| ASTORG ASSET MANAGEMENT SARL → | RIA / FO | – | LUXEMBOURG | CRD 284635 |
| ASTORG PARTNERS → | RIA / FO | – | PARIS | CRD 162141 |
| Astorg VIII Co-Invest Clementine → | Issuer | – | – | CIK 2138249 |
| ASTORI VENTURES LLC → | RIA / FO | – | – | CRD 336844 |
| Astoria Portfolio Advisors LLC. → | 13F manager | – | – | CIK 1931642 |
| Astoria Strategic Wealth, Inc. → | 13F manager | – | – | CIK 1777914 |
| Astra Wealth Partners LLC → | 13F manager | – | – | CIK 2054825 |
| ASTRAL CAPITAL, LLC → | RIA / FO | – | – | CRD 283421 |
| ASTRALIS CAPITAL → | RIA / FO | – | KEY BISCAYNE, FL | CRD 342991 |
| ASTRIS ADVISORY JAPAN K.K. → | RIA / FO | – | TOKYO | CRD 307365 |
| Astro A a Series of Astro Funds LLC → | Issuer | – | – | CIK 2141220 |
| Astro Atlas VV a Series of Astro Funds LLC → | Issuer | – | – | CIK 2139142 |
| Astro Investment VIII a Series of Astro Funds LLC → | Issuer | – | – | CIK 2137946 |
| Astro Investment XVIII a Series of Astro Funds LLC → | Issuer | – | – | CIK 2137625 |
| ASYMMETRIC CAPITAL PARTNERS → | RIA / FO | – | BOSTON, MA | CRD 315882 |
| ASYMMETRIC TECHNOLOGIES, LLC → | RIA / FO | – | MIAMI, FL | CRD 319583 |
| ASYMMETRICAL CAPITAL MANAGEMENT LLC → | RIA / FO | – | NEW YORK, NY | CRD 318956 |
| AT ONE VENTURES OPCO, LLC → | RIA / FO | – | MENLO PARK, CA | CRD 307972 |
| Atairos Group, Inc. → | 13F manager | – | – | CIK 1671122 |
| Atairos Partners GP, Inc. → | 13F manager | – | – | CIK 1671176 |
| Atala Financial Inc → | 13F manager | – | – | CIK 2053756 |
| Atalan Capital Partners, LP → | 13F manager | – | – | CIK 1662906 |
| ATALANTA SOSNOFF CAPITAL, LLC → | 13F manager | – | – | CIK 700529 |
| ATARAXIA PARTNERS, LLC → | RIA / FO | – | PACIFICA, CA | CRD 317485 |
| ATB CAPITAL MARKETS USA INC. → | RIA / FO | – | CALGARY, ALBERTA | CRD 155053 |
| Ategra Capital Management, LLC → | 13F manager | – | – | CIK 1741369 |
| Athelas Investors II LLC → | Issuer | – | – | CIK 2139607 |
| Athena Investment Management → | 13F manager | – | – | CIK 1921093 |
| Athena Wealth Management, LLC → | 13F manager | – | – | CIK 2128243 |
| Athene Annuity & Life Co → | Issuer | – | – | CIK 837332 |
| ATHENS CAPITAL MANAGEMENT LLC → | RIA / FO | – | SANTA BARBARA, CA | CRD 161885 |
| Atherton Lisa M → | 13F manager | – | – | CIK 0002020959 |
| ATHIR CAPITAL LP → | RIA / FO | – | CHICAGO, IL | CRD 332818 |
| ATHOS CAPITAL LIMITED → | RIA / FO | – | HONG KONG | CRD 287804 |
| Athos Capital Ltd → | 13F manager | – | – | CIK 1681662 |
| Athos Opportunity Fund GEK LLC → | Issuer | – | – | CIK 2137932 |
| Athreya Capital, LP → | Issuer | – | – | CIK 2141462 |
| Atika Capital Management LLC → | 13F manager | – | – | CIK 1599731 |
| ATINC, LLC → | RIA / FO | – | LOS ALTOS, CA | CRD 312506 |
| Ativo Capital Management LLC → | 13F manager | – | – | CIK 1423065 |
| Atlanta Consulting Group Advisors, LLC → | 13F manager | – | – | CIK 2019038 |
| Atlantic Edge Private Wealth Management, LLC → | 13F manager | – | – | CIK 2011145 |
| ATLANTIC FAMILY WEALTH, LLC → | 13F manager | – | – | CIK 2012511 |
| ATLANTIC INVESTMENT MANAGEMENT, INC. → | 13F manager | – | – | CIK 1063296 |
| Atlantic Private Wealth, LLC → | 13F manager | – | – | CIK 1893143 |
| ATLANTIC RIDGE CAPITAL LLC → | RIA / FO | – | – | CRD 339611 |
| Atlantic Union Bankshares Corp → | 13F manager | – | – | CIK 883948 |
| ATLANTICA VENTURES MANAGEMENT LLC → | RIA / FO | – | COLLEGE PARK, MD | CRD 319377 |
| Atlas Brown,Inc. → | 13F manager | – | – | CIK 1388168 |
| ATLAS CAPITAL ADVISORS INC. → | 13F manager | – | – | CIK 1434165 |
| Atlas Capital Ex INC. → | Issuer | – | – | CIK 2137939 |
| Atlas Capital Resources GP LLC → | 13F manager | – | – | CIK 0001882294 |
| ATLas Financial Planning LLC → | 13F manager | – | – | CIK 2110886 |
| Atlas FRM LLC → | 13F manager | – | – | CIK 1879898 |
| Atlas Frontier Ventures a Series of CGF2021 LLC → | Issuer | – | – | CIK 2137601 |
| ATLAS GROVE MANAGEMENT LLC → | RIA / FO | – | MIAMI, FL | CRD 324669 |
| ATLAS HEALTH CAPITAL ADVISERS LLP → | RIA / FO | – | LONDON | CRD 342612 |
| ATLAS Infrastructure Partners (UK) Ltd. → | 13F manager | – | – | CIK 1924953 |
| Atlas Legacy Advisors, LLC → | 13F manager | – | – | CIK 2054111 |
| Atlas Merchant Capital LLC → | 13F manager | – | – | CIK 1945789 |
| ATLAS PEAK CAPITAL → | RIA / FO | – | SAN FRANCISCO, CA | CRD 168627 |
| Atlas Private Wealth Advisors → | 13F manager | – | – | CIK 1814234 |
| ATLAS VENTURE → | RIA / FO | – | BOSTON, MA | CRD 162935 |
| Atlas Venture Advisors, Inc. → | 13F manager | – | – | CIK 1767432 |
| Atlas Venture Life Science Advisors, LLC → | 13F manager | – | – | CIK 1917529 |
| ATLAS VENTURE LIFE SCIENCE ADVISORS, LLC → | RIA / FO | – | CAMBRIDGE, MA | CRD 174766 |
| Atlas Wealth LLC → | 13F manager | – | – | CIK 1964106 |
| Atlas Wealth Partners, LLC → | 13F manager | – | – | CIK 1965798 |
| ATLASINVEST → | RIA / FO | – | 1000 BRUSSELS | CRD 168724 |
| AtlasMark Financial, Inc → | 13F manager | – | – | CIK 2127120 |
| Atlatl Advisers LLC → | 13F manager | – | – | CIK 2023168 |
| Atle Fund Management AB → | 13F manager | – | – | CIK 1381843 |
| ATMA ADVISORS LTD. → | RIA / FO | – | GRAND CAYMAN | CRD 325478 |
| ATMANNA PARTNERS LLC → | RIA / FO | – | SHORT HILLS, NJ | CRD 334570 |
| ATMOS ADVISORY, LLC → | 13F manager | – | – | CIK 1905162 |
| ATMOS CAPITAL GESTAO DE RECURSOS LTDA. → | 13F manager | – | – | CIK 1832439 |
| ATMOSPHERE CAPITAL GESTAO DE RECURSOS LTDA → | RIA / FO | – | SAO PAULO | CRD 331266 |
| Atom Investors LP → | 13F manager | – | – | CIK 1738902 |
| ATOMIC LABS → | RIA / FO | – | MIAMI, FL | CRD 210523 |
| ATOMIC MANAGEMENT COMPANY, LLC → | RIA / FO | – | MIAMI, FL | CRD 308610 |
| ATOMICO (UK) PARTNERS LLP → | RIA / FO | – | LONDON | CRD 301113 |
| ATOMICO MANAGEMENT, LTD. → | RIA / FO | – | GEORGE TOWN | CRD 165691 |
| Atoms & Bits Capital III, a Series of A Master Series, LLC → | Issuer | – | – | CIK 2141762 |
| ATOMVEST LIMITED → | RIA / FO | – | CENTRAL | CRD 285155 |
| ATP 1056 Joint Venture → | Issuer | – | – | CIK 2139643 |
| Atreides Management, LP → | 13F manager | – | – | CIK 1777813 |
| ATREVIDA PARTNERS, LLC → | RIA / FO | – | RYE, NY | CRD 168807 |
| Atria Investments, Inc → | 13F manager | – | – | CIK 1535865 |
| ATROPOS CAPITAL MANAGEMENT, LLC → | RIA / FO | – | ST. LOUIS, MO | CRD 319594 |
| ATRUM MANAGEMENT → | RIA / FO | – | TORTOLA | CRD 333181 |
| ATRUM ONE LIMITED → | RIA / FO | – | LONDON | CRD 324755 |
| ATS Small Pool Fund, LLC → | Issuer | – | – | CIK 2137316 |
| ATS Systems, Inc. → | Issuer | – | – | CIK 2137038 |
| Attessa Capital LLC → | 13F manager | – | – | CIK 2020560 |
| Attestor Capital Ltd → | 13F manager | – | – | CIK 1830731 |
| ATTESTOR LIMITED → | RIA / FO | – | LONDON | CRD 162623 |
| ATTICUS WEALTH MANAGEMENT, LLC → | 13F manager | – | – | CIK 1800234 |
| ATTUNGA CAPITAL PTY LTD → | RIA / FO | – | SYDNEY, NEW SOUTH WALES | CRD 326266 |
| ATV GP (VI) LLC → | RIA / FO | – | SAINT THOMAS, VI | CRD 334497 |
| Atwater Malick LLC → | 13F manager | – | – | CIK 1769288 |