| Ascension Capital Advisors, Inc. → | 13F manager | – | – | CIK 1689227 |
| ASCENSION VENTURES → | RIA / FO | – | SAINT LOUIS, MO | CRD 161371 |
| Ascent Advisors, LLC → | 13F manager | – | – | CIK 2109853 |
| ASCENT CAPITAL ADVISORS INDIA PRIVATE LIMITED → | RIA / FO | – | BANGALORE, KARNATAKA | CRD 161583 |
| Ascent Crossover Opportunity Fund III, L.P. → | Issuer | – | – | CIK 2137873 |
| Ascent Crossover Opportunity Offshore Fund III, L.P. → | Issuer | – | – | CIK 2137872 |
| ASCENT FUNDS MANAGEMENT LLC → | RIA / FO | – | – | CRD 327567 |
| Ascent Group, LLC → | 13F manager | – | – | CIK 1913231 |
| ASCENT VENTURE PARTNERS → | RIA / FO | – | – | CRD 162108 |
| Ascent Wealth Partners, LLC → | 13F manager | – | – | CIK 1546865 |
| Ascent X Court Club, LP → | Issuer | – | – | CIK 2141578 |
| ASCENTA CAPITAL → | RIA / FO | – | – | CRD 327650 |
| Ascentis Independent Advisors → | 13F manager | – | – | CIK 1845003 |
| Ascentis Wealth Management, LLC → | 13F manager | – | – | CIK 2032602 |
| ASCERTIS CAPITAL PTE. LIMITED → | RIA / FO | – | SINGAPORE | CRD 333880 |
| Asempa Wealth Advisors → | 13F manager | – | – | CIK 2099967 |
| ASGARD ASSET MANAGEMENT A/S → | RIA / FO | – | COPENHAGEN K, COPENHAGEN | CRD 324667 |
| ASHCROFT PARTNERS LLC → | RIA / FO | – | – | CRD 333962 |
| Ashe Capital Management, LP → | 13F manager | – | – | CIK 1632715 |
| Ashford Advisors, LLC → | 13F manager | – | – | CIK 1861158 |
| ASHFORD CAPITAL MANAGEMENT INC → | 13F manager | – | – | CIK 897070 |
| Ashford Theodore H. III → | 13F manager | – | – | CIK 0001488440 |
| ASHGROVE CAPITAL LLP → | RIA / FO | – | LONDON | CRD 318191 |
| ASHGROVE CAPITAL MANAGEMENT LIMITED → | RIA / FO | – | GUERNSEY | CRD 318192 |
| ASHGROVE SPECIALTY LENDING FUND I (GP) S.A.R.L. → | RIA / FO | – | LUXEMBOURG | CRD 318194 |
| ASHLAND FOREST CAPITAL PARTNERS LLC → | RIA / FO | – | CHICAGO, IL | CRD 338252 |
| Ashland Manors LLC → | Issuer | – | – | CIK 2136369 |
| Ashoka WhiteOak Capital Pte Ltd → | 13F manager | – | – | CIK 2031708 |
| Ashton Thomas Private Wealth, LLC → | 13F manager | – | – | CIK 2019663 |
| ASHTON THOMAS SECURITIES, LLC → | 13F manager | – | – | CIK 771572 |
| ASHWOOD CAPITAL MANAGEMENT LTD → | RIA / FO | – | TRIANON | CRD 309566 |
| ASIA DEBT MANAGEMENT HONG KONG LIMITED → | RIA / FO | – | WANCHAI | CRD 162215 |
| ASIA FRONTIER INVESTMENTS LIMITED → | RIA / FO | – | SHEUNG WAN, HONG KONG | CRD 307143 |
| ASIA PARTNERS FUND MANAGEMENT PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 305065 |
| ASIA RESEARCH & CAPITAL MANAGEMENT (DIFC) LIMITED → | RIA / FO | – | DUBAI | CRD 327838 |
| ASIA2G CAPITAL → | RIA / FO | – | SANTA CLARA, CA | CRD 329695 |
| Asio Capital, LLC → | 13F manager | – | – | CIK 1803291 |
| ASK CAPITAL MANAGEMENT PTE LTD. → | RIA / FO | – | SINGAPORE | CRD 337493 |
| ASK CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 2056598 |
| ASK DOLLY → | RIA / FO | – | DENVER, CO | CRD 337843 |
| ASL Financial, LLC → | 13F manager | – | – | CIK 2105933 |
| ASLAN ROSE LLC → | RIA / FO | – | HUNTINGTON, NY | CRD 337741 |
| ASO GROUP Ltd → | 13F manager | – | – | CIK 2108771 |
| ASPECT ACQUISITION MANAGEMENT → | RIA / FO | – | DALLAS, TX | CRD 288068 |
| Aspect Management, LLC → | 13F manager | – | – | CIK 2111529 |
| ASPECT MANAGEMENT, LLC → | RIA / FO | – | PALO ALTO, CA | CRD 175357 |
| Aspect Partners, LLC → | 13F manager | – | – | CIK 1985284 |
| Aspell Robert Patrick → | 13F manager | – | – | CIK 0002107349 |
| Aspen Capital Management, LLC → | 13F manager | – | – | CIK 2065974 |
| Aspen Grove Capital, LLC → | 13F manager | – | – | CIK 1806027 |
| Aspen Investment Management Inc → | 13F manager | – | – | CIK 1541596 |
| Aspen Wealth Management LLC → | 13F manager | – | – | CIK 1895252 |
| Aspen Wealth Strategies, LLC → | 13F manager | – | – | CIK 1972517 |
| Aspetuck Financial Management LLC → | 13F manager | – | – | CIK 2048608 |
| ASPEX MANAGEMENT (HK) LIMITED → | RIA / FO | – | HONG KONG | CRD 300189 |
| Aspex Management (HK) Ltd → | 13F manager | – | – | CIK 1768375 |
| Aspira Women's Health Inc. → | Issuer | – | – | CIK 926617 |
| ASPIRANT GROUP → | RIA / FO | – | TOKYO | CRD 305426 |
| Aspire Capital Advisors LLC → | 13F manager | – | – | CIK 1906014 |
| Aspire Growth Partners LLC → | 13F manager | – | – | CIK 2055568 |
| Aspire Private Capital, LLC → | 13F manager | – | – | CIK 1767340 |
| Aspirean Wealth, LLC → | 13F manager | – | – | CIK 2110285 |
| AspireX Kabiria One LLC → | Issuer | – | – | CIK 2139277 |
| ASPIRIANT, LLC → | 13F manager | – | – | CIK 1433541 |
| Aspiring Ventures, LLC → | 13F manager | – | – | CIK 1738640 |
| ASPIRITY PARTNERS LLP → | RIA / FO | – | LONDON | CRD 338106 |
| ASPOON CAPITAL LIMITED → | RIA / FO | – | HONG KONG | CRD 313470 |
| ASR Vermogensbeheer N.V. → | 13F manager | – | – | CIK 1916757 |
| ASSEMBLY VENTURES MANAGEMENT, LLC → | RIA / FO | – | DETROIT, MI | CRD 320685 |
| ASSEMBLY VENTURES SELECT MANAGEMENT, LLC → | RIA / FO | – | DETROIT, MI | CRD 341480 |
| Assenagon Asset Management S.A. → | 13F manager | – | – | CIK 1546007 |
| Asset Advisors Investment Management, LLC → | 13F manager | – | – | CIK 1756695 |
| Asset Advisory Group, Inc. → | 13F manager | – | – | CIK 2110402 |
| Asset Allocation & Management Company, LLC → | 13F manager | – | – | CIK 1498383 |
| Asset Allocation Strategies LLC → | 13F manager | – | – | CIK 1922879 |
| Asset Dedication, LLC → | 13F manager | – | – | CIK 1475896 |
| ASSET MANAGEMENT → | RIA / FO | – | SÃO PAULO | CRD 320739 |
| Asset Management Advisors, LLC → | 13F manager | – | – | CIK 1596355 |
| Asset Management Group, Inc. → | 13F manager | – | – | CIK 1511550 |
| Asset Management One Co., Ltd. → | 13F manager | – | – | CIK 1068855 |
| ASSET MANAGEMENT VENTURES, LLC → | RIA / FO | – | MENLO PARK, CA | CRD 160606 |
| Asset One Wealth Management LLC → | 13F manager | – | – | CIK 2110759 |
| ASSET PLANNING SERVICES INC /LA/ /ADV → | 13F manager | – | – | CIK 811407 |
| Asset Planning,Inc → | 13F manager | – | – | CIK 2048547 |
| ASSET RESURGENCE MAURITIUS MANAGER → | RIA / FO | – | MOKA | CRD 306455 |
| Asset Value Investors Ltd → | 13F manager | – | – | CIK 1870300 |
| ASSETFORT ADVISORS LLC → | RIA / FO | – | – | CRD 299149 |
| ASSETMARK, INC → | 13F manager | – | – | CIK 1344551 |
| ASSOCIATED BANC-CORP → | 13F manager | – | – | CIK 7789 |
| Assumpcao Marcos Moreno Chagas → | 13F manager | – | – | CIK 0002119623 |
| ASSURANCE MEZZANINE CAPITAL, LLC → | RIA / FO | – | ORLANDO, FL | CRD 288628 |
| ASSURED GUARANTY LTD → | 13F manager | – | – | CIK 0001273813 |
| AssuredPartners Investment Advisors, LLC → | 13F manager | – | – | CIK 2055492 |
| ASTA INVESTMENT ADVISORS → | RIA / FO | – | TONBRIDGE | CRD 307746 |
| ASTANOR GP S.AR.L. → | RIA / FO | – | LUXEMBOURG, GRAND-DUCHY OF LUXEMBOURG | CRD 331670 |
| ASTARTE CAPITAL PARTNERS LLP → | RIA / FO | – | LONDON | CRD 319708 |
| Aster Capital Management (DIFC) Ltd → | 13F manager | – | – | CIK 2040915 |
| ASTERION INDUSTRIAL PARTNERS, SGEIC, S.A. → | RIA / FO | – | MADRID | CRD 300067 |
| ASTORG ADVISORY SERVICES → | RIA / FO | – | LUXEMBOURG, LUXEMBOURG | CRD 321806 |
| ASTORG ADVISORY SERVICES MID-CAP → | RIA / FO | – | LUXEMBOURG, LUXEMBOURG | CRD 321803 |