Investor intelligence · Universe
Investor universe
The public-regulatory universe, RIAs & family offices (Form ADV) and institutional managers (13F). Click any entity for its profile & holdings. Read-only; public SEC data, no contacts.
36,242 matches · showing 14601–14700 (page 147 of 363)
| Entity | Type | AUM | Location | Anchor |
|---|---|---|---|---|
| SULLIVAN FINANCIAL, LLC → | RIA / FO | $119M | ESSEX, CT | CRD 121371 |
| KAILIX ADVISORS LLC → | RIA / FO | $119M | AVENTURA, FL | CRD 311094 |
| COMPASS CAPITAL MANAGEMENT, LLC → | RIA / FO | $119M | MCALESTER, OK | CRD 150170 |
| BAER INVESTMENT ADVISORY LLC → | RIA / FO | $119M | – | CRD 152063 |
| RIDGEGATE ADVISORS, LLC → | RIA / FO | $119M | ENGLEWOOD, CO | CRD 334233 |
| TCN PRIVATE WEALTH MANAGEMENT LLC → | RIA / FO | $119M | – | CRD 310464 |
| INTELLICAPITAL ADVISORS LLC → | RIA / FO | $119M | PONTE VEDRA, FL | CRD 316908 |
| SAVVY LABS INC → | RIA / FO | $119M | NEW YORK, NY | CRD 322453 |
| RILEY S. CROSBIE ADVISORY, LLC → | RIA / FO | $119M | LOGAN, UT | CRD 336507 |
| LD LOWE WEALTH ADVISORY → | RIA / FO | $119M | RICHARDSON, TX | CRD 136596 |
| CHARMARLINE WEALTH MANAGEMENT → | RIA / FO | $119M | LYNCHBURG, VA | CRD 336719 |
| BRUCKMANN, ROSSER, SHERRILL & CO., MANAGEMENT, L.P. → | RIA / FO | $119M | NEW YORK, NY | CRD 156881 |
| NORTHFORT FINANCIAL, LLC → | RIA / FO | $119M | – | CRD 143916 |
| SHEA FINANCIAL ADVISORS → | RIA / FO | $119M | – | CRD 125606 |
| VANTAGE FINANCIAL GROUP → | RIA / FO | $119M | AUBURN, CA | CRD 309675 |
| CARDINAL ADVISERS LLC → | RIA / FO | $119M | – | CRD 284465 |
| HMS FINANCIAL SERVICES, LLC → | RIA / FO | $119M | COLUMBIA, SC | CRD 131569 |
| INTELLIGENT INVESTING → | RIA / FO | $119M | – | CRD 286233 |
| NOBLE WEALTH PARTNERS → | RIA / FO | $118M | DENVER, CO | CRD 298396 |
| SANDHILL WEALTH MANAGEMENT, INC. → | RIA / FO | $118M | WINTER PARK, FL | CRD 291649 |
| JASPER CAPITAL HONG KONG LIMITED → | RIA / FO | $118M | HONG KONG, HONG KONG | CRD 306114 |
| TERRAFIRMA WEALTH PARTNERS → | RIA / FO | $118M | WALNUT CREEK, CA | CRD 331568 |
| SMITH & CO ADVISORY LLC → | RIA / FO | $118M | SPRING HILL, TN | CRD 333042 |
| MCM ADVISERS, LP → | RIA / FO | $118M | ORINDA, CA | CRD 110656 |
| FINANCIAL DISCOVERY → | RIA / FO | $118M | ATLANTA, GA | CRD 125383 |
| TONE CAPITAL, LLC → | RIA / FO | $118M | RICHMOND, VA | CRD 285622 |
| LCV MANAGEMENT, LP → | RIA / FO | $118M | – | CRD 338080 |
| PINNACLE WEALTH MANAGEMENT, INC. → | RIA / FO | $118M | BRIGHTON, MI | CRD 166853 |
| VANDERPOL INVESTMENTS L.L.C. → | RIA / FO | $118M | CALEDONIA, MI | CRD 168174 |
| CS ADVISORS INC. → | RIA / FO | $118M | BOCA RATON, FL | CRD 130729 |
| STAIB FINANCIAL PLANNING, LLC → | RIA / FO | $118M | – | CRD 125706 |
| BLUE SKY INVESTMENT PARTNERS, INC. → | RIA / FO | $118M | EVANSTON, IL | CRD 145318 |
| CORNERSTONE FINANCIAL → | RIA / FO | $118M | ATLANTA, GA | CRD 125494 |
| CROSSPOINT CAPITAL MANAGEMENT → | RIA / FO | $118M | ORINDA, CA | CRD 150212 |
| INVESTMENT & TAX STRATEGIES, INC. → | RIA / FO | $118M | – | CRD 157717 |
| ONE LIFE FINANCIAL GROUP, INC. → | RIA / FO | $118M | – | CRD 281792 |
| GVS FINANCIAL GROUP, INC. → | RIA / FO | $118M | – | CRD 129337 |
| ARK WEALTH ADVISORS, LLC → | RIA / FO | $118M | YORBA LINDA, CA | CRD 309396 |
| SOUTH SHORE INVESTMENT SERVICES LLC → | RIA / FO | $118M | NORWELL, MA | CRD 311450 |
| TEXAS FINANCIAL ADVISORY → | RIA / FO | $118M | SAN ANTONIO, TX | CRD 306413 |
| AEM ASSET MANAGEMENT, LLC → | RIA / FO | $118M | SOMERSET, NJ | CRD 310360 |
| MERIDIAN WEALTH MANAGEMENT → | RIA / FO | $118M | – | CRD 285853 |
| AK GLOBAL ASSET MANAGEMENT, LLC → | RIA / FO | $118M | OAKLAND, CA | CRD 137530 |
| HUNT INVESTMENT MANAGEMENT, LLC → | RIA / FO | $118M | NEW YORK, NY | CRD 151744 |
| WEALTH ENGINEERS, LLC → | RIA / FO | $118M | DENVER, CO | CRD 168578 |
| KINNAMON & ASSOCIATES LTD II → | RIA / FO | $118M | BARRINGTON, IL | CRD 106701 |
| CURAT GLOBAL LLC → | RIA / FO | $118M | – | CRD 296180 |
| WILLAMETTE FINANCIAL ADVISORS, LLC → | RIA / FO | $117M | PORTLAND, OR | CRD 173482 |
| CIRO CAPITAL LLC → | RIA / FO | $117M | JERSEY CITY, NJ | CRD 329576 |
| ALBERT BRIDGE CAPITAL → | RIA / FO | $117M | – | CRD 326763 |
| FAIRWAY ASSET MANAGEMENT, LLC → | RIA / FO | $117M | OMAHA, NE | CRD 146636 |
| TRAIL FINANCIAL PLANNING LLC → | RIA / FO | $117M | BELLINGHAM, WA | CRD 165063 |
| L.J. BREY, INC. → | RIA / FO | $117M | – | CRD 113996 |
| COVALENT PARTNERS LLC → | RIA / FO | $117M | CONCORD, MA | CRD 140494 |
| BUCKRAM SECURITIES LTD → | RIA / FO | $117M | LOCUST VALLEY, NY | CRD 126976 |
| MCKINLEY FINANCIAL → | RIA / FO | $117M | BROOKVILLE, PA | CRD 282443 |
| CASTLE ISLAND WEALTH → | RIA / FO | $117M | PALM BEACH GARDENS, FL | CRD 287710 |
| CAERUS INVESTMENT ADVISORS, LLC → | RIA / FO | $117M | – | CRD 171716 |
| DUNHAM LANE CAPITAL PARTNERS LLC → | RIA / FO | $117M | GREENWICH, CT | CRD 283276 |
| PMB ADVISORS → | RIA / FO | $117M | LARKSPUR, CA | CRD 137495 |
| LEGACY ROAD FAMILY OFFICES → | RIA / FO | $117M | – | CRD 337654 |
| MOFFATT FINANCIAL STRATEGIES → | RIA / FO | $117M | FORT WORTH, TX | CRD 335975 |
| GREYSTONE FINANCIAL & ESTATE SERVICES, INC. → | RIA / FO | $117M | KIRKLAND, WA | CRD 318092 |
| SULZBERGER CAPITAL ADVISORS, INC. → | RIA / FO | $117M | MIAMI, FL | CRD 174673 |
| MOTILAL OSWAL CAPITAL LIMITED → | RIA / FO | $117M | PRABHADEVI, MUMBAI | CRD 286146 |
| BH ASSET MANAGEMENT, LLC → | RIA / FO | $117M | NEW YORK, NY | CRD 152117 |
| ABRAHAM & CO., INC. → | RIA / FO | $117M | – | CRD 299085 |
| HUMILIS INVESTMENT STRATEGIES, LLC → | RIA / FO | $117M | – | CRD 338310 |
| WURZ FINANCIAL SERVICES, LLC → | RIA / FO | $117M | HOLLAND, OH | CRD 331608 |
| GREENLINE WEALTH MANAGEMENT → | RIA / FO | $117M | BOCA RATON, FL | CRD 298397 |
| BURT ASSET MANAGEMENT, INC. → | RIA / FO | $117M | – | CRD 125967 |
| TRIDENT ADVISORS INC → | RIA / FO | $117M | DOYLESTOWN, PA | CRD 108920 |
| OMNI FINANCIAL LLC → | RIA / FO | $117M | MADISON, WI | CRD 314670 |
| HEIRLOOM INVESTMENT MANAGEMENT LLC → | RIA / FO | $117M | – | CRD 281357 |
| OXFORD REAL ESTATE ADVISORS INC → | RIA / FO | $117M | PITTSBURGH, PA | CRD 107209 |
| ABEL FINANCIAL MANAGEMENT CO. → | RIA / FO | $117M | – | CRD 121558 |
| WHITWELL ADVISORS → | RIA / FO | $117M | – | CRD 331958 |
| INVESTMENT MANAGERS GROUP, LLC → | RIA / FO | $117M | TEMECULA, CA | CRD 164203 |
| NIM WEALTH SOLUTIONS → | RIA / FO | $117M | SAN JOSE, CA | CRD 334754 |
| MGFS PRIVATE WEALTH, LLC → | RIA / FO | $117M | – | CRD 332823 |
| ALIGN WEALTH MANAGEMENT, LLC → | RIA / FO | $117M | SAN JOSE, CA | CRD 323615 |
| DELPHI MANAGEMENT INC → | RIA / FO | $117M | – | CRD 106042 |
| ALSWORTH CAPITAL MANAGEMENT, LLC → | RIA / FO | $117M | CORNING, NY | CRD 281417 |
| TIDWELL WEALTH MANAGEMENT LLC → | RIA / FO | $117M | ROCKLIN, CA | CRD 309109 |
| HAYES ASSET MANAGEMENT, LLC → | RIA / FO | $117M | ROCHESTER, NY | CRD 141220 |
| KOMPASS KAPITAL ADVISORS, LLC → | RIA / FO | $117M | OVERLAND PARK, KS | CRD 335041 |
| DYNAMIC TRADING MANAGEMENT, LLC. → | RIA / FO | $117M | WHITE PLAINS, NY | CRD 142638 |
| MAINE ADVISORY ASSOCIATES → | RIA / FO | $117M | FALMOUTH, ME | CRD 311679 |
| INTEGRA WEALTH → | RIA / FO | $116M | CHATTANOOGA, TN | CRD 149999 |
| LUNA CAPITAL MANAGEMENT, LLC → | RIA / FO | $116M | BURLINGAME, CA | CRD 307687 |
| HECKMAN FINANCIAL & INSURANCE SERVICES, INC. → | RIA / FO | $116M | SAN JOSE, CA | CRD 111549 |
| STURMAN WEALTH ADVISORS → | RIA / FO | $116M | CHARLOTTESVILLE, VA | CRD 331560 |
| ASSET STRATEGY RETIREMENT PLAN CONSULTANTS, LLC → | RIA / FO | $116M | CAMP HILL, PA | CRD 147982 |
| ATON ADVISORS, LLC → | RIA / FO | $116M | – | CRD 154036 |
| PARADIGM WEALTH MANAGEMENT → | RIA / FO | $116M | LINCOLN, NE | CRD 282055 |
| EBERT CAPITAL MANAGEMENT INC. → | RIA / FO | $116M | EUREKA, CA | CRD 155169 |
| GREENSKEEPER ASSET MANAGEMENT INC. → | RIA / FO | $116M | OAKVILLE, ONTARIO | CRD 325725 |
| FIRST LIGHT WEALTH ADVISORS, LLC → | RIA / FO | $116M | LITTLE FALLS, NJ | CRD 291214 |
| JAFFE ASSET MANAGEMENT LLC → | RIA / FO | $116M | BEVERLY HILLS, CA | CRD 108082 |
| COLUMBIA BENEFITS, LLC → | RIA / FO | $116M | DENVER, CO | CRD 132261 |