONWEAL VENTURES MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 334257 |
| COMMONWEALTH ASSET MANAGEMENT LP → | RIA / FO | – | LOS ANGELES, CA | CRD 306098 |
| COMMONWEALTH BANK OF AUSTRALIA → | 13F manager | – | – | CIK 8565 |
| COMMONWEALTH EQUITY SERVICES, LLC → | 13F manager | – | – | CIK 312272 |
| Commonwealth Financial Services, LLC → | 13F manager | – | – | CIK 1536755 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS → | 13F manager | – | – | CIK 1083190 |
| Commonwealth Retirement Investments LLC → | 13F manager | – | – | CIK 1963787 |
| COMMONWEALTH VENTURE MANAGEMENT CORP. → | RIA / FO | – | WOBURN, MA | CRD 161567 |
| COMMUNICATION CAPITAL PARTNERS, LLC → | RIA / FO | – | CHEVY CHASE, MD | CRD 162954 |
| COMMUNITAS CAPITAL PARTNERS, LLC → | RIA / FO | – | NEW YORK, NY | CRD 318772 |
| Community Bank & Trust, Waco, Texas → | 13F manager | – | – | CIK 1654847 |
| Community Bank of Raymore → | 13F manager | – | – | CIK 1599923 |
| Community Bank, N.A. → | 13F manager | – | – | CIK 1632187 |
| Community Financial Services Group, LLC → | 13F manager | – | – | CIK 1537319 |
| COMMUNITY TAILORED OPPORTUNITIES LLC → | RIA / FO | – | NEW YORK, NY | CRD 329076 |
| COMMUNITY TRUST & INVESTMENT CO → | 13F manager | – | – | CIK 1047142 |
| COMO ASSET MANAGEMENT II, LLC → | RIA / FO | – | CHICAGO, IL | CRD 307503 |
| COMPA CAPITAL GP, LLC → | RIA / FO | – | LOS ANGELES, CA | CRD 321774 |
| Compagnie Lombard Odier SCmA → | 13F manager | – | – | CIK 1615423 |
| COMPANY VENTURE CAPITAL MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 299250 |
| COMPANYON VENTURES → | RIA / FO | – | BOSTON, MA | CRD 307354 |
| Compass Advisory Group LLC → | 13F manager | – | – | CIK 1720292 |
| COMPASS CAPITAL CORP /MA/ /ADV → | 13F manager | – | – | CIK 749763 |
| COMPASS CAPITAL MANAGEMENT, INC → | 13F manager | – | – | CIK 1002152 |
| Compass Financial Group, Inc. → | 13F manager | – | – | CIK 1666910 |
| Compass Financial Group, Inc. (Ohio) → | 13F manager | – | – | CIK 2115210 |
| Compass Financial Group, INC/SD → | 13F manager | – | – | CIK 1964835 |
| Compass Financial Services Inc → | 13F manager | – | – | CIK 2039088 |
| Compass Ion Advisors, LLC → | 13F manager | – | – | CIK 1621100 |
| Compass Planning Associates Inc → | 13F manager | – | – | CIK 2046823 |
| COMPASS POINT ASSET MANAGEMENT, LLC → | RIA / FO | – | WASHINGTON, DC | CRD 172702 |
| Compass Rose Asset Management, LP → | 13F manager | – | – | CIK 1758811 |
| Compass Wealth Management LLC → | 13F manager | – | – | CIK 1965653 |
| Compass Wealth Management, LLC/GA → | 13F manager | – | – | CIK 2076480 |
| Complete Robot Inc. → | Issuer | – | – | CIK 2138445 |
| COMPOSABILITY GP LIMITED → | RIA / FO | – | GIBRALTAR | CRD 319734 |
| COMPOSITE CAPITAL MANAGEMENT (SG) PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 337252 |
| Composition Wealth, LLC → | 13F manager | – | – | CIK 1585859 |
| COMPOUND CAPITAL HOLDINGS LLC → | RIA / FO | – | WASHINGTON, DC | CRD 338498 |
| COMPOUND CAPITAL MANAGEMENT → | RIA / FO | – | NASHVILLE, TN | CRD 163159 |
| Compound Global Advisors, LLC → | 13F manager | – | – | CIK 1962450 |
| Compound Planning, Inc. → | 13F manager | – | – | CIK 1978879 |
| Comprehensive Financial Consultants Institutional, Inc. → | 13F manager | – | – | CIK 1915714 |
| Comprehensive Financial Management LLC → | 13F manager | – | – | CIK 1799802 |
| Comprehensive Financial Planning, Inc./PA → | 13F manager | – | – | CIK 2044855 |
| Comprehensive Money Management Services LLC → | 13F manager | – | – | CIK 2058921 |
| Comprehensive Wealth Management, LLC → | 13F manager | – | – | CIK 1535202 |
| Compton Financial Group, LLC → | 13F manager | – | – | CIK 1844567 |
| Compton Wealth Advisory Group, LLC → | 13F manager | – | – | CIK 1761044 |
| Concentric Capital Strategies, LP → | 13F manager | – | – | CIK 1851869 |
| CONCENTRIC TEAM LLP → | RIA / FO | – | LONDON | CRD 331298 |
| Concentrum Wealth Management → | 13F manager | – | – | CIK 1765387 |
| Concord Asset Management, LLC/VA → | 13F manager | – | – | CIK 2031885 |
| Concord Investment Counsel Inc. → | 13F manager | – | – | CIK 2022154 |
| Concord Wealth Partners → | 13F manager | – | – | CIK 1814214 |
| Concorde Asset Management, LLC → | 13F manager | – | – | CIK 1631773 |
| Concorde Financial Corp → | 13F manager | – | – | CIK 1911822 |
| Concurrent Investment Advisors, LLC → | 13F manager | – | – | CIK 2001015 |
| Condire Management, LP → | 13F manager | – | – | CIK 1847739 |
| CONDOR CAPITAL MANAGEMENT → | 13F manager | – | – | CIK 1082491 |
| Condrin J Paul → | 13F manager | – | – | CIK 0001847403 |
| CONDUCTOR CAPITAL MANAGEMENT, LLC → | RIA / FO | – | DURHAM, NC | CRD 334351 |
| CONDUIT CP INVESTMENT I LLC → | RIA / FO | – | ALAMO, CA | CRD 339847 |
| CONEGLIANO VENTURES, LLC → | RIA / FO | – | NEW YORK, NY | CRD 288138 |
| Conestoga Capital Advisors, LLC → | 13F manager | – | – | CIK 1163744 |
| Coney Felica → | 13F manager | – | – | CIK 0001979605 |
| Confidencial SPV3 LLC → | Issuer | – | – | CIK 2136732 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC → | 13F manager | – | – | CIK 1442056 |
| Confluence Wealth Services, Inc. → | 13F manager | – | – | CIK 1910411 |
| Conforti Frank → | 13F manager | – | – | CIK 0001486478 |
| CONGRESS ASSET MANAGEMENT CO → | 13F manager | – | – | CIK 897378 |
| Congress Park Capital LLC → | 13F manager | – | – | CIK 1730945 |
| Congrove Darci L → | 13F manager | – | – | CIK 0001974772 |
| Congruence Capital, LLC → | 13F manager | – | – | CIK 2085569 |
| CONGRUENT INVESTMENT PARTNERS, LLC → | RIA / FO | – | DALLAS, TX | CRD 155803 |
| CONGRUENT MANAGEMENT, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 288096 |
| CONIFER INFRASTRUCTURE PARTNERS → | RIA / FO | – | SEWICKLEY, PA | CRD 334323 |
| Conifer Management, L.L.C. → | 13F manager | – | – | CIK 1773994 |
| CONLEY SHERYL L → | 13F manager | – | – | CIK 0001238659 |
| CONNABLE OFFICE INC → | 13F manager | – | – | CIK 914933 |
| CONNECT CAPITAL MANAGEMENT LLC → | RIA / FO | – | SAN JUAN, PR | CRD 323963 |
| CONNECT VENTURES MANAGEMENT COMPANY, LLC → | RIA / FO | – | LOS ANGELES, CA | CRD 340695 |
| Connecticut Capital Management Group, LLC → | 13F manager | – | – | CIK 2097898 |
| Connecticut Wealth Management, LLC → | 13F manager | – | – | CIK 1689829 |
| Connective Capital Management, LLC → | 13F manager | – | – | CIK 1543568 |
| Connective Portfolio Management, LLC → | 13F manager | – | – | CIK 1905083 |
| CONNELL EUGENE C → | 13F manager | – | – | CIK 0001177112 |
| Connelly Susan M. → | 13F manager | – | – | CIK 0001782245 |
| CONNING INC. → | 13F manager | – | – | CIK 801051 |
| CONNOR ROBERT C → | 13F manager | – | – | CIK 0000906131 |
| Connor, Clark & Lunn Investment Management Ltd. → | 13F manager | – | – | CIK 1596800 |
| CONNORS INVESTOR SERVICES INC → | 13F manager | – | – | CIK 884548 |
| CONQUER INVESTMENTS, LLC → | RIA / FO | – | OKLAHOMA CITY, OK | CRD 329615 |
| CONQUIS FINANCIAL LLC → | 13F manager | – | – | CIK 2052436 |
| Conrad N. Hilton Foundation → | 13F manager | – | – | CIK 1729242 |