| Clearstead Advisors, LLC → | 13F manager | – | – | CIK 842775 |
| Clearstead Trust, LLC → | 13F manager | – | – | CIK 1708001 |
| CLEARSTONE VENTURE PARTNERS → | RIA / FO | – | SANTA MONICA, CA | CRD 160259 |
| CLEARUP LLC → | RIA / FO | – | – | CRD 319052 |
| Clearview Wealth Management LLC → | 13F manager | – | – | CIK 1857588 |
| CLEARVISION VENTURES MANAGEMENT, LLC → | RIA / FO | – | MENLO PARK, CA | CRD 290751 |
| CLEARVUE PARTNERS MANAGEMENT LIMITED → | RIA / FO | – | SHANGHAI | CRD 168350 |
| Clearwater Capital Advisors, LLC → | 13F manager | – | – | CIK 1690531 |
| CLEARWATER CAPITAL PARTNERS → | RIA / FO | – | GRAND CAYMAN | CRD 296307 |
| Clearwave Capital, LLC → | 13F manager | – | – | CIK 2111821 |
| CLEMENT JAMES BOND → | 13F manager | – | – | CIK 0001429215 |
| CLEMENTINE MANAGEMENT LLC → | RIA / FO | – | WILSON, WY | CRD 323189 |
| CLEO CAPITAL MANAGEMENT COMPANY, LLC → | RIA / FO | – | – | CRD 313128 |
| CLERA → | RIA / FO | – | BAKERSFIELD, CA | CRD 338073 |
| CLERISY GLOBAL CAPITAL MANAGEMENT, LP → | RIA / FO | – | – | CRD 310677 |
| CLESSIDRA SGR S.P.A. → | RIA / FO | – | MILAN | CRD 163492 |
| CLEVELAND AVENUE ADVISERS, LLC → | RIA / FO | – | CHICAGO, IL | CRD 318250 |
| CLEVELAND DIGITAL LIMITED → | RIA / FO | – | ROAD TOWN, TORTOLA | CRD 325124 |
| CLG LLC → | 13F manager | – | – | CIK 2059872 |
| CLICR HOLDINGS, INC. → | Issuer | – | – | CIK 2141191 |
| CLIENT 1ST ADVISORY GROUP, LLC → | 13F manager | – | – | CIK 1802816 |
| Client First Capital LLC → | 13F manager | – | – | CIK 1822065 |
| Client First Investment Management LLC → | 13F manager | – | – | CIK 2018284 |
| CLIENT-CENTERED CROSS-BORDER PRIVATE WEALTH ADVISORY → | RIA / FO | – | KHLONG TAN, KHLONG TOEI, BANGKOK | CRD 140373 |
| Clientfirst Wealth Management, LLC → | 13F manager | – | – | CIK 1915494 |
| CLIFFORD CAPITAL MARKETS PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 339337 |
| Clifford Group, LLC → | 13F manager | – | – | CIK 1965522 |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC → | 13F manager | – | – | CIK 1034642 |
| Cliffwater LLC → | 13F manager | – | – | CIK 1659851 |
| CLIFTON MANAGEMENT PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 332889 |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC → | 13F manager | – | – | CIK 944361 |
| CLIMACTIC MANAGEMENT, LLC → | RIA / FO | – | MILL VALLEY, CA | CRD 322367 |
| CLIMATE ASSET MANAGEMENT → | RIA / FO | – | LONDON | CRD 325030 |
| Climber Capital SA → | 13F manager | – | – | CIK 2011229 |
| CLIME CAPITAL MANAGEMENT PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 330308 |
| Clinexa Health, Inc. → | Issuer | – | – | CIK 2140159 |
| Clinton Malissia → | 13F manager | – | – | CIK 0001769602 |
| Clinton Uri → | 13F manager | – | – | CIK 0001443809 |
| Clio Asset Management LLC → | 13F manager | – | – | CIK 1986196 |
| Clip Collective, LLC → | Issuer | – | – | CIK 2136493 |
| CLIPWAY LIMITED → | RIA / FO | – | LONDON | CRD 327704 |
| Closed-End Fund Advisors, Inc. → | 13F manager | – | – | CIK 2103520 |
| CLOUD APPS CAPITAL PARTNERS → | RIA / FO | – | MENLO PARK, CA | CRD 172001 |
| Cloud Capital Management, LLC → | 13F manager | – | – | CIK 2060492 |
| CLOUD HEALTH EUROVENTURES, LLC → | RIA / FO | – | – | CRD 327250 |
| CLOUDALPHA CAPITAL MANAGEMENT LIMITED → | RIA / FO | – | HONG KONG | CRD 315918 |
| CloudAlpha Capital Management Limited/Hong Kong → | 13F manager | – | – | CIK 1745907 |
| CLOUDFORM STRATEGIES → | RIA / FO | – | – | CRD 338304 |
| CLOUDLAND CAPITAL MANAGEMENT, L.P. → | RIA / FO | – | – | CRD 323466 |
| Cloudman Catherine → | 13F manager | – | – | CIK 0001831667 |
| CLOUDVEIL ADVISORY → | RIA / FO | – | – | CRD 341006 |
| CLOUGH CAPITAL PARTNERS L P → | 13F manager | – | – | CIK 1276144 |
| Clout Kitchen Holdings Inc. → | Issuer | – | – | CIK 2136575 |
| CLOVERFIELDS CAPITAL GROUP, LP → | 13F manager | – | – | CIK 1819581 |
| Clovergrove Drive Fund, LLC → | Issuer | – | – | CIK 2139539 |
| Cloverlay Fund IV L.P. → | Issuer | – | – | CIK 2140324 |
| Cloverlay GP Solutions Fund I L.P. → | Issuer | – | – | CIK 2140326 |
| CLOVIS POINT CAPITAL, LLC → | RIA / FO | – | HOUSTON, TX | CRD 249788 |
| CLSA CAPITAL PARTNERS → | RIA / FO | – | HONG KONG | CRD 161379 |
| Clutterbuck Capital Management LLC → | 13F manager | – | – | CIK 1517638 |
| Clyburn Mignon L → | 13F manager | – | – | CIK 0001770354 |
| CM Management, LLC → | 13F manager | – | – | CIK 1841857 |
| CM MANAGEMENT, LLC → | RIA / FO | – | – | CRD 162198 |
| CM Odysseus LP → | Issuer | – | – | CIK 2139134 |
| CM VENTURE → | RIA / FO | – | SHANGHAI | CRD 314024 |
| CM WEALTH ADVISORS LLC → | 13F manager | – | – | CIK 1764581 |
| CMC ADVISORS, INC. → | RIA / FO | – | BOCA RATON, FL | CRD 123811 |
| CMC CAPITAL ADVISORS (CAYMAN), LTD. → | RIA / FO | – | GEORGE TOWN, GRAND CAYMAN | CRD 342267 |
| CMC CAPITAL ADVISORS, LTD → | RIA / FO | – | GRAND CAYMAN | CRD 168441 |
| CMC Financial Group → | 13F manager | – | – | CIK 1770940 |
| CMG Global Holdings, LLC → | 13F manager | – | – | CIK 1839445 |
| CMG WEALTH ADVISORS LLC → | RIA / FO | – | MADISON, WI | CRD 340600 |
| CMH Wealth Management LLC → | 13F manager | – | – | CIK 1657516 |
| CMP → | RIA / FO | – | BERLIN | CRD 162773 |
| CMRF ADVISORS OY → | RIA / FO | – | HELSINKI, HELSINKI | CRD 322846 |
| CMT Capital Markets Trading GmbH → | 13F manager | – | – | CIK 1632813 |
| CMT PORTFOLIO ADVISORS LLC → | RIA / FO | – | – | CRD 170952 |
| CMWE Investment, LLC → | Issuer | – | – | CIK 2141629 |
| CNA FINANCIAL CORP → | 13F manager | – | – | CIK 21175 |
| CNB Bank → | 13F manager | – | – | CIK 1732074 |
| CNL EDUCATIONAL INSTITUTE, LLC → | RIA / FO | – | ORLANDO, FL | CRD 175137 |
| CNO Financial Group, Inc. → | 13F manager | – | – | CIK 1224608 |
| CNRY MANAGEMENT COMPANY LTDA. → | RIA / FO | – | SAO PAULO | CRD 288067 |
| CO-0407 Fund III, a series of Cellito Capital, LP → | Issuer | – | – | CIK 2136124 |
| CO-0524 Fund I, a series of Roll Up Vehicles, LP → | Issuer | – | – | CIK 2137802 |
| CO-0603 Fund I, a series of Ventioneers Funds, LP → | Issuer | – | – | CIK 2140936 |
| Co-Investors-IX (Catalyst-C), L.P. → | Issuer | – | – | CIK 2139761 |
| Co-Investors-IX (Catalyst), L.P. → | Issuer | – | – | CIK 2139757 |
| Coalescence Partners Investment Management, LP → | 13F manager | – | – | CIK 1759662 |
| COALITION ADVISORS, LLC → | RIA / FO | – | – | CRD 329914 |
| COALITION OPERATORS, LLC → | RIA / FO | – | – | CRD 319229 |
| Coastal Bridge Advisors, LLC → | 13F manager | – | – | CIK 1665976 |
| COASTAL VENTURES INJECTION MOLDING FUND, LLC → | Issuer | – | – | CIK 2142033 |
| Coastline Complete Wealth LLC → | 13F manager | – | – | CIK 2112134 |
| Coastline Trust Co → | 13F manager | – | – | CIK 1324279 |
| Coastwise Capital Group, LLC → | 13F manager | – | – | CIK 1934500 |
| COATUE MANAGEMENT LLC → | 13F manager | – | – | CIK 1135730 |
| COBALT CAPITAL MANAGEMENT, INC. → | 13F manager | – | – | CIK 1086762 |
| COBALT INVESTMENT MANAGEMENT LLC → | RIA / FO | – | SANTA MONICA, CA | CRD 300974 |
| Cobb Andrew Franklin → | 13F manager | – | – | CIK 0001885097 |