Investor intelligence · Universe
Investor universe
The public-regulatory universe, RIAs & family offices (Form ADV) and institutional managers (13F). Click any entity for its profile & holdings. Read-only; public SEC data, no contacts.
36,242 matches · showing 15301–15400 (page 154 of 363)
| Entity | Type | AUM | Location | Anchor |
|---|---|---|---|---|
| ZEST → | RIA / FO | $91M | MIAMI, FL | CRD 316889 |
| WASHINGTON SQUARE CAPITAL MANAGEMENT LLC → | RIA / FO | $90M | NEW YORK, NY | CRD 150335 |
| CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC → | RIA / FO | $90M | GAINESVILLE, FL | CRD 154242 |
| SERAPH CAPITAL ASSOCIATES, LLC → | RIA / FO | $90M | BARTLESVILLE, OK | CRD 165754 |
| GANNETT WEALTH ADVISORS → | RIA / FO | $90M | – | CRD 328213 |
| SPARKLINE CAPITAL LP → | RIA / FO | $90M | – | CRD 314364 |
| OAK CREST ADVISORY, LLC → | RIA / FO | $90M | ROCHESTER, NY | CRD 304255 |
| WEISS FINANCIAL GROUP LLC → | RIA / FO | $90M | MAHOPAC, NY | CRD 159331 |
| SEVEN CANYONS ADVISORS, LLC → | RIA / FO | $90M | SALT LAKE CITY, UT | CRD 290334 |
| NOVAWAVE CAPITAL → | RIA / FO | $90M | MENLO PARK, CA | CRD 333205 |
| ARMADA CAPITAL LLC → | RIA / FO | $90M | MEXICO CITY | CRD 307382 |
| PICHARDO ASSET MANAGEMENT, S.A. DE C.V. → | RIA / FO | $90M | MEXICO CITY | CRD 126683 |
| ALDEMAR RESEARCH CORPORATION → | RIA / FO | $89M | – | CRD 178523 |
| TRADEWAY → | RIA / FO | $89M | – | CRD 281879 |
| ORCHARD ADVISORS → | RIA / FO | $89M | – | CRD 284061 |
| SHFP, LLC → | RIA / FO | $89M | – | CRD 171571 |
| HERITAGE GROVE WEALTH MANAGEMENT, LLC → | RIA / FO | $89M | – | CRD 336771 |
| PROLIFIC SOLUTIONS → | RIA / FO | $88M | NEW YORK, NY | CRD 322770 |
| 7 STREETS FINANCIAL, LLC → | RIA / FO | $88M | SAN DIEGO, CA | CRD 282577 |
| SHANKLAND FINANCIAL ADVISORS, LLC → | RIA / FO | $88M | – | CRD 139562 |
| GUIDANCE POINT RETIREMENT SERVICES, LLC → | RIA / FO | $88M | PORTLAND, ME | CRD 161000 |
| CONTEGO CAPITAL GROUP, INC. → | RIA / FO | $88M | EDINA, MN | CRD 128518 |
| LEXION CAPITAL MANAGEMENT LP → | RIA / FO | $88M | NEW YORK, NY | CRD 153273 |
| WEALTHFD → | RIA / FO | $88M | CONSHOHOCKEN, PA | CRD 299248 |
| IBN FINANCIAL SERVICES, INC → | RIA / FO | $88M | LIVERPOOL, NY | CRD 42360 |
| PACIFIC GLOBAL INVESTMENT MANAGEMENT COMPANY → | RIA / FO | $87M | GLENDALE, CA | CRD 106962 |
| THE WEALTHPLAN LLC → | RIA / FO | $87M | GREAT NECK, NY | CRD 306820 |
| QUINCY WELLS ADVISORS, LLC → | RIA / FO | $87M | CHICAGO, IL | CRD 307477 |
| TIMOTHY J. ELLIS, INC. → | RIA / FO | $87M | – | CRD 126188 |
| YEARWOOD YOUNG ADVISORS → | RIA / FO | $87M | BROOKLYN, NY | CRD 307719 |
| ORASIS CAPITAL → | RIA / FO | $87M | GENEVA | CRD 172536 |
| STERLING ASSET MANAGEMENT CO INC → | RIA / FO | $87M | – | CRD 112825 |
| LK FINANCIAL PLANNING LLC → | RIA / FO | $87M | NEW YORK, NY | CRD 160539 |
| JOSEPH JOHN HASSON JR → | RIA / FO | $87M | – | CRD 109301 |
| SEAHORSE FINANCIAL ADVISERS INC. → | RIA / FO | $87M | MILLBROOK, NY | CRD 117407 |
| HIGH ROAD CAPITAL PARTNERS, LLC → | RIA / FO | $87M | – | CRD 161515 |
| GENESIS ASSET MANAGEMENT GROUP, INC. → | RIA / FO | $87M | – | CRD 125350 |
| UNION STREET PARTNERS LLC → | RIA / FO | $86M | ALEXANDRIA, VA | CRD 156148 |
| EAGAN CAPITAL MANAGEMENT, LLC → | RIA / FO | $86M | FAYETTEVILLE, NY | CRD 126599 |
| MACE CAPITAL MANAGEMENT, LLC → | RIA / FO | $86M | NEW YORK, NY | CRD 134605 |
| ARROW INVESTMENT MANAGEMENT, LLC → | RIA / FO | $86M | NEW YORK, NY | CRD 334614 |
| PRIVATE EQUITY INVESTORS, INC. → | RIA / FO | $85M | NEW YORK, NY | CRD 160559 |
| ATW SPAC MANAGEMENT LLC → | RIA / FO | $85M | NEW YORK, NY | CRD 283737 |
| INTERCAROLINA FINANCIAL SERVICES, INC. → | RIA / FO | $85M | GREENSBORO, NC | CRD 19475 |
| FAIRWAY CAPITAL MANAGEMENT, LLC → | RIA / FO | $85M | CHICAGO, IL | CRD 312918 |
| IDYLLIC PARTNERS MANAGER, LP → | RIA / FO | $85M | SLEEPY HOLLOW, NY | CRD 339892 |
| RUBIN OVERSEAS LTD. → | RIA / FO | $85M | ZURICH | CRD 169309 |
| API FINANCIAL ADVISORS, LLC → | RIA / FO | $85M | ROCKLEDGE, FL | CRD 304586 |
| GROUP RMC INVESTMENT ADVISOR LLC → | RIA / FO | $85M | NEW YORK, NY | CRD 318504 |
| DERASTONE → | RIA / FO | $84M | – | CRD 153748 |
| EREZ ASSET MANAGEMENT, LLC → | RIA / FO | $84M | NEW ROCHELLE, NY | CRD 332027 |
| COMPLETE ADVISORS → | RIA / FO | $84M | VALLEY STREAM, NY | CRD 307127 |
| LEHMANN, LIVIAN, FRIDSON ADVISORS, LLC → | RIA / FO | $84M | NEW YORK, NY | CRD 169980 |
| TITAN CAPITAL MANAGEMENT → | RIA / FO | $84M | SCOTTSDALE, AZ | CRD 319447 |
| WESTERN NEW YORK FINANCIAL GROUP, LLC → | RIA / FO | $84M | BUFFALO, NY | CRD 306083 |
| JACOB ASSET MANAGEMENT OF NEW YORK LLC → | RIA / FO | $84M | HERMOSA BEACH, CA | CRD 112006 |
| SEVEN HILLS CAPITAL CORP. → | RIA / FO | $84M | TORONTO, ONTARIO | CRD 338305 |
| GREYCLIFF WEALTH MANAGEMENT, LLC → | RIA / FO | $84M | NEW YORK, NY | CRD 307645 |
| BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC → | RIA / FO | $84M | MILWAUKEE, WI | CRD 326646 |
| WELARA → | RIA / FO | $84M | – | CRD 334534 |
| VITA PLANNING GROUP LLC → | RIA / FO | $84M | CAMAS, WA | CRD 312323 |
| DOUBLE DUTY MONEY MANAGEMENT LLC → | RIA / FO | $84M | NEW YORK, NY | CRD 326792 |
| ROUTE 20 PRIVATE WEALTH INC. → | RIA / FO | $84M | FORT LAUDERDALE, FL | CRD 332581 |
| INTER US MANAGEMENT, LLC → | RIA / FO | $83M | MIAMI, FL | CRD 334212 |
| NORTHSTAR CAPITAL FUNDS, LLC → | RIA / FO | $83M | NEW YORK, NY | CRD 138526 |
| PROXY WEALTH ADVISORS LLC → | RIA / FO | $83M | WINDERMERE, FL | CRD 298080 |
| MEKETA CAPITAL, LLC → | RIA / FO | $83M | DENVER, CO | CRD 328303 |
| LUMIERE FINANCIAL → | RIA / FO | $83M | NEW YORK, NY | CRD 319171 |
| HYJC CAPITAL OF WNY → | RIA / FO | $83M | LAKEVILLE, NY | CRD 325574 |
| TRP CAPITAL ADVISORS, LLC → | RIA / FO | $82M | BIRMINGHAM, MI | CRD 281098 |
| WINTHROP PARTNERS - EPA, LLC → | RIA / FO | $82M | BUFFALO, NY | CRD 282098 |
| IVESTA CORP → | RIA / FO | $82M | NEW YORK, NY | CRD 337603 |
| LONDINIUM ASSET MANAGEMENT LTD. → | RIA / FO | $82M | 98000 PRINCIPALITY OF MONACO | CRD 141259 |
| L&L PARTNERS WEALTH MANAGEMENT, LLC → | RIA / FO | $82M | SUFFERN, NY | CRD 140077 |
| DASTA INVESTMENTS LLC → | RIA / FO | $82M | NEW YORK, NY | CRD 315589 |
| BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC → | RIA / FO | $82M | MILWAUKEE, WI | CRD 292786 |
| KELLY INTELLIGENCE → | RIA / FO | $82M | DENVER, CO | CRD 315259 |
| BETTEREDGE CAPITAL LLC → | RIA / FO | $81M | NEW YORK, NY | CRD 334496 |
| COLLEGA CAPITAL MANAGEMENT → | RIA / FO | $81M | – | CRD 158829 |
| HUNTER MICHAEL INVESTMENT ADVISORS INC → | RIA / FO | $81M | RICHMOND, VA | CRD 107884 |
| INVESTMENT ADVISOR GROUP → | RIA / FO | $81M | – | CRD 312448 |
| COLUCCI WEALTH MANAGEMENT LLC → | RIA / FO | $81M | BRIGHTWATERS, NY | CRD 338046 |
| MOLLOT & HARDY, INC. → | RIA / FO | $81M | AMHERST, NY | CRD 128377 |
| 1 MAIN CAPITAL MANAGEMENT, LLC → | RIA / FO | $81M | WESTPORT, CT | CRD 328626 |
| NOTTINGHAM WEALTH PARTNERS, INC. → | RIA / FO | $80M | SYRACUSE, NY | CRD 306971 |
| EVER GREEN WEALTH MANAGEMENT, LLC → | RIA / FO | $80M | VICTOR, NY | CRD 297459 |
| ABERNATHY GROUP II LLC → | RIA / FO | $80M | NEW YORK, NY | CRD 152401 |
| FEDERAL PREP → | RIA / FO | $80M | BOHEMIA, NY | CRD 282663 |
| SEAPORT GLOBAL ASSET MANAGEMENT LLC → | RIA / FO | $80M | NEW YORK, NY | CRD 298944 |
| 2XIDEAS → | RIA / FO | $80M | NEW YORK, NY | CRD 328190 |
| MINERVA WEALTH ADVISORY → | RIA / FO | $80M | NEW YORK, NY | CRD 282723 |
| CONSTELLATION ASSET MANAGEMENT, INC. → | RIA / FO | $79M | FAYETTEVILLE, NY | CRD 125704 |
| QUEENBRIDGE CAPITAL, LLC → | RIA / FO | $79M | PITTSFORD, NY | CRD 324027 |
| PATHWAY PARTNERS WEALTH ADVISORS, LLC → | RIA / FO | $79M | AMHERST, NY | CRD 323507 |
| ST. COLUMBANUS AG → | RIA / FO | $79M | TEUFEN | CRD 169895 |
| BRUDERMAN PRIVATE WEALTH → | RIA / FO | $79M | LOCUST VALLEY, NY | CRD 323195 |
| EMERY PARTNERS LLC → | RIA / FO | $78M | BOSTON, MA | CRD 336787 |
| REVERE WEALTH MANAGEMENT LLC → | RIA / FO | $78M | NEW YORK, NY | CRD 170560 |
| AMAZZ INVESTMENT MANAGEMENT, INC. → | RIA / FO | $78M | WILLIAMSVILLE, NY | CRD 126545 |
| PEARL LANE ADVISORS, LLC → | RIA / FO | $78M | NEW YORK, NY | CRD 172681 |