| Cedrus Wealth Group LLC → | 13F manager | – | – | CIK 2134767 |
| CEERA INVESTMENTS, LLC → | 13F manager | – | – | CIK 1860698 |
| Ceeto Capital Group, LLC → | 13F manager | – | – | CIK 1722439 |
| CEFI CAPITAL, LLC → | RIA / FO | – | SAN JUAN, PR | CRD 304204 |
| CEI VENTURES, INC. → | RIA / FO | – | BRUNSWICK, ME | CRD 316300 |
| CELERATEX CAPITAL LIMITED → | RIA / FO | – | GEORGE TOWN, GRAND CAYMAN | CRD 342330 |
| CELERO CAPITAL FUND MANAGER AB → | RIA / FO | – | STOCKHOLM | CRD 342638 |
| CELESTA → | RIA / FO | – | SAN MATEO, CA | CRD 310575 |
| CELF ADVISORS LLP → | RIA / FO | – | LONDON | CRD 162303 |
| CENTANA MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 282257 |
| CENTAURUS FINANCIAL, INC. → | 13F manager | – | – | CIK 891943 |
| Centennial Advisors, LLC → | 13F manager | – | – | CIK 1951376 |
| Centennial Bank/AR/ → | 13F manager | – | – | CIK 1994744 |
| Centennial Wealth Advisory LLC → | 13F manager | – | – | CIK 1839421 |
| Center For Asset Management LLC → | 13F manager | – | – | CIK 1844878 |
| Center for Financial Planning, Inc. → | 13F manager | – | – | CIK 1803557 |
| Center for Wealth Management Advisory → | 13F manager | – | – | CIK 2121390 |
| CENTER15 CAPITAL LLC → | RIA / FO | – | LOS ANGELES, CA | CRD 338877 |
| CenterBook Partners LP → | 13F manager | – | – | CIK 1872738 |
| Centerbridge Partners, L.P. → | 13F manager | – | – | CIK 1484836 |
| CENTERHARBOR CANAPI VENTURES INVESTMENT ADVISOR LLP → | RIA / FO | – | WASHINGTON, DC | CRD 298958 |
| CENTERLINE INVESTMENT MANAGEMENT LIMITED → | RIA / FO | – | HONG KONG | CRD 294722 |
| Centerline Wealth Advisors, LLC → | 13F manager | – | – | CIK 1802059 |
| Centerpoint Advisors, LLC → | 13F manager | – | – | CIK 1733788 |
| Centerpoint Advisory Group → | 13F manager | – | – | CIK 2054093 |
| CENTERSQUARE INVESTMENT MANAGEMENT LLC → | 13F manager | – | – | CIK 1725296 |
| CenterStar Asset Management, LLC → | 13F manager | – | – | CIK 1722053 |
| Centiva Capital, LP → | 13F manager | – | – | CIK 1692507 |
| Central Asset Investments & Management Holdings (HK) Ltd → | 13F manager | – | – | CIK 1583672 |
| CENTRAL ASSET INVESTMENTS AND MANAGEMENT HOLDINGS (HK) LIMITED → | RIA / FO | – | HONG KONG | CRD 282479 |
| CENTRAL BANK & TRUST CO → | 13F manager | – | – | CIK 1175954 |
| CENTRAL BANK OF BRAZIL → | 13F manager | – | – | CIK 1914083 |
| Central Kansas Laser Solutions, LLC → | Issuer | – | – | CIK 2137264 |
| Central Pacific Bank - Trust Division → | 13F manager | – | – | CIK 2020066 |
| CENTRAL SECURITIES CORP → | 13F manager | – | – | CIK 18748 |
| CENTRAL TRUST Co → | 13F manager | – | – | CIK 44365 |
| CENTRAL VALLEY ADVISORS, LLC → | 13F manager | – | – | CIK 2010698 |
| Centric Wealth Management → | 13F manager | – | – | CIK 1752761 |
| CENTURION ASSET MANAGEMENT INC. → | RIA / FO | – | TORONTO, ONTARIO | CRD 310675 |
| Centurion Wealth Management LLC → | 13F manager | – | – | CIK 1951368 |
| CENTURIUM CAPITAL → | RIA / FO | – | HONG KONG | CRD 298409 |
| CENTURY FRONTIER CAPITAL LIMITED → | RIA / FO | – | BRITISH VIRGIN ISLANDS, BRITISH VIRGIN ISLANDS | CRD 339831 |
| CenturyLink Investment Management Co → | 13F manager | – | – | CIK 1054522 |
| CEOs' Fund II L.P. → | Issuer | – | – | CIK 2138839 |
| CEPHEI CAPITAL → | RIA / FO | – | HONG KONG | CRD 163621 |
| Cerberus Capital Management, L.P. → | 13F manager | – | – | CIK 1525907 |
| Cercano Management LLC → | 13F manager | – | – | CIK 1936416 |
| Ceredex Value Advisors LLC → | 13F manager | – | – | CIK 1738726 |
| CEREVIA LTD → | RIA / FO | – | DENVER, CO | CRD 342403 |
| Cerity Partners LLC → | 13F manager | – | – | CIK 1566475 |
| Cerity Partners OCIO LLC → | 13F manager | – | – | CIK 1519611 |
| Cerity Partners Retirement Plan Advisors LLC → | 13F manager | – | – | CIK 2128338 |
| CERRACAP, LLC → | RIA / FO | – | COSTA MESA, CA | CRD 317506 |
| CERRALVO → | RIA / FO | – | TAMPA, FL | CRD 324994 |
| Cerro Pacific Wealth Advisors LLC → | 13F manager | – | – | CIK 1842669 |
| CERTA CAPITAL, LLC → | RIA / FO | – | – | CRD 317682 |
| CERTAIN CAPITAL ADVISORS, LLC → | RIA / FO | – | ST. PETERSBURG, FL | CRD 340049 |
| Certified Advisory Corp → | 13F manager | – | – | CIK 1731732 |
| CERTIOR FINANCIAL GROUP, LLC → | 13F manager | – | – | CIK 2055620 |
| CERTUITY, LLC → | 13F manager | – | – | CIK 1800752 |
| CERVIN VENTURES MANAGEMENT, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 283170 |
| CESTRIAN CAPITAL RESEARCH, INC → | RIA / FO | – | – | CRD 291803 |
| CETERA ADVISORY SERVICES LLC → | RIA / FO | – | EL SEGUNDO, CA | CRD 285648 |
| Cetera Investment Advisers → | 13F manager | – | – | CIK 1666741 |
| CETERA INVESTMENT MANAGEMENT LLC → | RIA / FO | – | SCHAMBURG, IL | CRD 165436 |
| Cetera Trust Company, N.A → | 13F manager | – | – | CIK 2005547 |
| CEV Management LLC → | Issuer | – | – | CIK 2140343 |
| Cevian Capital II GP LTD → | 13F manager | – | – | CIK 1365341 |
| CF Fleetwood Multifamily DST → | Issuer | – | – | CIK 2136555 |
| CFC Planning Co LLC → | 13F manager | – | – | CIK 1854428 |
| CFG Wealth Management Services, Inc. → | 13F manager | – | – | CIK 2133547 |
| CFLER CO., LTD. → | RIA / FO | – | DENVER, CO | CRD 338017 |
| CFM WEALTH PARTNERS LLC → | 13F manager | – | – | CIK 1801097 |
| CFO AI, Inc. → | Issuer | – | – | CIK 2138210 |
| CFO CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 2114167 |
| CFO4Life Group, LLC → | 13F manager | – | – | CIK 1706351 |
| CFS Investment Advisory Services, LLC → | 13F manager | – | – | CIK 1845688 |
| CG PARTNERS (GP) INC. → | RIA / FO | – | TORONTO, ONTARIO | CRD 332567 |
| CGC Financial Services, LLC → | 13F manager | – | – | CIK 1992785 |
| CGN Advisors LLC → | 13F manager | – | – | CIK 1841506 |
| CGS MANAGEMENT AG → | RIA / FO | – | PFÄFFIKON | CRD 166379 |
| CH-0519 Fund III, a series of Roll Up Vehicles, LP → | Issuer | – | – | CIK 2137649 |
| Chai Nelson → | 13F manager | – | – | CIK 0001299914 |
| CHAI TRUST CO LLC → | 13F manager | – | – | CIK 1250731 |
| CHAINBREEZE TECH LTD. → | RIA / FO | – | NEW YORK, NY | CRD 335135 |
| CHAINSTREET CAPITAL LLC → | RIA / FO | – | – | CRD 154205 |
| CHALFEN VENTURES LLP → | RIA / FO | – | LONDON, LONDON | CRD 315371 |
| CHALLEN ASSET MANAGEMENT, LLC → | RIA / FO | – | JACKSONVILLE, FL | CRD 168866 |
| Challenger Wealth Management → | 13F manager | – | – | CIK 2057602 |
| Chamberlain Paul Edward → | 13F manager | – | – | CIK 0001659774 |
| CHAMBERS STREET CAPITAL MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 172603 |
| Chambers Vanessa O → | 13F manager | – | – | CIK 0001927454 |
| Champion Capital LLC → | Issuer | – | – | CIK 2138059 |
| CHAMPION HILL LABS, LLC → | RIA / FO | – | – | CRD 323636 |
| Champions Storage LLC → | Issuer | – | – | CIK 2138190 |
| Champlain Aggregator LP → | Issuer | – | – | CIK 2139667 |
| Champlain Investment Partners, LLC → | 13F manager | – | – | CIK 1315478 |
| Chan Nelson → | 13F manager | – | – | CIK 0001242653 |
| Chan Zuckerberg Initiative, LLC → | 13F manager | – | – | CIK 1997453 |
| CHANAKYA CAPITAL PARTNERS → | RIA / FO | – | TRIANON | CRD 170697 |