| ADAMS DIVERSIFIED EQUITY FUND, INC. → | 13F manager | – | – | CIK 2230 |
| ADAMS FUNDS ADVISERS → | RIA / FO | – | BALTIMORE, MD | CRD 226613 |
| ADAMS NATURAL RESOURCES FUND, INC. → | 13F manager | – | – | CIK 216851 |
| ADAMS STREET PARTNERS LLC → | 13F manager | – | – | CIK 1193586 |
| ADAMS TODD A. → | 13F manager | – | – | CIK 0001525211 |
| Adams Wealth Management → | 13F manager | – | – | CIK 1803084 |
| ADAMSBROWN WEALTH CONSULTANTS LLC → | 13F manager | – | – | CIK 1911244 |
| Adapt (us) Fund I, LP → | Issuer | – | – | CIK 2141369 |
| ADAPT Investment Managers SA → | 13F manager | – | – | CIK 2029917 |
| ADAPT INVESTMENT MANAGERS SA → | RIA / FO | – | GENEVA | CRD 329885 |
| ADAPT WEALTH ADVISORS, LLC → | 13F manager | – | – | CIK 2013937 |
| ADAPTIVE CAPITAL MANAGEMENT PARTNERS, LLC → | RIA / FO | – | RENO, NV | CRD 130938 |
| Adaptive Financial Consulting, LLC → | 13F manager | – | – | CIK 1804717 |
| Adaptive Logic Inc. → | Issuer | – | – | CIK 2140325 |
| ADAR1 Capital Management, LLC → | 13F manager | – | – | CIK 1940272 |
| Adatia Karim → | 13F manager | – | – | CIK 0002129230 |
| ADCP, a series of FDVC Growth, LP → | Issuer | – | – | CIK 2140146 |
| ADD VENTURES CAPITAL, LLC → | RIA / FO | – | – | CRD 325247 |
| Addenda Capital Inc. → | 13F manager | – | – | CIK 1569411 |
| ADDIGENCE CORPORATION → | RIA / FO | – | NEW YORK, NY | CRD 323504 |
| Addis & Hill, Inc → | 13F manager | – | – | CIK 2016470 |
| Addison Advisors LLC → | 13F manager | – | – | CIK 1843745 |
| Addison Capital Co → | 13F manager | – | – | CIK 1581465 |
| ADDISONMANAGEMENT, INC. → | RIA / FO | – | SHELBURNE, VT | CRD 324234 |
| Addition Six Partners, L.P. → | Issuer | – | – | CIK 2137124 |
| Addition Six, L.P. → | Issuer | – | – | CIK 2136880 |
| ADDITION WEALTH → | RIA / FO | – | – | CRD 318018 |
| ADDITION, L.P. → | RIA / FO | – | NEW YORK, NY | CRD 309075 |
| ADE, LLC → | 13F manager | – | – | CIK 1845950 |
| Adelante Capital Management LLC → | 13F manager | – | – | CIK 1067926 |
| ADELIE INVESTMENT MANAGEMENT COMPANY → | RIA / FO | – | EBENE | CRD 162709 |
| ADELIO PARTNERS LIMITED → | RIA / FO | – | LONDON | CRD 340027 |
| ADELIS ADVISORY A/S → | RIA / FO | – | 1055 COPENHAGEN | CRD 317934 |
| ADELIS ADVISORY AB II → | RIA / FO | – | STOCKHOLM | CRD 289290 |
| ADELIS ADVISORY I AB → | RIA / FO | – | STOCKHOLM | CRD 169534 |
| ADELIS ADVISORY III AB → | RIA / FO | – | STOCKHOLM | CRD 317936 |
| ADELIS ADVISORY IV AB → | RIA / FO | – | STOCKHOLM | CRD 333820 |
| ADELIS SSID ADVISORY AB → | RIA / FO | – | STOCKHOLM | CRD 322672 |
| ADELL HARRIMAN & CARPENTER INC → | 13F manager | – | – | CIK 1134152 |
| ADELPHI CAPITAL ADVISORY, LLC → | RIA / FO | – | WASHINGTON, DC | CRD 298903 |
| Adelphi Trust Co → | 13F manager | – | – | CIK 2106968 |
| ADELPHI VENTURES MANAGEMENT, LLC → | RIA / FO | – | – | CRD 334434 |
| ADENIA PARTNERS LTD → | RIA / FO | – | BEAU PLAN | CRD 332221 |
| ADG Wealth Management Group, LLC → | 13F manager | – | – | CIK 2053824 |
| Adirondack Capital Advisors, LLC → | 13F manager | – | – | CIK 2107623 |
| ADIRONDACK TRUST CO → | 13F manager | – | – | CIK 1054257 |
| ADITUM BIO MANAGEMENT COMPANY, LLC → | RIA / FO | – | OAKLAND, CA | CRD 305442 |
| ADJACENT VENTURES LLC → | RIA / FO | – | NEW YORK, NY | CRD 306888 |
| ADJUVANT CAPITAL, LP → | RIA / FO | – | NEW YORK, NY | CRD 301716 |
| ADMIRAL CAPITAL PARTNERS, LLC → | RIA / FO | – | – | CRD 286422 |
| Adoorn LLC → | Issuer | – | – | CIK 2137763 |
| ADP I GP LIMITED → | RIA / FO | – | ST HELIER | CRD 284979 |
| ADP II GP LIMITED → | RIA / FO | – | ST PETER PORT | CRD 285019 |
| ADP III GP LIMITED → | RIA / FO | – | ST PETER PORT, ST PETER PORT | CRD 300175 |
| ADV PARTNERS CAPITAL MANAGEMENT LTD. → | RIA / FO | – | SINGAPORE | CRD 285618 |
| ADVAITA CAPITAL LLC → | RIA / FO | – | BOSTON, MA | CRD 325205 |
| Advance Capital Management, Inc. → | 13F manager | – | – | CIK 1536029 |
| ADVANCE GLOBAL CAPITAL LTD. → | RIA / FO | – | LONDON | CRD 284467 |
| Advanced Asset Management Advisors Inc → | 13F manager | – | – | CIK 1075444 |
| ADVANCED MICRO DEVICES INC → | 13F manager | – | – | CIK 2488 |
| ADVANCED TECHNOLOGY VENTURES → | RIA / FO | – | BOSTON, MA | CRD 162341 |
| ADVANCIT CAPITAL ADVISORS LLC → | RIA / FO | – | BOSTON, MA | CRD 167928 |
| ADVANTAGE PARTNERS → | RIA / FO | – | SINGAPORE | CRD 324136 |
| Advantage Trust Co → | 13F manager | – | – | CIK 2009346 |
| ADVANTECH CAPITAL ADVISORS II LIMITED → | RIA / FO | – | CAMANA BAY | CRD 300893 |
| ADVANTECH CAPITAL ADVISORS LTD. → | RIA / FO | – | CAMANA BAY | CRD 281747 |
| Advaya LLP → | 13F manager | – | – | CIK 2056686 |
| ADVAYA LLP → | RIA / FO | – | LONDON | CRD 334239 |
| ADVENT CAPITAL MANAGEMENT /DE/ → | 13F manager | – | – | CIK 1097278 |
| ADVENT INTERNATIONAL, L.P. → | 13F manager | – | – | CIK 1034196 |
| ADVENT LIFE SCIENCES LLP → | RIA / FO | – | LONDON | CRD 173031 |
| ADVENT PARTNERS PTY LTD → | RIA / FO | – | MELBOURNE, VICTORIA | CRD 171232 |
| ADVENT-MORRO EQUITY PARTNERS, INC. → | RIA / FO | – | SAN JUAN, PR | CRD 162930 |
| ADVENTIST HEALTH SYSTEM SUNBELT HEALTHCARE CORP → | 13F manager | – | – | CIK 1103139 |
| Adventist Health System/ West → | 13F manager | – | – | CIK 1802516 |
| ADVERB VENTURES MANAGEMENT, LLC → | RIA / FO | – | SAN FRANCISCO, CA | CRD 326839 |
| ADVICE ONLY → | RIA / FO | – | SAN DIEGO, CA | CRD 334039 |
| AdviceOne Advisory Services, LLC → | 13F manager | – | – | CIK 1998980 |
| Advisor OS, LLC → | 13F manager | – | – | CIK 1767580 |
| Advisor Resource Council → | 13F manager | – | – | CIK 1820879 |
| AdvisorNet Financial, Inc → | 13F manager | – | – | CIK 1409362 |
| Advisors Asset Management, Inc. → | 13F manager | – | – | CIK 1297376 |
| Advisors Capital Management, LLC → | 13F manager | – | – | CIK 1345576 |
| ADVISORS MANAGEMENT GROUP INC /ADV → | 13F manager | – | – | CIK 842766 |
| Advisors Preferred, LLC → | 13F manager | – | – | CIK 1598841 |
| AdvisorShares Investments LLC → | 13F manager | – | – | CIK 1425930 |
| ADVISORTRUST PARTNERS, LLC → | 13F manager | – | – | CIK 2115523 |
| Advisory Advocates, LLC → | 13F manager | – | – | CIK 2111697 |
| Advisory Alpha, LLC → | 13F manager | – | – | CIK 1576762 |
| ADVISORY RESEARCH INC → | 13F manager | – | – | CIK 902584 |
| Advisory Resource Group → | 13F manager | – | – | CIK 1764968 |
| Advisory Services Network, LLC → | 13F manager | – | – | CIK 1573876 |
| Advocacy Wealth Management, LLC → | 13F manager | – | – | CIK 1569452 |
| ADVOCATE GROUP LLC → | 13F manager | – | – | CIK 1853401 |
| Advocate Investing Services LLC → | 13F manager | – | – | CIK 2110509 |
| Advyzon Investment Management, LLC → | 13F manager | – | – | CIK 2011872 |
| ADW Capital Management, LLC → | 13F manager | – | – | CIK 1745214 |
| AE INDUSTRIAL PARTNERS, LP → | 13F manager | – | – | CIK 1880785 |
| AE Wealth Management LLC → | 13F manager | – | – | CIK 1697723 |
| AE-0512 Fund I, a series of Roll Up Vehicles, LP → | Issuer | – | – | CIK 2136129 |