| Aristotle Pacific Capital, LLC → | 13F manager | – | – | CIK 1844577 |
| Arizona PSPRS Trust → | 13F manager | – | – | CIK 1565332 |
| Arizona State Retirement System → | 13F manager | – | – | CIK 1558481 |
| Arjuna Capital → | 13F manager | – | – | CIK 1703208 |
| ARK & TLK INVESTMENTS, LLC → | 13F manager | – | – | CIK 2013188 |
| ARK Early Stage Venture Fund I LP → | Issuer | – | – | CIK 2139378 |
| ARK Investment Management LLC → | 13F manager | – | – | CIK 1697748 |
| Ark Wealth Advisors LLC → | 13F manager | – | – | CIK 2110109 |
| Arkadios Wealth Advisors → | 13F manager | – | – | CIK 1800798 |
| ARKANSAS FINANCIAL GROUP, INC. → | 13F manager | – | – | CIK 764611 |
| ARKAY VENTURES → | RIA / FO | – | NEW YORK, NY | CRD 311732 |
| ARKENSTONE LLP → | RIA / FO | – | ST HELIER | CRD 307061 |
| Arkfeld Wealth Strategies, L.L.C. → | 13F manager | – | – | CIK 1789382 |
| Arkhouse Value Fund XII LP → | Issuer | – | – | CIK 2137943 |
| ARKKAN CAPITAL MANAGEMENT LIMITED → | RIA / FO | – | CENTRAL | CRD 170968 |
| Arkos Global Advisors → | 13F manager | – | – | CIK 1769089 |
| ARKVIEW CAPITAL CO-INVEST X - COLUMBIA LP → | Issuer | – | – | CIK 2138307 |
| ARLEN HOUSE MANAGEMENT LTD. → | RIA / FO | – | – | CRD 338784 |
| ARLES ADVISORS INC → | RIA / FO | – | NEW YORK, NY | CRD 162378 |
| Arlington Capital Management, Inc. → | 13F manager | – | – | CIK 1606507 |
| Arlington Financial Advisors, LLC → | 13F manager | – | – | CIK 1716539 |
| Arlington Partners LLC → | 13F manager | – | – | CIK 1389848 |
| Arlington Trust Co LLC → | 13F manager | – | – | CIK 1997685 |
| ARMADA VENTURE PARTNERS LLC → | RIA / FO | – | DENVER, CO | CRD 329744 |
| ARMATUS CAPITAL MANAGEMENT, LLC → | RIA / FO | – | – | CRD 284800 |
| Armbruster Capital Management, Inc. → | 13F manager | – | – | CIK 1664847 |
| ARMEN GARO H → | 13F manager | – | – | CIK 0000935679 |
| ARMEN SAS → | RIA / FO | – | PARIS | CRD 327264 |
| Armenat Fritz Eric → | 13F manager | – | – | CIK 0001739616 |
| ARMIRA BETEILIGUNGEN GMBH & CO., KG → | RIA / FO | – | MUNICH | CRD 331451 |
| ARMISTICE CAPITAL, LLC → | 13F manager | – | – | CIK 1601086 |
| ARMOR ADVISORS, L.L.C. → | 13F manager | – | – | CIK 1600698 |
| Armor Investment Advisors, LLC → | 13F manager | – | – | CIK 1694079 |
| ARMORY CAPITAL GROUP, LLC → | RIA / FO | – | EL SEGUNDO, CA | CRD 148240 |
| ARMORY SQUARE VENTURES MANAGER, LLC → | RIA / FO | – | SKANEATELES, NY | CRD 298870 |
| ARMSTRONG ADVISORY GROUP, INC → | 13F manager | – | – | CIK 1932952 |
| Armstrong Bruce → | 13F manager | – | – | CIK 0001317768 |
| ARMSTRONG HENRY H ASSOCIATES INC → | 13F manager | – | – | CIK 1056827 |
| Armstrong, Fleming & Moore, Inc → | 13F manager | – | – | CIK 1990099 |
| ARMYN CAPITAL LLC → | RIA / FO | – | NEW YORK, NY | CRD 337772 |
| Arnhold LLC → | 13F manager | – | – | CIK 1733755 |
| Arnold Financial Planning LLC → | 13F manager | – | – | CIK 2107020 |
| Arohi Asset Management PTE Ltd. → | 13F manager | – | – | CIK 2043756 |
| Arosa Capital Management LP → | 13F manager | – | – | CIK 1596053 |
| ARP Global Capital Ltd → | 13F manager | – | – | CIK 2074760 |
| ARQ WEALTH ADVISORS, LLC → | 13F manager | – | – | CIK 1811827 |
| ARQOS CAPITAL PARTNERS LLC → | RIA / FO | – | LA CASTELLANA, CARACAS | CRD 340446 |
| ARRAY VENTURES MANAGEMENT LLC → | RIA / FO | – | – | CRD 310061 |
| Arregui Jesus → | 13F manager | – | – | CIK 0001775494 |
| ARRIEN INVESTMENTS, INC. → | 13F manager | – | – | CIK 2052048 |
| Arrington Capital Management, LLC → | 13F manager | – | – | CIK 2087115 |
| Arrival Wellness Inc → | Issuer | – | – | CIK 2137106 |
| ARRIVE OPPORTUNITIES MANAGEMENT, LLC → | RIA / FO | – | NEW YORK, NY | CRD 300466 |
| Arrow Capital Management, LLC → | 13F manager | – | – | CIK 1389082 |
| Arrow Capital Pty Ltd → | 13F manager | – | – | CIK 2005134 |
| ARROW FINANCIAL CORP → | 13F manager | – | – | CIK 717538 |
| Arrow Investment Advisors, LLC → | 13F manager | – | – | CIK 1378410 |
| ARROWGRASS CAPITAL PARTNERS LLP → | RIA / FO | – | LONDON | CRD 154329 |
| ArrowMark Colorado Holdings LLC → | 13F manager | – | – | CIK 1483859 |
| ARROWPOINT INVESTMENT PARTNERS (HONG KONG) LIMITED → | RIA / FO | – | WANCHAI | CRD 331922 |
| Arrowpoint Investment Partners (Singapore) Pte. Ltd. → | 13F manager | – | – | CIK 2032331 |
| ARROWPOINT INVESTMENT PARTNERS (SINGAPORE) PTE. LTD. → | RIA / FO | – | SINGAPORE | CRD 331921 |
| Arrowroot Family Office, LLC → | 13F manager | – | – | CIK 2017744 |
| ARROWSIDE FUND GP → | RIA / FO | – | BOSTON, MA | CRD 338397 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP → | 13F manager | – | – | CIK 1164508 |
| ARS Investment Partners, LLC → | 13F manager | – | – | CIK 733020 |
| ARS Wealth Advisors Group, LLC → | 13F manager | – | – | CIK 1886707 |
| Arselle Fund I Investment, LLC → | Issuer | – | – | CIK 2138253 |
| Arsenal Capital Advisors LLC → | 13F manager | – | – | CIK 2109474 |
| Arta Finance Wealth Management LLC → | 13F manager | – | – | CIK 2099257 |
| Artal Group S.A. → | 13F manager | – | – | CIK 1053906 |
| ARTEMIS ADVISORY PARTNERS LTD → | RIA / FO | – | GRAND CAYMAN | CRD 332556 |
| ARTEMIS GROWTH PARTNERS → | RIA / FO | – | LONDON | CRD 307251 |
| Artemis Investment Management LLP → | 13F manager | – | – | CIK 1535385 |
| Artemis Wealth Advisors, LLC → | 13F manager | – | – | CIK 1767435 |
| Artesa Financial Group, LLC → | 13F manager | – | – | CIK 2109808 |
| ARTHAM PARTNERS LLP → | RIA / FO | – | LONDON | CRD 338667 |
| Arthedge Capital Management, LLC → | 13F manager | – | – | CIK 1846503 |
| ARTHUR M. COHEN & ASSOCIATES, LLC → | 13F manager | – | – | CIK 1692252 |
| Artia Global Partners LP → | 13F manager | – | – | CIK 1937964 |
| ARTIMAN VENTURES → | RIA / FO | – | PALO ALTO, CA | CRD 162908 |
| ARTIS VENTURES MANAGEMENT, L.P. → | RIA / FO | – | SAN FRANCISCO, CA | CRD 168686 |
| Artisan Partners Limited Partnership → | 13F manager | – | – | CIK 1466153 |
| ARTISAN PARTNERS UK LLP → | RIA / FO | – | LONDON | CRD 152711 |
| ARTISANAL VENTURES MANAGEMENT, LLC → | RIA / FO | – | TIBURON, CA | CRD 318935 |
| ARTNEY LIMITED → | RIA / FO | – | – | CRD 316542 |
| Arvani Azita → | 13F manager | – | – | CIK 0001559475 |
| Arvest Bank Trust Division → | 13F manager | – | – | CIK 1625959 |
| ARVEST INVESTMENTS, INC. → | 13F manager | – | – | CIK 1025038 |
| Arvin Capital Management LP → | 13F manager | – | – | CIK 1961738 |
| ARWA LLC → | 13F manager | – | – | CIK 2113621 |
| Arway Pamela M → | 13F manager | – | – | CIK 0001464822 |
| ARYA VENTURES VC, LLC → | RIA / FO | – | – | CRD 339185 |
| AS PLURAL ESTONIA → | RIA / FO | – | TALLINN | CRD 339695 |
| ASAHI LIFE ASSET MANAGEMENT CO., LTD. → | 13F manager | – | – | CIK 1564835 |
| ASBJORNSON NORMAN H → | 13F manager | – | – | CIK 0000903063 |
| ASCEND ADVISOR SERVICES LLC → | RIA / FO | – | NEW YORK, NY | CRD 306302 |
| Ascend Capital Lending, LLC → | Issuer | – | – | CIK 2140870 |
| ASCENDENT CAPITAL PARTNERS LIMITED → | RIA / FO | – | GRAND CAYMAN | CRD 162710 |
| ASCENDO VENTURES, LLC → | RIA / FO | – | MIAMI, FL | CRD 334147 |