| Albo Giuseppina → | 13F manager | – | – | CIK 0001999598 |
| ALBOURNE AMERICA LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 126582 |
| Album Ventures V, L.P. → | Issuer | – | – | CIK 2138274 |
| ALBUM VENTURES, LLC → | RIA / FO | – | LEHI, UT | CRD 304983 |
| ALCAZAR ENERGY MANAGEMENT SERVICES L.L.C-FZ → | RIA / FO | – | DUBAI | CRD 331535 |
| Alchemi Wealth, LLC → | 13F manager | – | – | CIK 2110606 |
| Alchemity by District Angels a Series of Clutch Capital LLC → | Issuer | – | – | CIK 2137075 |
| ALCHEMY SPECIAL OPPORTUNITIES LLP → | RIA / FO | – | LONDON | CRD 162312 |
| Alcosta Capital Management, Inc. → | 13F manager | – | – | CIK 1842509 |
| ALCUIN CAPITAL PARTNERS LLP → | RIA / FO | – | LONDON | CRD 190513 |
| ALDARON MANAGEMENT LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 341075 |
| Aldebaran Capital, LLC → | 13F manager | – | – | CIK 1448430 |
| Aldebaran Financial Inc. → | 13F manager | – | – | CIK 1353110 |
| Alden Global Capital LLC → | 13F manager | – | – | CIK 1616882 |
| ALDER STRATEGIC OPPORTUNITIES ADVISORY I AB → | RIA / FO | – | STOCKHOLM, STOCKHOLM | CRD 342359 |
| ALDER VALE → | RIA / FO | – | WALNUT CREEK, CA | CRD 340953 |
| ALDRICH DAVID J → | 13F manager | – | – | CIK 0001025092 |
| Alecta Tjanstepension Omsesidigt → | 13F manager | – | – | CIK 1484429 |
| ALEENA CAPITAL MANAGEMENT LP → | RIA / FO | – | – | CRD 321640 |
| ALEPH → | RIA / FO | – | TEL AVIV | CRD 168654 |
| ALEPH CAPITAL PARTNERS LIMITED → | RIA / FO | – | LONDON | CRD 270016 |
| ALERA MANAGEMENT PARTNERS → | RIA / FO | – | BUENOS AIRES | CRD 341220 |
| ALERUS FINANCIAL NA → | 13F manager | – | – | CIK 919458 |
| Alesco Advisors, LLC, An ESL Co → | 13F manager | – | – | CIK 1269978 |
| Alessandra Capital Management, LLC → | 13F manager | – | – | CIK 2132506 |
| ALETHEA CAPITAL MANAGEMENT, LLC → | 13F manager | – | – | CIK 1549408 |
| ALETHEIA ANALYST NETWORK LIMITED → | RIA / FO | – | CENTRAL | CRD 172882 |
| Aletheian Wealth Advisors LLC → | 13F manager | – | – | CIK 1922281 |
| ALETO → | RIA / FO | – | CHICAGO, IL | CRD 342410 |
| ALEXANDER CAPITAL VENTURES MANAGEMENT, LLC → | RIA / FO | – | THE VILLAGES, FL | CRD 306957 |
| ALEXANDER LABRUNERIE & CO., INC. → | 13F manager | – | – | CIK 2024333 |
| ALEXANDER PATRICK L → | 13F manager | – | – | CIK 0000942698 |
| Alexander Randolph Advisory, Inc. → | 13F manager | – | – | CIK 874816 |
| ALEXIA VENTURES → | RIA / FO | – | SAO PAULO, SAO PAULO | CRD 310181 |
| Alexis Investment Partners, LLC → | 13F manager | – | – | CIK 2054271 |
| ALFA ALGORITHMS HK LIMITED → | RIA / FO | – | TSIM SHA TSUI, KOWLOON | CRD 333190 |
| ALFA INDIGO, S.A.P.I. DE C.V. → | RIA / FO | – | CHIHUAHUA | CRD 332462 |
| Alfonso Humberto P → | 13F manager | – | – | CIK 0001406985 |
| Alfreton Capital LLP → | 13F manager | – | – | CIK 1873435 |
| ALFRETON CAPITAL LLP → | RIA / FO | – | RADLETT, HERTFORDSHIRE | CRD 288144 |
| Algae Cooking Club, Inc. → | Issuer | – | – | CIK 2137062 |
| ALGEBRIS (UK) LIMITED → | RIA / FO | – | LONDON | CRD 286294 |
| ALGEBRIS (UK) LTD → | 13F manager | – | – | CIK 1700286 |
| ALGEBRIS INVESTMENT (IRELAND) LIMITED → | RIA / FO | – | DUBLIN 2 | CRD 311842 |
| ALGEBRIS INVESTMENTS US INC. → | RIA / FO | – | DENVER, CO | CRD 342552 |
| ALGERT GLOBAL LLC → | 13F manager | – | – | CIK 1275218 |
| Algorithmic Investment Models, LLC → | 13F manager | – | – | CIK 1806628 |
| Alhambra Investment Management LLC → | 13F manager | – | – | CIK 1802696 |
| Alibaba Group Holding Ltd → | 13F manager | – | – | CIK 1577552 |
| Alight Capital Management LP → | 13F manager | – | – | CIK 1651473 |
| ALIGN FINANCIAL SERVICES → | RIA / FO | – | THORNTON, CO | CRD 336381 |
| Align Financial, LLC → | 13F manager | – | – | CIK 2089183 |
| ALIGN PARTNERS CAPITAL MANAGEMENT INC. → | RIA / FO | – | YEONGDEUNGPO-GU, SEOUL | CRD 328839 |
| ALIGNED PARTNERS → | RIA / FO | – | LOS ALTOS, CA | CRD 165825 |
| ALIGNMENT DEBT HOLDINGS 1, LLC → | RIA / FO | – | NEW YORK, NY | CRD 297951 |
| ALIMENT CAPITAL, LLC → | RIA / FO | – | LOS ANGELES, CA | CRD 285934 |
| ALINOR CAPITAL MANAGEMENT LLP → | RIA / FO | – | LONDON | CRD 329691 |
| ALITER CAPITAL LLP → | RIA / FO | – | LONDON | CRD 310678 |
| ALITHION CAPITAL → | RIA / FO | – | SINGAPORE | CRD 285425 |
| ALITUS PARTNERS, LLC → | RIA / FO | – | ST. LOUIS, MO | CRD 298529 |
| ALIVE VENTURES LLC → | RIA / FO | – | BOGOTÁ | CRD 293132 |
| Aljian Capital Management, LLC → | 13F manager | – | – | CIK 1731260 |
| ALKEME INVESTMENTS LLC → | RIA / FO | – | SCOTTSDALE, AZ | CRD 332434 |
| ALKEMI GROWTH CAPITAL LLP → | RIA / FO | – | NEW DELHI, DELHI | CRD 305456 |
| Alken Asset Management Ltd → | 13F manager | – | – | CIK 1629996 |
| ALKEON CAPITAL MANAGEMENT LLC → | 13F manager | – | – | CIK 1230239 |
| Alkeon Innovation Special Opportunities Fund, LP → | Issuer | – | – | CIK 2136874 |
| Alkuwari Ibrahim → | 13F manager | – | – | CIK 0002067335 |
| ALL Get Access Management, a series of Get Access Master Partnership, LP → | Issuer | – | – | CIK 2138264 |
| All Pro Crystal LLLP → | Issuer | – | – | CIK 2136382 |
| ALL SEAS CAPITAL → | RIA / FO | – | LONDON | CRD 316487 |
| All Terrain Financial Advisors, LLC → | 13F manager | – | – | CIK 1731358 |
| ALL-STARS INVESTMENT LIMITED → | RIA / FO | – | HONG KONG | CRD 292840 |
| All-Stars Investment Ltd → | 13F manager | – | – | CIK 1633603 |
| Allard Jacqui → | 13F manager | – | – | CIK 0002050454 |
| Allegheny Financial Group → | 13F manager | – | – | CIK 1844148 |
| Allegiance Financial Group Advisory Services LLC → | 13F manager | – | – | CIK 1964068 |
| ALLEGIS CAPITAL MANAGEMENT COMPANY LLC → | RIA / FO | – | PALO ALTO, CA | CRD 329653 |
| ALLEGRO FUNDS PTY LTD → | RIA / FO | – | SYDNEY, NSW | CRD 290709 |
| Allen Capital Group, LLC → | 13F manager | – | – | CIK 1601384 |
| Allen Dawn H → | 13F manager | – | – | CIK 0002136655 |
| ALLEN HOLDING INC /NY → | 13F manager | – | – | CIK 919489 |
| Allen Investment Management, LLC → | 13F manager | – | – | CIK 1326234 |
| Allen John K → | 13F manager | – | – | CIK 0001397728 |
| Allen Mooney & Barnes Investment Advisors LLC → | 13F manager | – | – | CIK 2001461 |
| ALLEN OPERATIONS LLC → | 13F manager | – | – | CIK 1389544 |
| ALLEN PATRICK E → | 13F manager | – | – | CIK 0001191569 |
| ALLEN RICHARD E → | 13F manager | – | – | CIK 0001247582 |
| ALLEN WEALTH MANAGEMENT, LLC → | 13F manager | – | – | CIK 2012003 |
| Allenhurst Investor Equity LLC → | Issuer | – | – | CIK 2139376 |
| ALLERFUND VENTURES, LLC → | RIA / FO | – | NEW YORK, NY | CRD 336235 |
| Alley Investment Management Company, LLC → | 13F manager | – | – | CIK 1917618 |
| ALLEYCORP ADVISERS, LLC → | RIA / FO | – | NEW YORK, NY | CRD 328257 |
| Alliance Private Wealth, LLC → | 13F manager | – | – | CIK 2109849 |
| Alliance Wealth Advisors, LLC → | 13F manager | – | – | CIK 1849724 |
| Alliance Wealth Advisors, LLC /UT → | 13F manager | – | – | CIK 1893261 |
| Alliance Wealth Management Group → | 13F manager | – | – | CIK 1623707 |
| Alliance Wealth Strategies, LLC d/b/a Brown Edwards Wealth Strategies → | 13F manager | – | – | CIK 2106763 |
| ALLIANCEBERNSTEIN CORPORATION → | RIA / FO | – | NEW YORK, NY | CRD 107445 |
| ALLIANCEBERNSTEIN HOLDING L.P. → | RIA / FO | – | NASHVILLE, TN | CRD 106998 |