| B-FLEXION FUND MANAGEMENT (JERSEY) LIMITED → | RIA / FO | – | ST. HELIER | CRD 318197 |
| B. Metzler seel. Sohn & Co. AG → | 13F manager | – | – | CIK 1847838 |
| B. RILEY VENTURE CAPITAL, LLC → | RIA / FO | – | LOS ANGELES, CA | CRD 332565 |
| B. Riley Wealth Advisors, Inc. → | 13F manager | – | – | CIK 1464811 |
| B.O.S.S. Retirement Advisors, LLC → | 13F manager | – | – | CIK 1964810 |
| B.U. ITALY S.R.L. → | RIA / FO | – | MILAN | CRD 336361 |
| B&D White Capital Company, LLC → | 13F manager | – | – | CIK 1752523 |
| B&I Capital AG → | 13F manager | – | – | CIK 1843527 |
| B37 VENTURES → | RIA / FO | – | SAN FRANCISCO, CA | CRD 318814 |
| BA Capital Fund I LP → | Issuer | – | – | CIK 2138854 |
| Baader Bank Aktiengesellschaft → | 13F manager | – | – | CIK 1542629 |
| Babb Wealth Advisors LLC → | 13F manager | – | – | CIK 2047312 |
| Babcock Beverley A → | 13F manager | – | – | CIK 0001780505 |
| Babej Peter → | 13F manager | – | – | CIK 0001792004 |
| BAC BRIDGEWORKS FUND LLC → | Issuer | – | – | CIK 2140600 |
| BACCHUS CAPITAL MANAGEMENT, LLC → | RIA / FO | – | NY, NY | CRD 162551 |
| BACH OPTION LIMITED → | RIA / FO | – | HONG KONG | CRD 281358 |
| BACK END CAPITAL ADVISORS LLC → | RIA / FO | – | – | CRD 305037 |
| BACKFUTURE VENTURES, LLC → | RIA / FO | – | – | CRD 327741 |
| Badgley Phelps Wealth Managers, LLC → | 13F manager | – | – | CIK 1895362 |
| BADR INVESTMENTS TX, LLC → | RIA / FO | – | – | CRD 290194 |
| BAE SYSTEMS PLC /FI/ → | Issuer | – | – | CIK 895564 |
| Baer Investment Advisory LLC → | 13F manager | – | – | CIK 2057153 |
| BAG Q2 Deal 1 a Series of CGF2021 LLC → | Issuer | – | – | CIK 2137216 |
| BAGBY DOUGLAS → | 13F manager | – | – | CIK 0001220212 |
| BAHAI AHMAD → | 13F manager | – | – | CIK 0001498135 |
| BAHL & GAYNOR INC → | 13F manager | – | – | CIK 872259 |
| BAI CAPITAL → | RIA / FO | – | BEIJING | CRD 312869 |
| BAIL CAPITAL LLC → | RIA / FO | – | CORAL GABLES, FL | CRD 300315 |
| BAILARD, INC. → | 13F manager | – | – | CIK 750641 |
| Bailey John Robert → | 13F manager | – | – | CIK 0001423873 |
| BAILEY MANAGEMENT SERVICES, LLC → | RIA / FO | – | BRENTWOOD, TN | CRD 323868 |
| BAILEY SALLIE B → | 13F manager | – | – | CIK 0001234014 |
| BAILLIE GIFFORD & CO → | 13F manager | – | – | CIK 1088875 |
| BAILLIE GIFFORD & CO LIMITED → | RIA / FO | – | EDINBURGH | CRD 304197 |
| BAILLY R JEFFREY → | 13F manager | – | – | CIK 0001033284 |
| Bain Capital Credit, LP → | 13F manager | – | – | CIK 1317947 |
| BAIN CAPITAL INVESTMENTS (EUROPE) LIMITED → | RIA / FO | – | LONDON | CRD 298511 |
| BAIN CAPITAL INVESTMENTS (IRELAND) LIMITED → | RIA / FO | – | DUBLIN 4 | CRD 321903 |
| BAIN CAPITAL INVESTMENTS (LUXEMBOURG) S.A.R.L. → | RIA / FO | – | SENNINGERBERG | CRD 309371 |
| BAIN CAPITAL INVESTORS LLC → | 13F manager | – | – | CIK 1040508 |
| Bain Capital Life Sciences Investors, LLC → | 13F manager | – | – | CIK 1703031 |
| Bain Capital Prairie, LLC → | 13F manager | – | – | CIK 2067353 |
| BAIN CAPITAL PRIVATE EQUITY (EUROPE), LLP → | RIA / FO | – | LONDON | CRD 167487 |
| Bain Capital Public Equity Management II, LLC → | 13F manager | – | – | CIK 1768111 |
| Bain Capital Public Equity, LP → | 13F manager | – | – | CIK 1962552 |
| BAIN CAPITAL VENTURE INVESTORS, LLC → | 13F manager | – | – | CIK 1309469 |
| BAINBRIDGE CAPITAL MANAGEMENT, LLC → | RIA / FO | – | WELLINGTON, FL | CRD 340597 |
| BAIRD CAPITAL PARTNERS EUROPE LIMITED → | RIA / FO | – | LONDON | CRD 169015 |
| Baird Financial Group, Inc. → | 13F manager | – | – | CIK 1648711 |
| Bakala Capital LLC → | 13F manager | – | – | CIK 1976751 |
| Baker Avenue Asset Management, LP → | 13F manager | – | – | CIK 1432529 |
| BAKER BOYER NATIONAL BANK → | 13F manager | – | – | CIK 1079398 |
| BAKER BROS. ADVISORS LP → | 13F manager | – | – | CIK 1263508 |
| Baker Chad R → | 13F manager | – | – | CIK 1666470 |
| Baker Ellis Asset Management LLC → | 13F manager | – | – | CIK 1365559 |
| BAKER TILLY WEALTH MANAGEMENT, LLC → | 13F manager | – | – | CIK 1840565 |
| BALANCE CAPITAL PARTNERS L.P. → | RIA / FO | – | NEW YORK, NY | CRD 325617 |
| BALANCE CAPITAL PARTNERS L.P. → | 13F manager | – | – | CIK 2109256 |
| BALANCE LEGAL CAPITAL LLP → | RIA / FO | – | LONDON | CRD 309176 |
| Balance Wealth, LLC → | 13F manager | – | – | CIK 2065247 |
| Balanced Rock Investment Advisors LLC → | 13F manager | – | – | CIK 2011851 |
| BALANCED WEALTH GROUP LLC → | 13F manager | – | – | CIK 2009783 |
| Balboa Wealth Partners → | 13F manager | – | – | CIK 1929008 |
| BALDERTON CAPITAL → | RIA / FO | – | LONDON | CRD 160323 |
| Baldwin Investment Management, LLC → | 13F manager | – | – | CIK 1346378 |
| Baldwin Marisa → | 13F manager | – | – | CIK 0001793496 |
| BALDWIN WEALTH PARTNERS LLC/MA → | 13F manager | – | – | CIK 1021258 |
| Balefire, LLC → | 13F manager | – | – | CIK 1750924 |
| Balentine LLC → | 13F manager | – | – | CIK 1586678 |
| BALERION SPACE VENTURES → | RIA / FO | – | DALLAS, TX | CRD 326964 |
| BALK LANCE C → | 13F manager | – | – | CIK 0001111849 |
| Ball & Co Wealth Management Inc. → | 13F manager | – | – | CIK 2057075 |
| BALL FREDERICK → | 13F manager | – | – | CIK 0001175993 |
| BALL KRISTINE M → | 13F manager | – | – | CIK 0001266163 |
| Ballard Joey → | 13F manager | – | – | CIK 0001930170 |
| BALLAST ADVISORS LLC → | 13F manager | – | – | CIK 1803415 |
| Ballast Asset Management, LP → | 13F manager | – | – | CIK 1998389 |
| Ballast Financial Advisors LLC → | 13F manager | – | – | CIK 2109821 |
| BALLAST POINT VENTURES → | RIA / FO | – | TAMPA, FL | CRD 162111 |
| Ballast Rock Private Wealth LLC → | 13F manager | – | – | CIK 2106928 |
| Ballast, Inc. → | 13F manager | – | – | CIK 1730477 |
| Ballentine Capital Advisors, Inc → | 13F manager | – | – | CIK 2011580 |
| Ballentine Partners, LLC → | 13F manager | – | – | CIK 1374889 |
| Ballew Advisors, Inc → | 13F manager | – | – | CIK 1729096 |
| BALLISTIC VENTURES → | RIA / FO | – | MENLO PARK, CA | CRD 318512 |
| Balsam Pharmaceuticals Co → | Issuer | – | – | CIK 2138514 |
| Baltimore-Washington Financial Advisors, Inc. → | 13F manager | – | – | CIK 1555486 |
| BALYASNY ASSET MANAGEMENT L.P. → | 13F manager | – | – | CIK 1218710 |
| BAM CREDIT MANAGER, LLC → | RIA / FO | – | CARMEL, IN | CRD 338016 |
| BAM Holdings 2 LLC → | Issuer | – | – | CIK 2137736 |
| BAM VENTURES MANAGEMENT, LLC → | RIA / FO | – | LOS ANGELES, CA | CRD 329944 |
| BAM Wealth Management, LLC → | 13F manager | – | – | CIK 2093649 |
| BAMCO INC /NY/ → | 13F manager | – | – | CIK 1017918 |
| BANANA CAPITAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 312842 |
| BANC FUNDS CO LLC → | 13F manager | – | – | CIK 1029311 |
| BancFirst Trust & Investment Management → | 13F manager | – | – | CIK 1914099 |
| BANCO BILBAO VIZCAYA ARGENTARIA, S.A. → | 13F manager | – | – | CIK 842180 |
| Banco BTG Pactual S.A. → | 13F manager | – | – | CIK 1536080 |
| Banco de Sabadell, S.A → | 13F manager | – | – | CIK 1730299 |