| CA PARTNERS LLC → | RIA / FO | – | FORT WORTH, TX | CRD 121742 |
| CA-0512 Fund I, a series of Roll Up Vehicles, LP → | Issuer | – | – | CIK 2136680 |
| CA-0525 Fund I, a series of MV Funds, LP → | Issuer | – | – | CIK 2138344 |
| CAA CONNECT, LLC → | RIA / FO | – | LOS ANGELES, CA | CRD 308930 |
| CAA VENTURE MANAGEMENT, LLC → | RIA / FO | – | LOS ANGELES, CA | CRD 167358 |
| CABANA LLC → | 13F manager | – | – | CIK 1688539 |
| Cable Car Capital, LP → | 13F manager | – | – | CIK 1699575 |
| CABOT SQUARE CAPITAL → | RIA / FO | – | LONDON, LONDON | CRD 160101 |
| CABOT WEALTH MANAGEMENT INC → | 13F manager | – | – | CIK 1016683 |
| Cabot-Wellington, LLC → | 13F manager | – | – | CIK 1353198 |
| CABRA VC → | RIA / FO | – | LIMASSOL | CRD 333714 |
| CABRERA GROUP PE FUND MANAGER LLC → | RIA / FO | – | HATILLO, PR | CRD 323933 |
| Cache Advisors, LLC → | 13F manager | – | – | CIK 2052593 |
| Cache AI by Measured Capital a Series of Clutch Capital LLC → | Issuer | – | – | CIK 2138751 |
| CacheTech Inc. → | 13F manager | – | – | CIK 2013390 |
| CACTI ASSET MANAGEMENT LLC → | 13F manager | – | – | CIK 1452208 |
| CADEN CAPITAL PARTNERS, LP → | 13F manager | – | – | CIK 1893767 |
| CADENCE HEALTHCARE VENTURES, LLC → | RIA / FO | – | – | CRD 321003 |
| Cadence Wealth Management LLC → | 13F manager | – | – | CIK 1845250 |
| Cadent Capital Advisors, LLC → | 13F manager | – | – | CIK 1803536 |
| CADENZA VENTURES MANAGEMENT COMPANY, LLC → | RIA / FO | – | NEW YORK, NY | CRD 317905 |
| Cadia Private Client LLC → | 13F manager | – | – | CIK 2135817 |
| CADIAN CAPITAL MANAGEMENT, LP → | 13F manager | – | – | CIK 1423686 |
| CADINHA & CO LLC → | 13F manager | – | – | CIK 923469 |
| CADMAN CAPITAL LTD → | RIA / FO | – | ROAD TOWN, TORTOLA | CRD 161719 |
| Caerus Investment Advisors, LLC → | 13F manager | – | – | CIK 1862682 |
| CAFFEINATED CAPITAL MANAGEMENT, LLC → | RIA / FO | – | ASPEN, CO | CRD 165964 |
| CAHABA WEALTH MANAGEMENT, INC. → | 13F manager | – | – | CIK 1716399 |
| Cahero Atzwars Off Chain DAO LLC → | Issuer | – | – | CIK 2137405 |
| Cahero Capital Off Chain DAO LLC → | Issuer | – | – | CIK 2137406 |
| Cahero Enterprises Off Chain DAO LLC → | Issuer | – | – | CIK 2137408 |
| Cahero Holding Off Chain DAO LLC → | Issuer | – | – | CIK 2138813 |
| Cahero Society Off Chain DAO LLC → | Issuer | – | – | CIK 2137407 |
| CAHILL FINANCIAL ADVISORS INC → | 13F manager | – | – | CIK 1600327 |
| Cailum Blue, Inc. → | Issuer | – | – | CIK 2138672 |
| CAIN INTERNATIONAL MANAGEMENT LIMITED → | RIA / FO | – | ST HELIER, JERSEY | CRD 305051 |
| CAIRN FINANCIAL PLANNING → | RIA / FO | – | – | CRD 326908 |
| Cairn Investment Group, Inc. → | 13F manager | – | – | CIK 1800358 |
| Cairns Sean → | 13F manager | – | – | CIK 0001926268 |
| CAIS 26North Private Equity Fund I, L.P. → | Issuer | – | – | CIK 2136700 |
| CAIS Davidson Kempner Opportunities Fund VII, L.P. → | Issuer | – | – | CIK 2136699 |
| CAIS ICG LP Secondaries Fund II, L.P. → | Issuer | – | – | CIK 2136701 |
| CAIS Leonard Green Equity Investors X, L.P. → | Issuer | – | – | CIK 2136697 |
| CAIS Private Equity Core III, L.P. → | Issuer | – | – | CIK 2136702 |
| CAISSE DE DEPOT ET PLACEMENT DU QUEBEC → | 13F manager | – | – | CIK 0000898286 |
| CAISSE DE DEPOT ET PLACEMENT DU QUEBEC → | 13F manager | – | – | CIK 898286 |
| CAISSE DES DEPOTS ET CONSIGNATIONS → | 13F manager | – | – | CIK 1056947 |
| Caitlin John, LLC → | 13F manager | – | – | CIK 2010947 |
| Caitong International Asset Management Co., Ltd → | 13F manager | – | – | CIK 1963355 |
| Calamos Advisors LLC → | 13F manager | – | – | CIK 1316507 |
| CALAMOS PRIVATE EQUITY LLC → | RIA / FO | – | NAPERVILLE, IL | CRD 326913 |
| Calamos Wealth Management LLC → | 13F manager | – | – | CIK 1455258 |
| CALCULUS INVESTMENT MANAGEMENT LLC → | RIA / FO | – | – | CRD 339057 |
| Calder Financial LLC → | 13F manager | – | – | CIK 2106810 |
| Calderon Nancy E. → | 13F manager | – | – | CIK 0001791477 |
| Caldwell Investment Management Ltd. → | 13F manager | – | – | CIK 1904373 |
| CALDWELL INVESTMENT MANAGEMENT LTD. → | RIA / FO | – | TORONTO, ONTARIO | CRD 338327 |
| CALDWELL SUTTER CAPITAL, INC. → | 13F manager | – | – | CIK 702007 |
| Caldwell Trust Co → | 13F manager | – | – | CIK 2080218 |
| Caledonia (Private) Investments Pty Ltd → | 13F manager | – | – | CIK 1352924 |
| CALEDONIA INVESTMENTS PLC → | 13F manager | – | – | CIK 1037766 |
| CALIBER WEALTH MANAGEMENT, LLC / KS → | 13F manager | – | – | CIK 2067120 |
| CALIBRATE MANAGEMENT LIMITED → | RIA / FO | – | LONDON | CRD 318719 |
| CALIBRATE VENTURES MANAGEMENT, LLC → | RIA / FO | – | PASADENA, CA | CRD 287636 |
| Calibrate WR SPV a Series of CGF2021 LLC → | Issuer | – | – | CIK 2137220 |
| Calico Infrastructure Holdings LLC → | Issuer | – | – | CIK 2137315 |
| CALIFORNIA FIRST LEASING CORP → | 13F manager | – | – | CIK 803016 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM → | 13F manager | – | – | CIK 919079 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM → | 13F manager | – | – | CIK 1081019 |
| Caligan Partners LP → | 13F manager | – | – | CIK 1727492 |
| CALIXTO GLOBAL PARTNERS LLC → | RIA / FO | – | CORAL GABLES, FL | CRD 171687 |
| Call To Action Foundation → | 13F manager | – | – | CIK 1981942 |
| Call4USA, LLC → | Issuer | – | – | CIK 2137289 |
| Callahan Advisors, LLC → | 13F manager | – | – | CIK 1395055 |
| Callahan Don → | 13F manager | – | – | CIK 0001433990 |
| Callahan Edward F. → | 13F manager | – | – | CIK 0002109769 |
| Callan Family Office, LLC → | 13F manager | – | – | CIK 1938970 |
| Callodine Capital Management, LP → | 13F manager | – | – | CIK 1741675 |
| CALPA ADVISORS LLC → | RIA / FO | – | KIRKLAND, WA | CRD 318008 |
| CALTON & ASSOCIATES, INC. → | 13F manager | – | – | CIK 822648 |
| CALUNIUS CAPITAL LLP → | RIA / FO | – | LONDON | CRD 161780 |
| CALWEBSOLUTIONS.COM INC → | Issuer | – | – | CIK 2136175 |
| Calydon Capital → | 13F manager | – | – | CIK 1759271 |
| CALYSTRON CAPITAL LTD → | RIA / FO | – | DENVER, CO | CRD 339782 |
| CAM Investment 504 LLC → | Issuer | – | – | CIK 2140197 |
| Camarda Financial Advisors, LLC → | 13F manager | – | – | CIK 1536444 |
| CAMBIAR INVESTORS LLC → | 13F manager | – | – | CIK 823621 |
| CAMBIENT FAMILY OFFICE, LLC → | 13F manager | – | – | CIK 2105684 |
| Cambium Capital Jacaranda LP → | Issuer | – | – | CIK 2136863 |
| CAMBIUM CAPITAL MANAGEMENT LP → | RIA / FO | – | HIGHLAND, MD | CRD 314919 |
| Cambria Investment Management, L.P. → | 13F manager | – | – | CIK 1529389 |
| CAMBRIAN CAPITAL LIMITED PARTNERSHIP → | RIA / FO | – | – | CRD 138552 |
| CAMBRIAN VC, LLC → | RIA / FO | – | – | CRD 317865 |
| Cambridge Advisors Inc. → | 13F manager | – | – | CIK 1633695 |
| CAMBRIDGE ASSOCIATES LLC /MA/ /ADV → | 13F manager | – | – | CIK 733986 |
| Cambridge Avenue Partners II LLC → | Issuer | – | – | CIK 2136886 |
| CAMBRIDGE CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 2078994 |
| Cambridge Financial Group, Inc. → | 13F manager | – | – | CIK 1334199 |
| Cambridge Financial Group, LLC → | 13F manager | – | – | CIK 2085256 |
| CAMBRIDGE INNOVATION CAPITAL MANAGER LIMITED → | RIA / FO | – | CAMBRIDGE, CAMBS | CRD 316698 |