| Cardenas Ricardo → | 13F manager | – | – | CIK 0001653795 |
| CARDEROCK CAPITAL MANAGEMENT INC → | 13F manager | – | – | CIK 1168889 |
| CARDIFF PARK ADVISORS, LLC → | 13F manager | – | – | CIK 1910000 |
| Cardinal Action Cams, Inc → | Issuer | – | – | CIK 2142440 |
| CARDINAL CAPITAL GROUP → | RIA / FO | – | DUBLIN 4 | CRD 171530 |
| Cardinal Capital Management → | 13F manager | – | – | CIK 1434845 |
| Cardinal Capital Management, Inc. → | 13F manager | – | – | CIK 1518235 |
| CARDINAL COMPANIES, LLC → | RIA / FO | – | CHARLOTTE, NC | CRD 333429 |
| CARDINAL CSP INVESTMENTS GP, INC. → | RIA / FO | – | DALLAS, TX | CRD 307463 |
| Cardinal Point Capital Management ULC → | 13F manager | – | – | CIK 1950841 |
| Cardinal Strategic Wealth Guidance → | 13F manager | – | – | CIK 1801989 |
| CarePaladin Inc. → | Issuer | – | – | CIK 2136153 |
| CAREY ROBERT MICHAEL → | 13F manager | – | – | CIK 0001830323 |
| Cargofy Inc. → | Issuer | – | – | CIK 2136182 |
| Carillo Brooke → | 13F manager | – | – | CIK 0001862739 |
| Carl Marlene → | 13F manager | – | – | CIK 0001882204 |
| Carl P. Sherr & Co., LLC → | 13F manager | – | – | CIK 1818535 |
| Carlin Jane D → | 13F manager | – | – | CIK 0001558946 |
| CARLISLE MANAGEMENT COMPANY S.A.R.L. → | RIA / FO | – | LUXEMBOURG CITY | CRD 286131 |
| CARLO CAPITAL → | RIA / FO | – | – | CRD 331801 |
| Carlson Capital, L.P. → | 13F manager | – | – | CIK 1056973 |
| CARLSON LEROY T JR → | 13F manager | – | – | CIK 0000901731 |
| Carlton Hofferkamp & Jenks Wealth Management, LLC → | 13F manager | – | – | CIK 1510870 |
| Carlyle Group Inc. → | 13F manager | – | – | CIK 1527166 |
| Carmel Capital Management L.L.C. → | 13F manager | – | – | CIK 1878547 |
| Carmel Capital Partners, LLC → | 13F manager | – | – | CIK 1900481 |
| Carmenna Advisors LLC → | 13F manager | – | – | CIK 1829805 |
| Carmignac Gestion → | 13F manager | – | – | CIK 1569758 |
| CARNE GLOBAL FUND MANAGERS (IRELAND) LIMITED → | RIA / FO | – | DUBLIN | CRD 173794 |
| CARNE GLOBAL FUND MANAGERS (LUXEMBOURG) S.A. → | RIA / FO | – | LUXEMBOURG | CRD 304919 |
| Carnegie Investment Counsel → | 13F manager | – | – | CIK 1511506 |
| Carnegie Lake Advisors LLC → | 13F manager | – | – | CIK 2043591 |
| CARNEGIE MELLON UNIVERSITY → | 13F manager | – | – | CIK 1039067 |
| CARNEGIE PARK CAPITAL LLC → | RIA / FO | – | – | CRD 317573 |
| CARNELIAN ENERGY CAPITAL MANAGEMENT, LP → | RIA / FO | – | HOUSTON, TX | CRD 270008 |
| Carolina Lithotripsy, A Ltd Partnership → | Issuer | – | – | CIK 769996 |
| Carolina Wealth Advisors, LLC → | 13F manager | – | – | CIK 1786411 |
| CARPATHIAN CAPITAL, LLC → | RIA / FO | – | – | CRD 332934 |
| CARPEDIEM ADVISORS PRIVATE LIMITED → | RIA / FO | – | MUMBAI | CRD 334494 |
| Carpenter Melanie → | 13F manager | – | – | CIK 0001833396 |
| Carr Chris → | 13F manager | – | – | CIK 0001821096 |
| Carr Financial Group Corp → | 13F manager | – | – | CIK 1931232 |
| CARRAIGHILL → | RIA / FO | – | DUBLIN | CRD 290703 |
| Carrera Capital Advisors → | 13F manager | – | – | CIK 2035329 |
| CARRET ASSET MANAGEMENT, LLC → | 13F manager | – | – | CIK 791490 |
| Carrhae Capital LLP → | 13F manager | – | – | CIK 1555254 |
| Carroll Advisory Group, LLC → | 13F manager | – | – | CIK 2108684 |
| Carroll Investors, Inc → | 13F manager | – | – | CIK 1911400 |
| CARROLL PATRICK S → | 13F manager | – | – | CIK 0002051619 |
| CARROLL STREET CAPITAL → | RIA / FO | – | NEW YORK, NY | CRD 334083 |
| CARROLLTON MINERAL PARTNERS GP, LP → | RIA / FO | – | DALLAS, TX | CRD 162202 |
| CARRONADE CAPITAL MANAGEMENT, LP → | 13F manager | – | – | CIK 1866872 |
| Carson Advisory Inc. → | 13F manager | – | – | CIK 1909304 |
| CARSON BENJAMIN SR → | 13F manager | – | – | CIK 0000017940 |
| CARSON VINCENT D → | 13F manager | – | – | CIK 0001223872 |
| CarsonAllaria Wealth Management, Ltd. → | 13F manager | – | – | CIK 1900946 |
| CARTA FINANCIERA → | RIA / FO | – | TORTOLA | CRD 306723 |
| CARTE VERTE MANAGEMENT LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 304948 |
| Cartenna Capital, LP → | 13F manager | – | – | CIK 1808928 |
| Carter Andrea M → | 13F manager | – | – | CIK 0001959476 |
| Carter Boyd Exploration Co LLC → | Issuer | – | – | CIK 2136120 |
| Carter Financial Group, INC. → | 13F manager | – | – | CIK 1919749 |
| Carter Financial, LLC → | 13F manager | – | – | CIK 2115533 |
| Carter Michael Lonon → | 13F manager | – | – | CIK 0002104622 |
| CARTER SUSAN K → | 13F manager | – | – | CIK 0001238886 |
| CARTESS INVESTMENT PARTNERS LLC → | RIA / FO | – | DALLAS, TX | CRD 317294 |
| CARTHAGE CAPITAL MANAGEMENT LLC → | RIA / FO | – | – | CRD 337863 |
| CARY STREET PARTNERS FINANCIAL LLC → | 13F manager | – | – | CIK 1475045 |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC → | 13F manager | – | – | CIK 1766904 |
| CAS Investment Partners, LLC → | 13F manager | – | – | CIK 1697591 |
| CASA VERDE CAPITAL, LLC → | RIA / FO | – | WEST HOLLYWOOD, CA | CRD 269907 |
| Cascade Financial Partners, LLC → | 13F manager | – | – | CIK 2021208 |
| Cascade Investment Advisors, Inc. → | 13F manager | – | – | CIK 1681490 |
| CASCADE INVESTMENT GROUP, INC. → | 13F manager | – | – | CIK 919447 |
| CASCADE INVESTMENT, L.L.C. → | 13F manager | – | – | CIK 0001052192 |
| Cascade Wealth Advisors, Inc → | 13F manager | – | – | CIK 2018936 |
| Cascades Capital Asset Management, LLC → | 13F manager | – | – | CIK 2035512 |
| CASDER INSTITUTE OF WEALTH INC. → | RIA / FO | – | NEW YORK, NY | CRD 339172 |
| Casdin Capital, LLC → | 13F manager | – | – | CIK 1534261 |
| Case John → | 13F manager | – | – | CIK 0001490409 |
| CASE THURMAN K → | 13F manager | – | – | CIK 0001270350 |
| CASELLA DOUGLAS R → | 13F manager | – | – | CIK 0001055353 |
| CASELLA JOHN W → | 13F manager | – | – | CIK 0001055352 |
| CASEY CAPITAL, LLC → | RIA / FO | – | SARASOTA, FL | CRD 160680 |
| CASHEW CAPITAL VENTURES SERIES FUND I a Series of CGF2021 LLC → | Issuer | – | – | CIK 2139938 |
| CASHIN RICHARD M JR → | 13F manager | – | – | CIK 0001172898 |
| CASPIAN CAPITAL LP → | 13F manager | – | – | CIK 1518999 |
| Cassaday & Co Wealth Management LLC → | 13F manager | – | – | CIK 1963612 |
| Cassady Wealth & Retirement Planning, LLC → | 13F manager | – | – | CIK 2121075 |
| Cassia Capital Partners, LLC → | 13F manager | – | – | CIK 1844897 |
| Cassilly Financial Group LLC → | 13F manager | – | – | CIK 2090777 |
| Cassini I a Series of CGF2021 LLC → | Issuer | – | – | CIK 2138086 |
| CASSIUS FAMILY MANAGEMENT LLC → | RIA / FO | – | ATLANTA, GA | CRD 296899 |
| CASSIUS MANAGEMENT COMPANY, LLC → | RIA / FO | – | – | CRD 340215 |
| Castagna Michael → | 13F manager | – | – | CIK 0001674282 |
| Casteel Marty → | 13F manager | – | – | CIK 0001355424 |
| Castellan Group → | 13F manager | – | – | CIK 1832521 |
| Castiel David → | 13F manager | – | – | CIK 0002110969 |
| CASTIK CAPITAL SARL → | RIA / FO | – | LUXEMBOURG | CRD 309487 |
| Castillo Daniel J → | 13F manager | – | – | CIK 0001535412 |