| IN-DEPTH PARTNERS, LLC → | RIA / FO | – | MIAMI BEACH, FL | CRD 311454 |
| INCE CAPITAL LTD. → | RIA / FO | – | GRAND CAYMAN | CRD 305380 |
| INCLUDE VENTURE PARTNERS MANAGEMENT, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 331965 |
| INCOME DISCOVERY → | RIA / FO | – | LIBERTY CORNER, NJ | CRD 157342 |
| INCRED GLOBAL WEALTH PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 333920 |
| INCREMENTUM CAPITAL PARTNERS LLC → | RIA / FO | – | LA JOLLA, CA | CRD 297458 |
| INCUBATE FUND MANAGEMENT PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 328078 |
| INCUBATE MANAGEMENT SERVICES, LLC → | RIA / FO | – | – | CRD 312609 |
| INCUS CAPITAL ADVISORS, SA → | RIA / FO | – | MADRID | CRD 171209 |
| INDELIBLE VENTURES, LLC → | RIA / FO | – | – | CRD 317413 |
| INDÉPENDANCE AM S.A.S. → | RIA / FO | – | PARIS | CRD 333209 |
| INDEX VENTURES SA → | RIA / FO | – | GENEVA | CRD 161175 |
| INDIA CAPITAL SERVICES LIMITED → | RIA / FO | – | TRIANON | CRD 162986 |
| INDIA QUOTIENT ADVISERS LLP → | RIA / FO | – | AHMEDEBAD, GUJARAT | CRD 338845 |
| INDIA RESURGENCE ASSET MANAGEMENT BUSINESS PRIVATE LIMITED → | RIA / FO | – | MUMBAI | CRD 306456 |
| INDICATOR GLOBAL INC → | RIA / FO | – | PITTSFORD, NY | CRD 331058 |
| INDICATOR VENTURES → | RIA / FO | – | WELLESLEY, MA | CRD 299879 |
| INDIE ENTERPRISES, LLC → | RIA / FO | – | – | CRD 283529 |
| INDIGO CAPITAL LLC → | RIA / FO | – | NEW YORK CITY, NY | CRD 298710 |
| INEFFABLE VENTURES LLC → | RIA / FO | – | STAMFORD, CT | CRD 329300 |
| INEVITABLE OUTCOMES → | RIA / FO | – | – | CRD 310838 |
| INFINI CAPITAL MANAGEMENT LIMITED → | RIA / FO | – | CENTRAL | CRD 302067 |
| INFINITA, LLC → | RIA / FO | – | ROATAN | CRD 324481 |
| INFINITE CAPITAL LLC → | RIA / FO | – | WEST PALM BEACH, FL | CRD 319403 |
| INFINITE INDIA INVESTMENT MANAGEMENT LIMITED → | RIA / FO | – | MUMBAI | CRD 161559 |
| INFINITE VENTURE MANAGER X, LLC → | RIA / FO | – | ASPEN, CO | CRD 299313 |
| INFINITY INVESTMENT MANAGEMENT HOLDINGS, LLC → | RIA / FO | – | – | CRD 315878 |
| INFINITY VENTURES CRYPTO → | RIA / FO | – | TAIPEI | CRD 321781 |
| INFLECTION MANAGING PARTNER INC. → | RIA / FO | – | ASHLAND, MA | CRD 318165 |
| INFLECTION POINT ASSET MANAGEMENT LLC → | RIA / FO | – | MIAMI BEACH, FL | CRD 340616 |
| INFLEXION PRIVATE EQUITY PARTNERS → | RIA / FO | – | LONDON | CRD 162690 |
| INFORESIGHT INVESTMENT LIMITED → | RIA / FO | – | HONG KONG | CRD 302004 |
| INFORMED VENTURES ADVISORS, LLC → | RIA / FO | – | MENLO PARK, CA | CRD 308889 |
| INFRA ONE AT MANAGEMENT GMBH → | RIA / FO | – | VIENNA | CRD 339226 |
| INFRA ONE US ADVISERS LLC → | RIA / FO | – | VIENNA | CRD 341630 |
| INFRABRIDGE INVESTORS (UK) LIMITED → | RIA / FO | – | LONDON | CRD 294982 |
| INFRANITY N.A. → | RIA / FO | – | NEW YORK, NY | CRD 333894 |
| INFRASTRUCTURE SPECIALIST ASSET MANAGEMENT LTD → | RIA / FO | – | MELBOURNE, VICTORIA | CRD 286398 |
| INFRAVIA CAPITAL PARTNERS → | RIA / FO | – | PARIS | CRD 297116 |
| INGOLD CAPITAL PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 332171 |
| INGOT FINANCE → | RIA / FO | – | – | CRD 334711 |
| INHERENT GROUP, LP → | RIA / FO | – | NEW YORK, NY | CRD 290080 |
| INITIALIZED CAPITAL MANAGEMENT, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 170329 |
| INNER LOOP CAPITAL MANAGEMENT, LLC → | RIA / FO | – | LUTHERVILLE, MD | CRD 308109 |
| INNING ONE → | RIA / FO | – | NEW YORK, NY | CRD 336075 |
| INNISFREE LIMITED → | RIA / FO | – | LONDON | CRD 161587 |
| INNOVA MEMPHIS, INC. → | RIA / FO | – | MEMPHIS, TN | CRD 173460 |
| INNOVA/6 GP SARL → | RIA / FO | – | LUXEMBOURG | CRD 293310 |
| INNOVATING CAPITAL MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 291743 |
| INNOVATION ENDEAVORS III ADVISERS LLC → | RIA / FO | – | PALO ALTO, CA | CRD 288679 |
| INNOVATION ENDEAVORS IV ADVISERS LLC → | RIA / FO | – | PALO ALTO, CA | CRD 312851 |
| INNOVATION ENDEAVORS MANAGEMENT COMPANY, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 170740 |
| INNOVATION FUND MANAGEMENT LLC → | RIA / FO | – | CHICAGO, IL | CRD 338686 |
| INNOVATION GROWTH VENTURES CO., LTD. → | RIA / FO | – | CHIYODA-KU, TOKYO | CRD 322004 |
| INNOVATION WORKS DEVELOPMENT FUND GP, LP → | RIA / FO | – | BEIJING | CRD 162095 |
| INNOVATION WORKS DEVELOPMENT FUND MANAGEMENT II, L.P. → | RIA / FO | – | GRAND CAYMAN | CRD 341819 |
| INNOVATIONSKAPITAL /INNKAP → | RIA / FO | – | GOTHENBURG | CRD 164128 |
| INNOVAYTE CAPITAL → | RIA / FO | – | DALLAS, TX | CRD 333275 |
| INNOVEST PORTFOLIO SOLUTIONS LLC → | RIA / FO | – | DENVER, CO | CRD 106110 |
| INNPACT FUND MANAGEMENT S.A. → | RIA / FO | – | LUXEMBOURG CITY | CRD 332888 |
| INOVEXUS VENTURES, LLC → | RIA / FO | – | – | CRD 325085 |
| INRI → | RIA / FO | – | MOUNTAIN VIEW, CA | CRD 333007 |
| INSCRIPTION FAMILY OFFICE, LLC → | RIA / FO | – | HOUSTON, TX | CRD 301900 |
| INSIGHT INVESTMENT RESEARCH → | RIA / FO | – | – | CRD 168324 |
| INSIGHTQUANT AI → | RIA / FO | – | DENVER, CO | CRD 335561 |
| INSIGHTQUANT-AI TECHNOLOGIES INC → | RIA / FO | – | DENVER, CO | CRD 336854 |
| INSIGNIA VENTURES PARTNERS PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 290615 |
| INSPIRATION VENTURE PARTNERS → | RIA / FO | – | SAN FRANCISCO, CA | CRD 315207 |
| INSPIRED CAPITAL PARTNERS, LLC → | RIA / FO | – | NEW YORK, NY | CRD 301426 |
| INSTAR ASSET MANAGEMENT INC. → | RIA / FO | – | TORONTO, ON | CRD 175395 |
| INSTINET, LLC → | RIA / FO | – | NEW YORK, NY | CRD 7897 |
| INSTITUTIONAL SHAREHOLDER SERVICES INC. → | RIA / FO | – | ROCKVILLE, MD | CRD 111940 |
| INSTITUTIONAL VENTURE MANAGEMENT XIV, LLC → | RIA / FO | – | MENLO PARK, CA | CRD 165005 |
| INSTITUTIONAL VENTURE MANAGEMENT XV, LLC → | RIA / FO | – | MENLO PARK, CA | CRD 236786 |
| INSTITUTIONAL VENTURE MANAGEMENT XVI, LLC → | RIA / FO | – | MENLO PARK, CA | CRD 290647 |
| INSTITUTIONAL VENTURE MANAGEMENT XVII, LLC → | RIA / FO | – | MENLO PARK, CA | CRD 310356 |
| INSTITUTIONAL VENTURE MANAGEMENT XVIII, LLC → | RIA / FO | – | MENLO PARK, CA | CRD 324257 |
| INSTITUTIONAL VENTURE PARTNERS UK LLP → | RIA / FO | – | LONDON, ENGLAND | CRD 329558 |
| INT3, LLC → | RIA / FO | – | – | CRD 330664 |
| INTEGRA ASSET MANAGEMENT LIMITED → | RIA / FO | – | DIFC, DUBAI | CRD 314552 |
| INTEGRAL CORPORATION → | RIA / FO | – | TOKYO | CRD 288972 |
| INTEGRAL PRIVATE WEALTH ADVISORS L.L.C. → | RIA / FO | – | – | CRD 319284 |
| INTEGRATED CAPITAL MANAGEMENT → | RIA / FO | – | LOS ANGELES, CA | CRD 298438 |
| INTEGRATED INVESTMENT ASSET MANAGEMENT, LLC → | RIA / FO | – | – | CRD 313990 |
| INTER ADVISORS LLC → | RIA / FO | – | MIAMI, FL | CRD 336420 |
| INTERACTIVE VENTURE PARTNERS LLC → | RIA / FO | – | GREENWICH, CT | CRD 327825 |
| INTEREST FINANCIAL, LLC → | RIA / FO | – | TAMPA, FL | CRD 300418 |
| INTERLAGOS CAPITAL, LLC → | RIA / FO | – | EL SEGUNDO, CA | CRD 334145 |
| INTERLINK CAPITAL, LLC → | RIA / FO | – | SAN JUAN, PR | CRD 328941 |
| INTERLUDE CAPITAL MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 335159 |
| INTERNATIONAL ASSETS ADVISORY, LLC → | RIA / FO | – | ORLANDO, FL | CRD 10645 |
| INTERNATIONAL FINANCE CORPORATION LTD → | RIA / FO | – | DENVER, CO | CRD 338601 |
| INTERNATIONAL HOUSING SOLUTIONS → | RIA / FO | – | BRYANSTON, GAUTENG | CRD 162120 |
| INTERPLAY VENTURES EARLY STAGE MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 289041 |
| INTERSOUTH ADVISORS, INC. → | RIA / FO | – | DURHAM, NC | CRD 162113 |
| INTERSTELLAR CAPITAL ADVISORS LLC → | RIA / FO | – | CHICAGO, IL | CRD 318261 |
| INTERWEST PARTNERS → | RIA / FO | – | SAN FRANCISCO, CA | CRD 160677 |
| INTEVIRON DIGITAL EXCHANGE LTD → | RIA / FO | – | DENVER, CO | CRD 338255 |
| INTRINSIC ADVISORS, LLC → | RIA / FO | – | WEST CONSHOHOCKEN, PA | CRD 298804 |
| INTRIVA CAPITAL MANAGEMENT LIMITED → | RIA / FO | – | ST HELIER | CRD 297653 |