Investor intelligence · Universe
Investor universe
The public-regulatory universe, RIAs & family offices (Form ADV) and institutional managers (13F). Click any entity for its profile & holdings. Read-only; public SEC data, no contacts.
36,242 matches · showing 15401–15500 (page 155 of 363)
| Entity | Type | AUM | Location | Anchor |
|---|---|---|---|---|
| RSD ADVISORS → | RIA / FO | $78M | – | CRD 152447 |
| MGM INNOVA CAP MANAGEMENT LLC → | RIA / FO | $78M | MIAMI, FL | CRD 301918 |
| CENTER LAKE CAPITAL MANAGEMENT, LLC → | RIA / FO | $78M | WEST PALM BEACH, FL | CRD 174311 |
| ARROWHEAD INVESTMENT MANAGEMENT LLC → | RIA / FO | $78M | WHITE PLAINS, NY | CRD 285032 |
| ALIGNMENT FINANCIAL GROUP → | RIA / FO | $78M | – | CRD 306644 |
| CONNECTIVE WEALTH PARTNERS, LLC → | RIA / FO | $78M | – | CRD 335624 |
| COMPREHENSIVE CAPITAL MANAGEMENT, INC. → | RIA / FO | $78M | TOTOWA, NJ | CRD 119890 |
| M.A. WHELAN FINANCIAL PLANNING → | RIA / FO | $77M | – | CRD 140357 |
| GPS FINANCIAL, LLC → | RIA / FO | $77M | PITTSFORD, NY | CRD 290227 |
| PALMER SQUARE PRIVATE CREDIT MANAGEMENT LLC → | RIA / FO | $77M | MISSION WOODS, KS | CRD 324817 |
| FBD ASSET MGMT → | RIA / FO | $77M | BLOOMINGTON, MN | CRD 307216 |
| VANSHAP CAPITAL, LLC → | RIA / FO | $77M | ARLINGTON, VA | CRD 162206 |
| DRYDEN CAPITAL, LLC → | RIA / FO | $77M | NEW YORK, NY | CRD 172648 |
| HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. → | RIA / FO | $77M | CLEVELAND, OH | CRD 282906 |
| CATHAY CAPITAL NA, LLC → | RIA / FO | $77M | NEW YORK, NY | CRD 268816 |
| INVESTMENT RESEARCH CORP → | RIA / FO | $76M | DENVER, CO | CRD 108208 |
| MONK, STAN → | RIA / FO | $76M | – | CRD 129443 |
| O ASSET MANAGEMENT LLC → | RIA / FO | $76M | FAIRPORT, NY | CRD 336682 |
| WEIGELFAM → | RIA / FO | $76M | – | CRD 310903 |
| BIN YUAN CAPITAL (CAYMAN) LIMITED → | RIA / FO | $76M | GRAND CAYMAN | CRD 170104 |
| SHORELINE CAPITAL MANAGEMENT, LTD. → | RIA / FO | $76M | GUANGZHOU | CRD 161466 |
| AS TRIGON ASSET MANAGEMENT → | RIA / FO | $76M | TALLINN | CRD 286092 |
| ACTIVE WEALTH ADVISORS → | RIA / FO | $75M | WOODCLIFF LAKE, NJ | CRD 336793 |
| SQN CAPITAL MANAGEMENT, LLC → | RIA / FO | $75M | NEW YORK, NY | CRD 158704 |
| BASELINE PARTNERS LLC → | RIA / FO | $75M | MESA, AZ | CRD 301762 |
| KANE FINANCIAL → | RIA / FO | $75M | WATERVILLE, NY | CRD 291231 |
| TUTTLE WEALTH PARTNERS LLC → | RIA / FO | $75M | – | CRD 338406 |
| CLOVER LEAF FINANCIAL LLC → | RIA / FO | $75M | FAIRPORT, NY | CRD 335751 |
| GENSEN ASSET MANAGEMENT INC. → | RIA / FO | $75M | – | CRD 339709 |
| HAVERSTOCK CAPITAL LLP → | RIA / FO | $75M | LONDON | CRD 340312 |
| MOSAIC CAPITAL INC. → | RIA / FO | $75M | GEORGE TOWN, GRAND CAYMAN | CRD 336051 |
| MOUNTAIN PASS PLANNING → | RIA / FO | $75M | HOPEWELL JUNCTION, NY | CRD 283389 |
| EKO → | RIA / FO | $75M | – | CRD 313296 |
| HLV VENTURES → | RIA / FO | $75M | HAUPPAUGE, NY | CRD 332979 |
| VORA WEALTH MANAGEMENT, PLLC → | RIA / FO | $75M | FLAGSTAFF, AZ | CRD 153559 |
| FINANCIAL PLANNING ASSOCIATES, LLC → | RIA / FO | $75M | WHITE PLAINS, NY | CRD 159404 |
| TRADITIONAL DIGITAL → | RIA / FO | $75M | – | CRD 339823 |
| RCN WEALTH ADVISORS, INC. → | RIA / FO | $75M | – | CRD 163562 |
| RPM CAPITAL MANAGEMENT, LLC → | RIA / FO | $74M | – | CRD 164200 |
| LYTLE INVESTMENTS → | RIA / FO | $74M | GRAND ISLAND, NY | CRD 297591 |
| RPATA, LLC → | RIA / FO | $74M | – | CRD 285598 |
| REYNOLDS CAPITAL MANAGEMENT, LLC → | RIA / FO | $74M | LAS VEGAS, NV | CRD 107711 |
| WRIGHT PRIVATE ASSET MANAGEMENT LLC → | RIA / FO | $74M | SHELTON, CT | CRD 139570 |
| 9 STREAM CAPITAL PARTNERS LLC → | RIA / FO | $74M | LEAWOOD, KS | CRD 340394 |
| USA MUTUALS ADVISORS, INC. → | RIA / FO | $74M | CONCORD, MA | CRD 131750 |
| TRANSWESTERN CAPITAL ADVISORS, LLC → | RIA / FO | $74M | NEWPORT, RI | CRD 141605 |
| ALLOS INVESTMENT ADVISORS, LLC → | RIA / FO | $74M | OVERLAND PARK, KS | CRD 155541 |
| ACRYLIC FINANCIAL, INC. → | RIA / FO | $74M | FOUNTAIN HILLS, AZ | CRD 288263 |
| SAGE HILL ADVISORY AND MANAGEMENT LLC → | RIA / FO | $73M | SARATOGA SPRINGS, NY | CRD 149365 |
| COUNTRYSIDE FINANCIAL LLC → | RIA / FO | $73M | WILLIAMSVILLE, NY | CRD 337489 |
| STEWARDSHIP PARTNERS INVESTMENT COUNSEL, INC. → | RIA / FO | $73M | – | CRD 115340 |
| LYONS INVESTMENT MANAGEMENT → | RIA / FO | $73M | WINTER PARK, FL | CRD 166788 |
| TACTICAL ROTATION MANAGEMENT, LLC → | RIA / FO | $73M | FOREST HILLS, NY | CRD 333968 |
| THE BYCOFF GROUP LLC → | RIA / FO | $73M | – | CRD 334192 |
| PERIPHAS CAPITAL, LP → | RIA / FO | $73M | NEW YORK, NY | CRD 291980 |
| WPM WEALTH ADVISORS LLC → | RIA / FO | $72M | SARATOGA SPRINGS, NY | CRD 316722 |
| FOREVER FINANCIAL ADVISORS, LLC → | RIA / FO | $72M | – | CRD 134486 |
| R. SEEGER WEALTH MANAGEMENT, LTD → | RIA / FO | $72M | LINDENHURST, NY | CRD 152258 |
| STYLUS CAPITAL LLC → | RIA / FO | $72M | ISTANBUL | CRD 282156 |
| FRANCO FINANCIAL ADVISORS, INC. → | RIA / FO | $72M | NEW YORK, NY | CRD 137587 |
| HARVEST CAPITAL ASSETS, LLC → | RIA / FO | $72M | – | CRD 269951 |
| WORLD CAPITAL ADVISORS, LLC → | RIA / FO | $72M | DENVER, CO | CRD 135941 |
| SILVER ADVISORS, LLC → | RIA / FO | $72M | NEW YORK, NY | CRD 291109 |
| GLOBAL INVESTMENT ADVISORY → | RIA / FO | $72M | MCDONOUGH, GA | CRD 310305 |
| EPOGEE CAPITAL MANAGEMENT, LLC → | RIA / FO | $72M | – | CRD 330816 |
| MONACHIL CAPITAL PARTNERS LP → | RIA / FO | $72M | GREENWICH, CT | CRD 311376 |
| OBRA FUND MANAGEMENT, LLC → | RIA / FO | $72M | NEW YORK, NY | CRD 328207 |
| SCHULTZE ASSET MANAGEMENT, LP → | RIA / FO | $72M | RYE BROOK, NY | CRD 110927 |
| PURSUIT FUND ADVISERS LLC → | RIA / FO | $72M | – | CRD 333442 |
| CLOCKWISE CAPITAL LLC → | RIA / FO | $72M | MIAMI, FL | CRD 175233 |
| HV CAPITAL MANAGEMENT → | RIA / FO | $72M | MONTGOMERY, NY | CRD 339467 |
| MADISON GLOBAL ADVISORS LLC → | RIA / FO | $71M | HAUPPAUGE, NY | CRD 288894 |
| OXFORD PARK MANAGEMENT, LLC → | RIA / FO | $71M | GREENWICH, CT | CRD 324383 |
| AZURA PARTNERS US LLC → | RIA / FO | $71M | NEW YORK, NY | CRD 327986 |
| MAIN STREET FINANCIAL → | RIA / FO | $71M | PURCHASE, NY | CRD 118130 |
| MONTHIE WEALTH ADVISORS → | RIA / FO | $71M | LATHAM, NY | CRD 321076 |
| AXIA ASSET MANAGEMENT, LLC → | RIA / FO | $71M | – | CRD 173148 |
| PLANROCK WEALTH STRATEGIES, LLC → | RIA / FO | $71M | BRENTWOOD, TN | CRD 304803 |
| WISDOM CAPITAL ASSET MANAGEMENT, LLC → | RIA / FO | $71M | – | CRD 307648 |
| FIDUCIARY MANAGEMENT GROUP, LLC → | RIA / FO | $71M | NEW YORK, NY | CRD 136612 |
| POLARIS FINANCIAL, LLC → | RIA / FO | $70M | – | CRD 281952 |
| RESOLVE ASSET MANAGEMENT INC. → | RIA / FO | $70M | TORONTO | CRD 175361 |
| PERCENT ADVISORS LLC → | RIA / FO | $70M | NEW YORK, NY | CRD 318890 |
| EFS ASSET MANAGEMENT LLC → | RIA / FO | $70M | DALLAS, TX | CRD 106184 |
| CANTERBURY INVESTMENT MANAGEMENT, LLC → | RIA / FO | $70M | ZIONSVILLE, IN | CRD 125680 |
| IBN ADVISORY SERVICES, INC. → | RIA / FO | $70M | LIVERPOOL, NY | CRD 293288 |
| ROCHESTER INVESTMENTS → | RIA / FO | $70M | ROCHESTER, NY | CRD 306782 |
| MARIN WEALTH ADVISORS LLC → | RIA / FO | $69M | SAN RAFAEL, CA | CRD 123237 |
| TANAKA CAPITAL MANAGEMENT INC → | RIA / FO | $69M | GREENWICH, CT | CRD 109888 |
| ABRY PARTNERS, LLC → | RIA / FO | $69M | BOSTON, MA | CRD 161153 |
| STEBEN & COMPANY, LLC → | RIA / FO | $69M | EXCELSIOR, MN | CRD 117808 |
| CAPITAL MANAGEMENT ASSOCIATES INC → | RIA / FO | $69M | NEW YORK, NY | CRD 104783 |
| GEO CAPITAL → | RIA / FO | $69M | SAO PAULO/SP | CRD 322902 |
| CAPITAL FORMATION ADVISERS LLC → | RIA / FO | $68M | – | CRD 111815 |
| SHIELD WEALTH ADVISORS → | RIA / FO | $68M | WILLIAMSVILLE, NY | CRD 309538 |
| UMB PRIVATE WEALTH MANAGEMENT, LLC → | RIA / FO | $68M | KANSAS CITY, MO | CRD 306374 |
| BLEECKER STREET CAPITAL MANAGEMENT, LLC → | RIA / FO | $68M | BROOKLYN, NY | CRD 332519 |
| PARLIN ADVISORS LLC → | RIA / FO | $68M | HAGUE, NY | CRD 300774 |
| ICONOCLASTIC CAPITAL MANAGEMENT LLC → | RIA / FO | $68M | ROCHESTER, NY | CRD 310132 |
| PEAK ALTITUDE PARTNERS, LP → | RIA / FO | $68M | NEW YORK, NY | CRD 338110 |